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Katz v. United States 389 U.S. 347 (1967)
The right to
be free of unreasonable search and seizure activities by the states
is clear. What is not so clear, however, is what actually constitutes
a search and seizure. If the activity is neither of those things,
then the protections of the Fourth Amendment are inapplicable. The
leading case on this issue, although narrowed in subsequent decisions,
still stands after 35 years. Decided in 1967, Katz v. United States
did much set the boundaries of the debate of what constitutes a
search and seizure, boundaries that to this day are constantly flexing
under attack from the state.
In Katz, the defendant was convicted of transmitting wagering information
by telephone from Los Angeles to Miami and Boston. Key evidence
was of the defendants end of telephone conversations, overhead by
FBI agents who had attached an electronic listening and recording
device to the outside of the public telephone booth from which he
had placed his calls. "The government's activities in electronically
listening to and recording the petitioner's words violated the privacy
upon which he justifiably relied while using the telephone booth
and thus constituted a "search and seizure" within the
meaning of the Fourth Amendment." The Government did not acquire
a warrant, and therefore they had no right to listen to the conversation
of the defendant. In effect, this created the rule that forces the
Government to gain Court approval before wire tapping telephones,
protecting the people from the invasion of privacy that an unfettered
use of taps could create.
Full text of KATZ v. UNITED STATES.
CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT.
No. 35.
Argued October 17, 1967.
Decided December 18, 1967.
Petitioner was convicted under an indictment charging him with
transmitting wagering information by telephone across state lines
in violation of 18 U.S.C. 1084. Evidence of petitioner's end of
the conversations, overheard by FBI agents who had attached an electronic
listening and recording device to the outside of the telephone booth
from which the calls were made, was introduced at the trial. The
Court of Appeals affirmed the conviction, finding that there was
no Fourth Amendment violation since there was "no physical
entrance into the area occupied by" petitioner. Held:
1. The Government's eavesdropping activities violated the privacy
upon which petitioner justifiably relied while using the telephone
booth and thus constituted a "search and seizure" within
the meaning of the Fourth Amendment. Pp. 350-353.
(a) The Fourth Amendment governs not only the seizure of tangible
items but extends as well to the recording of oral statements. Silverman
v. United States, 365 U.S. 505, 511 . P. 353.
(b) Because the Fourth Amendment protects people rather than places,
its reach cannot turn on the presence or absence of a physical intrusion
into any given enclosure. The "trespass" doctrine of Olmstead
v. United States, 277 U.S. 438 , and Goldman v. United States, 316
U.S. 129 , is no longer controlling. Pp. 351, 353.
2. Although the surveillance in this case may have been so narrowly
circumscribed that it could constitutionally have been authorized
in advance, it was not in fact conducted pursuant to the warrant
procedure which is a constitutional precondition of such electronic
surveillance. Pp. 354-359.
369 F.2d 130, reversed.
Burton Marks and Harvey A. Schneider argued the cause and filed
briefs for petitioner. [389 U.S. 347, 348]
John S. Martin, Jr., argued the cause for the United States. With
him on the brief were Acting Solicitor General Spritzer, Assistant
Attorney General Vinson and Beatrice Rosenberg.
MR. JUSTICE STEWART delivered the opinion of the Court.
The petitioner was convicted in the District Court for the Southern
District of California under an eight-count indictment charging
him with transmitting wagering information by telephone from Los
Angeles to Miami and Boston, in violation of a federal statute.
1 At trial the Government was permitted, over the petitioner's objection,
to introduce evidence of the petitioner's end of telephone conversations,
overheard by FBI agents who had attached an electronic listening
and recording device to the outside of the public telephone booth
from which he had placed his calls. In affirming his conviction,
the Court of Appeals rejected the contention that the recordings
had been obtained in violation of the Fourth Amendment, [389 U.S.
347, 349] because "[t]here was no physical entrance into the
area occupied by [the petitioner]." 2 We granted certiorari
in order to consider the constitutional questions thus presented.
3
The petitioner has phrased those questions as follows:
"A. Whether a public telephone booth is a constitutionally
protected area so that evidence obtained by attaching an electronic
listening recording device to the top of such a booth is obtained
in violation of the right to privacy of the user of the booth. [389
U.S. 347, 350]
"B. Whether physical penetration of a constitutionally protected
area is necessary before a search and seizure can be said to be
violative of the Fourth Amendment to the United States Constitution."
We decline to adopt this formulation of the issues. In the first
place, the correct solution of Fourth Amendment problems is not
necessarily promoted by incantation of the phrase "constitutionally
protected area." Secondly, the Fourth Amendment cannot be translated
into a general constitutional "right to privacy." That
Amendment protects individual privacy against certain kinds of governmental
intrusion, but its protections go further, and often have nothing
to do with privacy at all. 4 Other provisions of the Constitution
protect personal privacy from other forms of governmental invasion.
5 But the protection of a person's general right to privacy - his
right to be let alone by other people 6 - is, like the [389 U.S.
347, 351] protection of his property and of his very life, left
largely to the law of the individual States. 7
Because of the misleading way the issues have been formulated, the
parties have attached great significance to the characterization
of the telephone booth from which the petitioner placed his calls.
The petitioner has strenuously argued that the booth was a "constitutionally
protected area." The Government has maintained with equal vigor
that it was not. 8 But this effort to decide whether or not a given
"area," viewed in the abstract, is "constitutionally
protected" deflects attention from the problem presented by
this case. 9 For the Fourth Amendment protects people, not places.
What a person knowingly exposes to the public, even in his own home
or office, is not a subject of Fourth Amendment protection. See
Lewis v. United States, 385 U.S. 206, 210 ; United States v. Lee,
274 U.S. 559, 563 . But what he seeks to preserve as private, even
in an area accessible to the public, may be constitutionally protected.
[389 U.S. 347, 352] See Rios v. United States, 364 U.S. 253 ; Ex
parte Jackson, 96 U.S. 727, 733 .
