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Illinois v. Gates 462 U.S. 213 (1983)
Anonymous tips
are a frequently used tool for the police to track down suspects
and prevent crime. However, inherent in the anonymity of the tip,
is an unreliability, so much as to create a situation where the
tip does not provide probable cause to issue a warrant. Without
probable cause, there can be no warrant, and more importantly, no
arrest. The Court had dealt with this problem in Spinelli v. United
States by creating a two-prong test to determine the probable cause
issue. However, in 1983, the Court readdressed the issue in Illinois
v. Gates, where they limited the earlier decision by doing away
with the two-prong test and going to a "totality of the circumstances
test."
"The task
of the issuing magistrate is simply to make a practical, common-sense
decision whether, given all the circumstances set forth in the affidavit
before him, including the "veracity" and "basis of
knowledge" of persons supplying hearsay information, there
is a fair probability that contraband or evidence of a crime will
be found in a particular place." In effect, anonymous tips
may create the probable cause necessary for the issuance of a warrant.
A loose formula is now set up, one in which if one aspect of the
information is week, it is not destroyed because another may be
strong enough to create the probable cause. This flexing formula
allows the State much more leeway in creating situations where probable
cause, so critical in criminal investigations, is found.
Full text of ILLINOIS v. GATES ET UX.
CERTIORARI TO THE SUPREME COURT OF ILLINOIS
No. 81-430.
Argued October 13, 1982 Reargued March 1, 1983
Decided June 8, 1983
On May 3, 1978, the Police Department of Bloomingdale, Ill., received
an anonymous letter which included statements that respondents,
husband and wife, were engaged in selling drugs; that the wife would
drive their car to Florida on May 3 to be loaded with drugs, and
the husband would fly down in a few days to drive the car back;
that the car's trunk would be loaded with drugs; and that respondents
presently had over $100,000 worth of drugs in their basement. Acting
on the tip, a police officer determined respondents' address and
learned that the husband made a reservation on a May 5 flight to
Florida. Arrangements for surveillance of the flight were made with
an agent of the Drug Enforcement Administration (DEA), and the surveillance
disclosed that the husband took the flight, stayed overnight in
a motel room registered in the wife's name, and left the following
morning with a woman in a car bearing an Illinois license plate
issued to the husband, heading north on an interstate highway used
by travelers to the Bloomingdale area. A search warrant for respondents'
residence and automobile was then obtained from an Illinois state-court
judge, based on the Bloomingdale police officer's affidavit setting
forth the foregoing facts and a copy of the anonymous letter. When
respondents arrived at their home, the police were waiting and discovered
marihuana and other contraband in respondents' car trunk and home.
Prior to respondents' trial on charges of violating state drug laws,
the trial court ordered suppression of all the items seized, and
the Illinois Appellate Court affirmed. The Illinois Supreme Court
also affirmed, holding that the letter and affidavit were inadequate
to sustain a determination of probable cause for issuance of the
search warrant under Aguilar v. Texas, 378 U.S. 108 , and Spinelli
v. United States, 393 U.S. 410 , since they failed to satisfy the
"two-pronged test" of (1) revealing the informant's "basis
of knowledge" and (2) providing sufficient facts to establish
either the informant's "veracity" or the "reliability"
of the informant's report.
Held:
1. The question - which this Court requested the parties to address
- whether the rule requiring the exclusion at a criminal trial of
evidence obtained in violation of the Fourth Amendment should be
modified so as, for example, not to require exclusion of evidence
obtained in the reasonable [462 U.S. 213, 214] belief that the search
and seizure at issue was consistent with the Fourth Amendment will
not be decided in this case, since it was not presented to or decided
by the Illinois courts. Although prior decisions interpreting the
"not pressed or passed on below" rule have not involved
a State's failure to raise a defense to a federal right or remedy
asserted below, the purposes underlying the rule are, for the most
part, as applicable in such a case as in one where a party fails
to assert a federal right. The fact that the Illinois courts affirmatively
applied the federal exclusionary rule does not affect the application
of the "not pressed or passed on below" rule. Nor does
the State's repeated opposition to respondents' substantive Fourth
Amendment claims suffice to have raised the separate question whether
the exclusionary rule should be modified. The extent of the continued
vitality of the rule is an issue of unusual significance, and adhering
scrupulously to the customary limitations on this Court's discretion
promotes respect for its adjudicatory process and the stability
of its decisions, and lessens the threat of untoward practical ramifications
not foreseen at the time of decision. Pp. 217-224.