The Government stresses the fact that the telephone booth from
which the petitioner made his calls was constructed partly of glass,
so that he was as visible after he entered it as he would have been
if he had remained outside. But what he sought to exclude when he
entered the booth was not the intruding eye - it was the uninvited
ear. He did not shed his right to do so simply because he made his
calls from a place where he might be seen. No less than an individual
in a business office, 10 in a friend's apartment, 11 or in a taxicab,
12 a person in a telephone booth may rely upon the protection of
the Fourth Amendment. One who occupies it, shuts the door behind
him, and pays the toll that permits him to place a call is surely
entitled to assume that the words he utters into the mouthpiece
will not be broadcast to the world. To read the Constitution more
narrowly is to ignore the vital role that the public telephone has
come to play in private communication.
The Government contends, however, that the activities of its agents
in this case should not be tested by Fourth Amendment requirements,
for the surveillance technique they employed involved no physical
penetration of the telephone booth from which the petitioner placed
his calls. It is true that the absence of such penetration was at
one time thought to foreclose further Fourth Amendment inquiry,
Olmstead v. United States, 277 U.S. 438, 457 , 464, 466; Goldman
v. United States, 316 U.S. 129, 134 -136, for that Amendment was
thought to limit only searches and seizures of tangible [389 U.S.
347, 353] property. 13 But "[t]he premise that property interests
control the right of the Government to search and seize has been
discredited." Warden v. Hayden, 387 U.S. 294, 304 . Thus, although
a closely divided Court supposed in Olmstead that surveillance without
any trespass and without the seizure of any material object fell
outside the ambit of the Constitution, we have since departed from
the narrow view on which that decision rested. Indeed, we have expressly
held that the Fourth Amendment governs not only the seizure of tangible
items, but extends as well to the recording of oral statements,
over-heard without any "technical trespass under . . . local
property law." Silverman v. United States, 365 U.S. 505, 511
. Once this much is acknowledged, and once it is recognized that
the Fourth Amendment protects people - and not simply "areas"
- against unreasonable searches and seizures, it becomes clear that
the reach of that Amendment cannot turn upon the presence or absence
of a physical intrusion into any given enclosure.
We conclude that the underpinnings of Olmstead and Goldman have
been so eroded by our subsequent decisions that the "trespass"
doctrine there enunciated can no longer be regarded as controlling.
The Government's activities in electronically listening to and recording
the petitioner's words violated the privacy upon which he justifiably
relied while using the telephone booth and thus constituted a "search
and seizure" within the meaning of the Fourth Amendment. The
fact that the electronic device employed to achieve that end did
not happen to penetrate the wall of the booth can have no constitutional
significance. [389 U.S. 347, 354]
The question remaining for decision, then, is whether the search
and seizure conducted in this case complied with constitutional
standards. In that regard, the Government's position is that its
agents acted in an entirely defensible manner: They did not begin
their electronic surveillance until investigation of the petitioner's
activities had established a strong probability that he was using
the telephone in question to transmit gambling information to persons
in other States, in violation of federal law. Moreover, the surveillance
was limited, both in scope and in duration, to the specific purpose
of establishing the contents of the petitioner's unlawful telephonic
communications. The agents confined their surveillance to the brief
periods during which he used the telephone booth, 14 and they took
great care to overhear only the conversations of the petitioner
himself. 15
Accepting this account of the Government's actions as accurate,
it is clear that this surveillance was so narrowly circumscribed
that a duly authorized magistrate, properly notified of the need
for such investigation, specifically informed of the basis on which
it was to proceed, and clearly apprised of the precise intrusion
it would entail, could constitutionally have authorized, with appropriate
safeguards, the very limited search and seizure that the Government
asserts in fact took place. Only last Term we sustained the validity
of [389 U.S. 347, 355] such an authorization, holding that, under
sufficiently "precise and discriminate circumstances,"
a federal court may empower government agents to employ a concealed
electronic device "for the narrow and particularized purpose
of ascertaining the truth of the . . . allegations" of a "detailed
factual affidavit alleging the commission of a specific criminal
offense." Osborn v. United States, 385 U.S. 323, 329 -330.
Discussing that holding, the Court in Berger v. New York, 388 U.S.
41 , said that "the order authorizing the use of the electronic
device" in Osborn "afforded similar protections to those
. . . of conventional warrants authorizing the seizure of tangible
evidence." Through those protections, "no greater invasion
of privacy was permitted than was necessary under the circumstances."
Id., at 57. 16 Here, too, a similar [389 U.S. 347, 356] judicial
order could have accommodated "the legitimate needs of law
enforcement" 17 by authorizing the carefully limited use of
electronic surveillance.
The Government urges that, because its agents relied upon the decisions
in Olmstead and Goldman, and because they did no more here than
they might properly have done with prior judicial sanction, we should
retroactively validate their conduct. That we cannot do. It is apparent
that the agents in this case acted with restraint. Yet the inescapable
fact is that this restraint was imposed by the agents themselves,
not by a judicial officer. They were not required, before commencing
the search, to present their estimate of probable cause for detached
scrutiny by a neutral magistrate. They were not compelled, during
the conduct of the search itself, to observe precise limits established
in advance by a specific court order. Nor were they directed, after
the search had been completed, to notify the authorizing magistrate
in detail of all that had been seized. In the absence of such safeguards,
this Court has never sustained a search upon the sole ground that
officers reasonably expected to find evidence of a particular crime
and voluntarily confined their activities to the least intrusive
[389 U.S. 347, 357] means consistent with that end. Searches conducted
without warrants have been held unlawful "notwithstanding facts
unquestionably showing probable cause," Agnello v. United States,
269 U.S. 20, 33 , for the Constitution requires "that the deliberate,
impartial judgment of a judicial officer . . . be interposed between
the citizen and the police . . . ." Wong Sun v. United States,
371 U.S. 471, 481 -482. "Over and again this Court has emphasized
that the mandate of the [Fourth] Amendment requires adherence to
judicial processes," United States v. Jeffers, 342 U.S. 48,
51 , and that searches conducted outside the judicial process, without
prior approval by judge or magistrate, are per se unreasonable under
the Fourth Amendment 18 - subject only to a few specifically established
and well-delineated exceptions. 19
It is difficult to imagine how any of those exceptions could ever
apply to the sort of search and seizure involved in this case. Even
electronic surveillance substantially contemporaneous with an individual's
arrest could hardly be deemed an "incident" of that arrest.
20 [389 U.S. 347, 358] Nor could the use of electronic surveillance
without prior authorization be justified on grounds of "hot
pursuit." 21 And, of course, the very nature of electronic
surveillance precludes its use pursuant to the suspect's consent.
22
The Government does not question these basic principles. Rather,
it urges the creation of a new exception to cover this case. 23
It argues that surveillance of a telephone booth should be exempted
from the usual requirement of advance authorization by a magistrate
upon a showing of probable cause. We cannot agree. Omission of such
authorization
"bypasses the safeguards provided by an objective predetermination
of probable cause, and substitutes instead the far less reliable
procedure of an after-the-event justification for the . . . search,
too likely to be subtly influenced by the familiar shortcomings
of hindsight judgment." Beck v. Ohio, 379 U.S. 89, 96 .
And bypassing a neutral predetermination of the scope of a search
leaves individuals secure from Fourth Amendment [389 U.S. 347, 359]
violations "only in the discretion of the police." Id.,
at 97.
These considerations do not vanish when the search in question is
transferred from the setting of a home, an office, or a hotel room
to that of a telephone booth. Wherever a man may be, he is entitled
to know that he will remain free from unreasonable searches and
seizures. The government agents here ignored "the procedure
of antecedent justification . . . that is central to the Fourth
Amendment," 24 a procedure that we hold to be a constitutional
precondition of the kind of electronic surveillance involved in
this case. Because the surveillance here failed to meet that condition,
and because it led to the petitioner's conviction, the judgment
must be reversed.
It is so ordered.
MR. JUSTICE MARSHALL took no part in the consideration or decision
of this case.
Footnotes
[ Footnote 1 ] 18 U.S.C. 1084. That statute provides in pertinent
part:
"(a) Whoever being engaged in the business of betting or wagering
knowingly uses a wire communication facility for the transmission
in interstate or foreign commerce of bets or wagers or information
assisting in the placing of bets or wagers on any sporting event
or contest, or for the transmission of a wire communication which
entitles the recipient to receive money or credit as a result of
bets or wagers, or for information assisting in the placing of bets
or wagers, shall be fined not more than $10,000 or imprisoned not
more than two years, or both.
"(b) Nothing in this section shall be construed to prevent
the transmission in interstate or foreign commerce of information
for use in news reporting of sporting events or contests, or for
the transmission of information assisting in the placing of bets
or wagers on a sporting event or contest from a State where betting
on that sporting event or contest is legal into a State in which
such betting is legal."
[ Footnote 2 ] 369 F.2d 130, 134.
[ Footnote 3 ] 386 U.S. 954 . The petition for certiorari also challenged
the validity of a warrant authorizing the search of the petitioner's
premises. In light of our disposition of this case, we do not reach
that issue.
We find no merit in the petitioner's further suggestion that his
indictment must be dismissed. After his conviction was affirmed
by the Court of Appeals, he testified before a federal grand jury
concerning the charges involved here. Because he was compelled to
testify pursuant to a grant of immunity, 48 Stat. 1096, as amended,
47 U.S.C. 409(l), it is clear that the fruit of his testimony cannot
be used against him in any future trial. But the petitioner asks
for more. He contends that his conviction must be vacated and the
charges against him dismissed lest he be "subjected to [a]
penalty . . . on account of [a] . . . matter . . . concerning which
he [was] compelled . . . to testify . . . ." 47 U.S.C. 409
(l). Frank v. United States, 347 F.2d 486. We disagree. In relevant
part, 409 (l) substantially repeats the language of the Compulsory
Testimony Act of 1893, 27 Stat. 443, 49 U.S.C. 46, which was Congress'
response to this Court's statement that an immunity statute can
supplant the Fifth Amendment privilege against self-incrimination
only if it affords adequate protection from future prosecution or
conviction. Counselman v. Hitchcock, 142 U.S. 547, 585 -586. The
statutory provision here involved was designed to provide such protection,
see Brown v. United States, 359 U.S. 41, 45 -46, not to confer immunity
from punishment pursuant to a prior prosecution and adjudication
of guilt. Cf. Reina v. United States, 364 U.S. 507, 513 -514.
[ Footnote 4 ] "The average man would very likely not have
his feelings soothed any more by having his property seized openly
than by having it seized privately and by stealth. . . . And a person
can be just as much, if not more, irritated, annoyed and injured
by an unceremonious public arrest by a policeman as he is by a seizure
in the privacy of his office or home." Griswold v. Connecticut,
381 U.S. 479, 509 (dissenting opinion of MR. JUSTICE BLACK).
[ Footnote 5 ] The First Amendment, for example, imposes limitations
upon governmental abridgment of "freedom to associate and privacy
in one's associations." NAACP v. Alabama, 357 U.S. 449, 462
. The Third Amendment's prohibition against the unconsented peace-time
quartering of soldiers protects another aspect of privacy from governmental
intrusion. To some extent, the Fifth Amendment too "reflects
the Constitution's concern for . . . `. . . the right of each individual
"to a private enclave where he may lead a private life."'"
Tehan v. Shott, 382 U.S. 406, 416 . Virtually every governmental
action interferes with personal privacy to some degree. The question
in each case is whether that interference violates a command of
the United States Constitution.
[ Footnote 6 ] See Warren & Brandeis, The Right to Privacy,
4 Harv. L. Rev. 193 (1890).
[ Footnote 7 ] See, e. g., Time, Inc. v. Hill, 385 U.S. 374 . Cf.
Breard v. Alexandria, 341 U.S. 622 ; Kovacs v. Cooper, 336 U.S.
77 .
[ Footnote 8 ] In support of their respective claims, the parties
have compiled competing lists of "protected areas" for
our consideration. It appears to be common ground that a private
home is such an area, Weeks v. United States, 232 U.S. 383 , but
that an open field is not. Hester v. United States, 265 U.S. 57
. Defending the inclusion of a telephone booth in his list the petitioner
cites United States v. Stone, 232 F. Supp. 396, and United States
v. Madison, 32 L. W. 2243 (D.C. Ct. Gen. Sess.). Urging that the
telephone booth should be excluded, the Government finds support
in United States v. Borgese, 235 F. Supp. 286.
[ Footnote 9 ] It is true that this Court has occasionally described
its conclusions in terms of "constitutionally protected areas,"
see, e. g., Silverman v. United States, 365 U.S. 505, 510 , 512;
Lopez v. United States, 373 U.S. 427, 438 -439; Berger v. New York,
388 U.S. 41, 57 , 59, but we have never suggested that this concept
can serve as a talismanic solution to every Fourth Amendment problem.
[ Footnote 10 ] Silverthorne Lumber Co. v. United States, 251 U.S.
385 .
[ Footnote 11 ] Jones v. United States, 362 U.S. 257 .
[ Footnote 12 ] Rios v. United States, 364 U.S. 253 .
[ Footnote 13 ] See Olmstead v. United States, 277 U.S. 438, 464
-466. We do not deal in this case with the law of detention or arrest
under the Fourth Amendment.
[ Footnote 14 ] Based upon their previous visual observations of
the petitioner, the agents correctly predicted that he would use
the telephone booth for several minutes at approximately the same
time each morning. The petitioner was subjected to electronic surveillance
only during this predetermined period. Six recordings, averaging
some three minutes each, were obtained and admitted in evidence.
They preserved the petitioner's end of conversations concerning
the placing of bets and the receipt of wagering information.
[ Footnote 15 ] On the single occasion when the statements of another
person were inadvertently intercepted, the agents refrained from
listening to them.
[ Footnote 16 ] Although the protections afforded the petitioner
in Osborn were "similar . . . to those . . . of conventional
warrants," they were not identical. A conventional warrant
ordinarily serves to notify the suspect of an intended search. But
if Osborn had been told in advance that federal officers intended
to record his conversations, the point of making such recordings
would obviously have been lost; the evidence in question could not
have been obtained. In omitting any requirement of advance notice,
the federal court that authorized electronic surveillance in Osborn
simply recognized, as has this Court, that officers need not announce
their purpose before conducting an otherwise authorized search if
such an announcement would provoke the escape of the suspect or
the destruction of critical evidence. See Ker v. California, 374
U.S. 23, 37 -41.
Although some have thought that this "exception to the notice
requirement where exigent circumstances are present," id.,
at 39, should be deemed inapplicable where police enter a home before
its occupants are aware that officers are present, id., at 55-58
(opinion of MR. JUSTICE BRENNAN), the reasons for such a limitation
have no bearing here. However true it may be that "[i]nnocent
citizens should not suffer the shock, fright or embarrassment attendant
upon an unannounced police intrusion," id., at 57, and that
"the requirement of awareness . . . serves to minimize the
hazards of the officers' dangerous calling," id., at 57-58,
these considerations are not relevant [389 U.S. 347, 356] to the
problems presented by judicially authorized electronic surveillance.
Nor do the Federal Rules of Criminal Procedure impose an inflexible
requirement of prior notice. Rule 41 (d) does require federal officers
to serve upon the person searched a copy of the warrant and a receipt
describing the material obtained, but it does not invariably require
that this be done before the search takes place. Nordelli v. United
States, 24 F.2d 665, 666-667.
Thus the fact that the petitioner in Osborn was unaware that his
words were being electronically transcribed did not prevent this
Court from sustaining his conviction, and did not prevent the Court
in Berger from reaching the conclusion that the use of the recording
device sanctioned in Osborn was entirely lawful. 388 U.S. 41, 57
.
[ Footnote 17 ] Lopez v. United States, 373 U.S. 427, 464 (dissenting
opinion of MR. JUSTICE BRENNAN).
[ Footnote 18 ] See, e. g., Jones v. United States, 357 U.S. 493,
497 -499; Rios v. United States, 364 U.S. 253, 261 ; Chapman v.
United States, 365 U.S. 610, 613 -615; Stoner v. California, 376
U.S. 483, 486 -487.
[ Footnote 19 ] See, e. g., Carroll v. United States, 267 U.S. 132,
153 , 156; McDonald v. United States, 335 U.S. 451, 454 -456; Brinegar
v. United States, 338 U.S. 160, 174 -177; Cooper v. California,
386 U.S. 58 ; Warden v. Hayden, 387 U.S. 294, 298 -300.
[ Footnote 20 ] In Agnello v. United States, 269 U.S. 20, 30 , the
Court stated:
"The right without a search warrant contemporaneously to search
persons lawfully arrested while committing crime and to search the
place where the arrest is made in order to find and seize things
connected with the crime as its fruits or as the means by which
it was committed, as well as weapons and other things to effect
an escape from custody, is not to be doubted."
Whatever one's view of "the long-standing practice of searching
for other proofs of guilt within the control of the accused found
upon arrest," United States v. Rabinowitz, 339 U.S. 56, 61
; cf. id., at [389 U.S. 347, 358] 71-79 (dissenting opinion of Mr.
Justice Frankfurter), the concept of an "incidental" search
cannot readily be extended to include surreptitious surveillance
of an individual either immediately before, or immediately after,
his arrest.
[ Footnote 21 ] Although "[t]he Fourth Amendment does not
require police officers to delay in the course of an investigation
if to do so would gravely endanger their lives or the lives of others,"
Warden v. Hayden, 387 U.S. 294, 298 -299, there seems little likelihood
that electronic surveillance would be a realistic possibility in
a situation so fraught with urgency.
[ Footnote 22 ] A search to which an individual consents meets Fourth
Amendment requirements, Zap v. United States, 328 U.S. 624 , but
of course "the usefulness of electronic surveillance depends
on lack of notice to the suspect." Lopez v. United States,
373 U.S. 427, 463 (dissenting opinion of MR. JUSTICE BRENNAN).
[ Footnote 23 ] Whether safeguards other than prior authorization
by a magistrate would satisfy the Fourth Amendment in a situation
involving the national security is a question not presented by this
case.
[ Footnote 24 ] See Osborn v. United States, 385 U.S. 323, 330 .
MR. JUSTICE DOUGLAS, with whom MR. JUSTICE BRENNAN joins, concurring.
While I join the opinion of the Court, I feel compelled to reply
to the separate concurring opinion of my Brother WHITE, which I
view as a wholly unwarranted green light for the Executive Branch
to resort to electronic eaves-dropping without a warrant in cases
which the Executive Branch itself labels "national security"
matters.
Neither the President nor the Attorney General is a magistrate.
In matters where they believe national security may be involved
they are not detached, disinterested, and neutral as a court or
magistrate must be. Under the separation of powers created by the
Constitution, the Executive Branch is not supposed to be neutral
and disinterested. Rather it should vigorously investigate [389
U.S. 347, 360] and prevent breaches of national security and prosecute
those who violate the pertinent federal laws. The President and
Attorney General are properly interested parties, cast in the role
of adversary, in national security cases. They may even be the intended
victims of subversive action. Since spies and saboteurs are as entitled
to the protection of the Fourth Amendment as suspected gamblers
like petitioner, I cannot agree that where spies and saboteurs are
involved adequate protection of Fourth Amendment rights is assured
when the President and Attorney General assume both the position
of adversary-and-prosecutor and disinterested, neutral magistrate.
There is, so far as I understand constitutional history, no distinction
under the Fourth Amendment between types of crimes. Article III,
3, gives "treason" a very narrow definition and puts restrictions
on its proof. But the Fourth Amendment draws no lines between various
substantive offenses. The arrests in cases of "hot pursuit"
and the arrests on visible or other evidence of probable cause cut
across the board and are not peculiar to any kind of crime.
I would respect the present lines of distinction and not improvise
because a particular crime seems particularly heinous. When the
Framers took that step, as they did with treason, the worst crime
of all, they made their purpose manifest.
MR. JUSTICE HARLAN, concurring.
I join the opinion of the Court, which I read to hold only (a)
that an enclosed telephone booth is an area where, like a home,
Weeks v. United States, 232 U.S. 383 , and unlike a field, Hester
v. United States, 265 U.S. 57 , a person has a constitutionally
protected reasonable expectation of privacy; (b) that electronic
as well as physical intrusion into a place that is in this sense
private may constitute a violation of the Fourth Amendment; [389
U.S. 347, 361] and (c) that the invasion of a constitutionally protected
area by federal authorities is, as the Court has long held, presumptively
unreasonable in the absence of a search warrant.
As the Court's opinion states, "the Fourth Amendment protects
people, not places." The question, however, is what protection
it affords to those people. Generally, as here, the answer to that
question requires reference to a "place." My understanding
of the rule that has emerged from prior decisions is that there
is a twofold requirement, first that a person have exhibited an
actual (subjective) expectation of privacy and, second, that the
expectation be one that society is prepared to recognize as "reasonable."
Thus a man's home is, for most purposes, a place where he expects
privacy, but objects, activities, or statements that he exposes
to the "plain view" of outsiders are not "protected"
because no intention to keep them to himself has been exhibited.
On the other hand, conversations in the open would not be protected
against being overheard, for the expectation of privacy under the
circumstances would be unreasonable. Cf. Hester v. United States,
supra.
The critical fact in this case is that "[o]ne who occupies
it, [a telephone booth] shuts the door behind him, and pays the
toll that permits him to place a call is surely entitled to assume"
that his conversation is not being intercepted. Ante, at 352. The
point is not that the booth is "accessible to the public"
at other times, ante, at 351, but that it is a temporarily private
place whose momentary occupants' expectations of freedom from intrusion
are recognized as reasonable. Cf. Rios v. United States, 364 U.S.
253 .
In Silverman v. United States, 365 U.S. 505 , we held that eavesdropping
accomplished by means of an electronic device that penetrated the
premises occupied by petitioner was a violation of the Fourth Amendment.
[389 U.S. 347, 362] That case established that interception of conversations
reasonably intended to be private could constitute a "search
and seizure," and that the examination or taking of physical
property was not required. This view of the Fourth Amendment was
followed in Wong Sun v. United States, 371 U.S. 471 , at 485, and
Berger v. New York, 388 U.S. 41 , at 51. Also compare Osborn v.
United States, 385 U.S. 323 , at 327. In Silverman we found it unnecessary
to re-examine Goldman v. United States, 316 U.S. 129 , which had
held that electronic surveillance accomplished without the physical
penetration of petitioner's premises by a tangible object did not
violate the Fourth Amendment. This case requires us to reconsider
Goldman, and I agree that it should now be overruled. * Its limitation
on Fourth Amendment protection is, in the present day, bad physics
as well as bad law, for reasonable expectations of privacy may be
defeated by electronic as well as physical invasion.
Finally, I do not read the Court's opinion to declare that no interception
of a conversation one-half of which occurs in a public telephone
booth can be reasonable in the absence of a warrant. As elsewhere
under the Fourth Amendment, warrants are the general rule, to which
the legitimate needs of law enforcement may demand specific exceptions.
It will be time enough to consider any such exceptions when an appropriate
occasion presents itself, and I agree with the Court that this is
not one.
[ Footnote * ] I also think that the course of development evinced
by Silverman, supra, Wong Sun, supra, Berger, supra, and today's
decision must be recognized as overruling Olmstead v. United States,
277 U.S. 438 , which essentially rested on the ground that conversations
were not subject to the protection of the Fourth Amendment.
MR. JUSTICE WHITE, concurring.
I agree that the official surveillance of petitioner's telephone
conversations in a public booth must be subjected [389 U.S. 347,
363] to the test of reasonableness under the Fourth Amendment and
that on the record now before us the particular surveillance undertaken
was unreasonable absent a warrant properly authorizing it. This
application of the Fourth Amendment need not interfere with legitimate
needs of law enforcement. *
In joining the Court's opinion, I note the Court's acknowledgment
that there are circumstances in which it is reasonable to search
without a warrant. In this connection, in footnote 23 the Court
points out that today's decision does not reach national security
cases. Wiretapping to protect the security of the Nation has been
authorized by successive Presidents. The present Administration
would apparently save national security cases from restrictions
against wiretapping. See Berger v. New York, 388 U.S. 41, 112 -118
(1967) (WHITE, J., [389 U.S. 347, 364] dissenting). We should not
require the warrant procedure and the magistrate's judgment if the
President of the United States or his chief legal officer, the Attorney
General, has considered the requirements of national security and
authorized electronic surveillance as reasonable.
[ Footnote * ] In previous cases, which are undisturbed by today's
decision, the Court has upheld, as reasonable under the Fourth Amendment,
admission at trial of evidence obtained (1) by an undercover police
agent to whom a defendant speaks without knowledge that he is in
the employ of the police, Hoffa v. United States, 385 U.S. 293 (1966);
(2) by a recording device hidden on the person of such an informant,
Lopez v. United States, 373 U.S. 427 (1963); Osborn v. United States,
385 U.S. 323 (1966); and (3) by a policeman listening to the secret
micro-wave transmissions of an agent conversing with the defendant
in another location, On Lee v. United States, 343 U.S. 747 (1952).
When one man speaks to another he takes all the risks ordinarily
inherent in so doing, including the risk that the man to whom he
speaks will make public what he has heard. The Fourth Amendment
does not protect against unreliable (or law-abiding) associates.
Hoffa v. United States, supra. It is but a logical and reasonable
extension of this principle that a man take the risk that his hearer,
free to memorize what he hears for later verbatim repetitions, is
instead recording it or transmitting it to another. The present
case deals with an entirely different situation, for as the Court
emphasizes the petitioner "sought to exclude . . . the uninvited
ear," and spoke under circumstances in which a reasonable person
would assume that uninvited ears were not listening.
MR. JUSTICE BLACK, dissenting.
If I could agree with the Court that eavesdropping carried on by
electronic means (equivalent to wiretapping) constitutes a "search"
or "seizure," I would be happy to join the Court's opinion.
For on that premise my Brother STEWART sets out methods in accord
with the Fourth Amendment to guide States in the enactment and enforcement
of laws passed to regulate wiretapping by government. In this respect
today's opinion differs sharply from Berger v. New York, 388 U.S.
41 , decided last Term, which held void on its face a New York statute
authorizing wiretapping on warrants issued by magistrates on showings
of probable cause. The Berger case also set up what appeared to
be insuperable obstacles to the valid passage of such wiretapping
laws by States. The Court's opinion in this case, however, removes
the doubts about state power in this field and abates to a large
extent the confusion and near-paralyzing effect of the Berger holding.
Notwithstanding these good efforts of the Court, I am still unable
to agree with its interpretation of the Fourth Amendment.
My basic objection is twofold: (1) I do not believe that the words
of the Amendment will bear the meaning given them by today's decision,
and (2) I do not believe that it is the proper role of this Court
to rewrite the Amendment in order "to bring it into harmony
with the times" and thus reach a result that many people believe
to be desirable. [389 U.S. 347, 365]
While I realize that an argument based on the meaning of words
lacks the scope, and no doubt the appeal, of broad policy discussions
and philosophical discourses on such nebulous subjects as privacy,
for me the language of the Amendment is the crucial place to look
in construing a written document such as our Constitution. The Fourth
Amendment says that
"The right of the people to be secure in their persons, houses,
papers, and effects, against unreasonable searches and seizures,
shall not be violated, and no Warrants shall issue, but upon probable
cause, supported by Oath or affirmation, and particularly describing
the place to be searched, and the persons or things to be seized."
The first clause protects "persons, houses, papers, and effects,
against unreasonable searches and seizures . . . ." These words
connote the idea of tangible things with size, form, and weight,
things capable of being searched, seized, or both. The second clause
of the Amendment still further establishes its Framers' purpose
to limit its protection to tangible things by providing that no
warrants shall issue but those "particularly describing the
place to be searched, and the persons or things to be seized."
A conversation overheard by eavesdropping, whether by plain snooping
or wiretapping, is not tangible and, under the normally accepted
meanings of the words, can neither be searched nor seized. In addition
the language of the second clause indicates that the Amendment refers
not only to something tangible so it can be seized but to something
already in existence so it can be described. Yet the Court's interpretation
would have the Amendment apply to overhearing future conversations
which by their very nature are nonexistent until they take place.
How can one "describe" a future conversation, and, if
one cannot, how can a magistrate issue a warrant to eavesdrop one
in the future? It is argued that information showing what [389 U.S.
347, 366] is expected to be said is sufficient to limit the boundaries
of what later can be admitted into evidence; but does such general
information really meet the specific language of the Amendment which
says "particularly describing"? Rather than using language
in a completely artificial way, I must conclude that the Fourth
Amendment simply does not apply to eavesdropping.
Tapping telephone wires, of course, was an unknown possibility at
the time the Fourth Amendment was adopted. But eavesdropping (and
wiretapping is nothing more than eavesdropping by telephone) was,
as even the majority opinion in Berger, supra, recognized, "an
ancient practice which at common law was condemned as a nuisance.
4 Blackstone, Commentaries 168. In those days the eavesdropper listened
by naked ear under the eaves of houses or their windows, or beyond
their walls seeking out private discourse." 388 U.S., at 45
. There can be no doubt that the Framers were aware of this practice,
and if they had desired to outlaw or restrict the use of evidence
obtained by eavesdropping, I believe that they would have used the
appropriate language to do so in the Fourth Amendment. They certainly
would not have left such a task to the ingenuity of language-stretching
judges. No one, it seems to me, can read the debates on the Bill
of Rights without reaching the conclusion that its Framers and critics
well knew the meaning of the words they used, what they would be
understood to mean by others, their scope and their limitations.
Under these circumstances it strikes me as a charge against their
scholarship, their common sense and their candor to give to the
Fourth Amendment's language the eavesdropping meaning the Court
imputes to it today.
I do not deny that common sense requires and that this Court often
has said that the Bill of Rights' safeguards should be given a liberal
construction. This [389 U.S. 347, 367] principle, however, does
not justify construing the search and seizure amendment as applying
to eavesdropping or the "seizure" of conversations. The
Fourth Amendment was aimed directly at the abhorred practice of
breaking in, ransacking and searching homes and other buildings
and seizing people's personal belongings without warrants issued
by magistrates. The Amendment deserves, and this Court has given
it, a liberal construction in order to protect against warrantless
searches of buildings and seizures of tangible personal effects.
But until today this Court has refused to say that eavesdropping
comes within the ambit of Fourth Amendment restrictions. See, e.
g., Olmstead v. United States, 277 U.S. 438 (1928), and Goldman
v. United States, 316 U.S. 129 (1942).
So far I have attempted to state why I think the words of the Fourth
Amendment prevent its application to eavesdropping. It is important
now to show that this has been the traditional view of the Amendment's
scope since its adoption and that the Court's decision in this case,
along with its amorphous holding in Berger last Term, marks the
first real departure from that view.
The first case to reach this Court which actually involved a clear-cut
test of the Fourth Amendment's applicability to eavesdropping through
a wiretap was, of course, Olmstead, supra. In holding that the interception
of private telephone conversations by means of wiretapping was not
a violation of the Fourth Amendment, this Court, speaking through
Mr. Chief Justice Taft, examined the language of the Amendment and
found, just as I do now, that the words could not be stretched to
encompass overheard conversations:
"The Amendment itself shows that the search is to be of material
things - the person, the house, his papers or his effects. The description
of the warrant necessary to make the proceeding lawful, is [389
U.S. 347, 368] that it must specify the place to be searched and
the person or things to be seized. . . .
. . . . .
"Justice Bradley in the Boyd case [Boyd v. United States,
116 U.S. 616 ], and Justice Clark[e] in the Gouled case [Gouled
v. United States, 255 U.S. 298 ], said that the Fifth Amendment
and the Fourth Amendment were to be liberally construed to effect
the purpose of the framers of the Constitution in the interest of
liberty. But that can not justify enlargement of the language employed
beyond the possible practical meaning of houses, persons, papers,
and effects, or so to apply the words search and seizure as to forbid
hearing or sight." 277 U.S., at 464 -465.
Goldman v. United States, 316 U.S. 129 , is an even clearer example
of this Court's traditional refusal to consider eavesdropping as
being covered by the Fourth Amendment. There federal agents used
a detectaphone, which was placed on the wall of an adjoining room,
to listen to the conversation of a defendant carried on in his private
office and intended to be confined within the four walls of the
room. This Court, referring to Olmstead, found no Fourth Amendment
violation.
It should be noted that the Court in Olmstead based its decision
squarely on the fact that wiretapping or eavesdropping does not
violate the Fourth Amendment. As shown, supra, in the cited quotation
from the case, the Court went to great pains to examine the actual
language of the Amendment and found that the words used simply could
not be stretched to cover eavesdropping. That there was no trespass
was not the determinative factor, and indeed the Court in citing
Hester v. United States, 265 U.S. 57 , indicated that even where
there was a trespass the Fourth Amendment does not automatically
apply to evidence obtained by "hearing or [389 U.S. 347, 369]
sight." The Olmstead majority characterized Hester as holding
"that the testimony of two officers of the law who trespassed
on the defendant's land, concealed themselves one hundred yards
away from his house and saw him come out and hand a bottle of whiskey
to another, was not inadmissible. While there was a trespass, there
was no search of person, house, papers or effects." 277 U.S.,
at 465 . Thus the clear holding of the Olmstead and Goldman cases,
undiluted by any question of trespass, is that eavesdropping, in
both its original and modern forms, is not violative of the Fourth
Amendment.
While my reading of the Olmstead and Goldman cases convinces me
that they were decided on the basis of the inapplicability of the
wording of the Fourth Amendment to eavesdropping, and not on any
trespass basis, this is not to say that unauthorized intrusion has
not played an important role in search and seizure cases. This Court
has adopted an exclusionary rule to bar evidence obtained by means
of such intrusions. As I made clear in my dissenting opinion in
Berger v. New York, 388 U.S. 41, 76 , I continue to believe that
this exclusionary rule formulated in Weeks v. United States, 232
U.S. 383 , rests on the "supervisory power" of this Court
over other federal courts and is not rooted in the Fourth Amendment.
See Wolf v. Colorado, concurring opinion, 338 U.S. 25, 39 , at 40.
See also Mapp v. Ohio, concurring opinion, 367 U.S. 643, 661 -666.
This rule has caused the Court to refuse to accept evidence where
there has been such an intrusion regardless of whether there has
been a search or seizure in violation of the Fourth Amendment. As
this Court said in Lopez v. United States, 373 U.S. 427, 438 -439,
"The Court has in the past sustained instances of `electronic
eavesdropping' against constitutional challenge, when devices have
been used to enable government agents to overhear conversations
which would have been beyond the reach of the human ear [citing
[389 U.S. 347, 370] Olmstead and Goldman]. It has been insisted
only that the electronic device not be planted by an unlawful physical
invasion of a constitutionally protected area. Silverman v. United
States."
To support its new interpretation of the Fourth Amendment, which
in effect amounts to a rewriting of the language, the Court's opinion
concludes that "the underpinnings of Olmstead and Goldman have
been . . . eroded by our subsequent decisions . . . ." But
the only cases cited as accomplishing this "eroding" are
Silverman v. United States, 365 U.S. 505 , and Warden v. Hayden,
387 U.S. 294 . Neither of these cases "eroded" Olmstead
or Goldman. Silverman is an interesting choice since there the Court
expressly refused to re-examine the rationale of Olmstead or Goldman
although such a re-examination was strenuously urged upon the Court
by the petitioners' counsel. Also it is significant that in Silverman,
as the Court described it, "the eavesdropping was accomplished
by means of an unauthorized physical penetration into the premises
occupied by the petitioners," 365 U.S., at 509 , thus calling
into play the supervisory exclusionary rule of evidence. As I have
pointed out above, where there is an unauthorized intrusion, this
Court has rejected admission of evidence obtained regardless of
whether there has been an unconstitutional search and seizure. The
majority's decision here relies heavily on the statement in the
opinion that the Court "need not pause to consider whether
or not there was a technical trespass under the local property law
relating to party walls." (At 511.) Yet this statement should
not becloud the fact that time and again the opinion emphasizes
that there has been an unauthorized intrusion: "For a fair
reading of the record in this case shows that the eavesdropping
was accomplished by means of an unauthorized physical penetration
into the premises occupied by the petitioners." (At 509, emphasis
added.) "Eavesdropping [389 U.S. 347, 371] accomplished by
means of such a physical intrusion is beyond the pale of even those
decisions . . . ." (At 509, emphasis added.) "Here . .
. the officers overheard the petitioners' conversations only by
usurping part of the petitioners' house or office . . . ."
(At 511, emphasis added.) "[D]ecision here . . . is based upon
the reality of an actual intrusion . . . ." (At 512, emphasis
added.) "We find no occasion to re-examine Goldman here, but
we decline to go beyond it, by even a fraction of an inch."
(At 512, emphasis added.) As if this were not enough, Justices Clark
and Whittaker concurred with the following statement: "In view
of the determination by the majority that the unauthorized physical
penetration into petitioners' premises constituted sufficient trespass
to remove this case from the coverage of earlier decisions, we feel
obliged to join in the Court's opinion." (At 513, emphasis
added.) As I made clear in my dissent in Berger, the Court in Silverman
held the evidence should be excluded by virtue of the exclusionary
rule and "I would not have agreed with the Court's opinion
in Silverman . . . had I thought that the result depended on finding
a violation of the Fourth Amendment . . . ." 388 U.S., at 79
-80. In light of this and the fact that the Court expressly refused
to re-examine Olmstead and Goldman, I cannot read Silverman as overturning
the interpretation stated very plainly in Olmstead and followed
in Goldman that eavesdropping is not covered by the Fourth Amendment.
The other "eroding" case cited in the Court's opinion
is Warden v. Hayden, 387 U.S. 294 . It appears that this case is
cited for the proposition that the Fourth Amendment applies to "intangibles,"
such as conversation, and the following ambiguous statement is quoted
from the opinion: "The premise that property interests control
the right of the Government to search and seize has been discredited."
387 U.S., at 304 . But far from being concerned [389 U.S. 347, 372]
with eavesdropping, Warden v. Hayden upholds the seizure of clothes,
certainly tangibles by any definition. The discussion of property
interests was involved only with the common-law rule that the right
to seize property depended upon proof of a superior property interest.
Thus, I think that although the Court attempts to convey the impression
that for some reason today Olmstead and Goldman are no longer good
law, it must face up to the fact that these cases have never been
overruled or even "eroded." It is the Court's opinions
in this case and Berger which for the first time since 1791, when
the Fourth Amendment was adopted, have declared that eavesdropping
is subject to Fourth Amendment restrictions and that conversations
can be "seized." * I must align myself with all those
judges who up to this year have never been able to impute such a
meaning to the words of the Amendment. [389 U.S. 347, 373]
Since I see no way in which the words of the Fourth Amendment can
be construed to apply to eavesdropping, that closes the matter for
me. In interpreting the Bill of Rights, I willingly go as far as
a liberal construction of the language takes me, but I simply cannot
in good conscience give a meaning to words which they have never
before been thought to have and which they certainly do not have
in common ordinary usage. I will not distort the words of the Amendment
in order to "keep the Constitution up to date" or "to
bring it into harmony with the times." It was never meant that
this Court have such power, which in effect would make us a continuously
functioning constitutional convention.
With this decision the Court has completed, I hope, its rewriting
of the Fourth Amendment, which started only recently when the Court
began referring incessantly to the Fourth Amendment not so much
as a law against unreasonable searches and seizures as one to protect
an individual's privacy. By clever word juggling the Court finds
it plausible to argue that language aimed specifically at searches
and seizures of things that can be searched and seized may, to protect
privacy, be applied to eavesdropped evidence of conversations that
can neither be searched nor seized. Few things happen to an individual
that do not affect his privacy in one way or another. Thus, by arbitrarily
substituting the Court's language, designed to protect privacy,
for the Constitution's language, designed to protect against unreasonable
searches and seizures, the Court has made the Fourth Amendment its
vehicle for holding all laws violative of the Constitution which
offend the Court's broadest concept of privacy. As I said in Griswold
v. Connecticut, 381 U.S. 479 , "The Court talks about a constitutional
`right of privacy' as though there is some constitutional provision
or provisions forbidding any law ever to be passed which might abridge
the `privacy' [389 U.S. 347, 374] of individuals. But there is not."
(Dissenting opinion, at 508.) I made clear in that dissent my fear
of the dangers involved when this Court uses the "broad, abstract
and ambiguous concept" of "privacy" as a "comprehensive
substitute for the Fourth Amendment's guarantee against `unreasonable
searches and seizures.'" (See generally dissenting opinion,
at 507-527.)
The Fourth Amendment protects privacy only to the extent that it
prohibits unreasonable searches and seizures of "persons, houses,
papers, and effects." No general right is created by the Amendment
so as to give this Court the unlimited power to hold unconstitutional
everything which affects privacy. Certainly the Framers, well acquainted
as they were with the excesses of governmental power, did not intend
to grant this Court such omnipotent lawmaking authority as that.
The history of governments proves that it is dangerous to freedom
to repose such powers in courts.
For these reasons I respectfully dissent.
[ Footnote * ] The first paragraph of my Brother HARLAN'S concurring
opinion is susceptible of the interpretation, although probably
not intended, that this Court "has long held" eavesdropping
to be a violation of the Fourth Amendment and therefore "presumptively
unreasonable in the absence of a search warrant." There is
no reference to any long line of cases, but simply a citation to
Silverman, and several cases following it, to establish this historical
proposition. In the first place, as I have indicated in this opinion,
I do not read Silverman as holding any such thing; and in the second
place, Silverman was decided in 1961. Thus, whatever it held, it
cannot be said it "has [been] long held." I think my Brother
HARLAN recognizes this later in his opinion when he admits that
the Court must now overrule Olmstead and Goldman. In having to overrule
these cases in order to establish the holding the Court adopts today,
it becomes clear that the Court is promulgating new doctrine instead
of merely following what it "has long held." This is emphasized
by my Brother HARLAN'S claim that it is "bad physics"
to adhere to Goldman. Such an assertion simply illustrates the propensity
of some members of the Court to rely on their limited understanding
of modern scientific subjects in order to fit the Constitution to
the times and give its language a meaning that it will not tolerate.
[389 U.S. 347, 375]
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