2. The rigid "two-pronged test" under Aguilar and Spinelli
for determining whether an informant's tip establishes probable
cause for issuance of a warrant is abandoned, and the "totality
of the circumstances" approach that traditionally has informed
probable-cause determinations is substituted in its place. The elements
under the "two-pronged test" concerning the informant's
"veracity," "reliability," and "basis of
knowledge" should be understood simply as closely intertwined
issues that may usefully illuminate the common-sense, practical
question whether there is "probable cause" to believe
that contraband or evidence is located in a particular place. The
task of the issuing magistrate is simply to make a practical, common-sense
decision whether, given all the circumstances set forth in the affidavit
before him, there is a fair probability that contraband or evidence
of a crime will be found in a particular place. And the duty of
a reviewing court is simply to ensure that the magistrate had a
substantial basis for concluding that probable cause existed. This
flexible, easily applied standard will better achieve the accommodation
of public and private interests that the Fourth Amendment requires
than does the approach that has developed from Aguilar and Spinelli.
Pp. 230-241.
3. The judge issuing the warrant had a substantial basis for concluding
that probable cause to search respondents' home and car existed.
Under the "totality of the circumstances" analysis, corroboration
of details of an informant's tip by independent police work is of
significant value. Cf. Draper v. United States, 358 U.S. 307 . Here,
even standing alone, the facts obtained through the independent
investigation of the Bloomingdale police officer and the DEA at
least suggested that [462 U.S. 213, 215] respondents were involved
in drug trafficking. In addition, the judge could rely on the anonymous
letter, which had been corroborated in major part by the police
officer's efforts. Pp. 241-246.
85 Ill. 2d 376, 423 N. E. 2d 887, reversed.
REHNQUIST, J., delivered the opinion of the Court, in which BURGER,
C. J., and BLACKMUN, POWELL, and O'CONNOR, JJ., joined. WHITE, J.,
filed an opinion concurring in the judgment, post, p. 246. BRENNAN,
J., filed a dissenting opinion, in which MARSHALL, J., joined, post,
p. 274. STEVENS, J., filed a dissenting opinion, in which BRENNAN,
J., joined, post, p. 291.
Paul P. Biebel, Jr., First Assistant Attorney General of Illinois,
reargued the cause for petitioner. With him on the briefs on reargument
were Tyrone C. Fahner, former Attorney General, Neil F. Hartigan,
Attorney General, Michael A. Ficaro and Morton E. Friedman, Assistant
Attorneys General, Daniel M. Harris, and James B. Zagel. With him
on the briefs on the original argument were Messrs. Fahner and Harris.
Solicitor General Lee argued the cause on reargument for the United
States as amicus curiae urging reversal. With him on the brief on
reargument were Assistant Attorney General Jensen, Deputy Solicitor
General Frey, Kathryn A. Oberly, Geoffrey S. Stewart, and Robert
J. Erickson. With him on the brief on the original argument were
Mr. Jensen, Alan I. Horowitz, and David B. Smith.
James W. Reilley reargued the cause for respondents. With him on
the brief on reargument were Barry E. Witlin and Thomas Y. Davies.
With him on the brief on the original argument were Mr. Witlin,
Allan A. Ackerman, and Clyde W. Woody. *
[ Footnote * ] Briefs of amici curiae urging reversal were filed
by George Deukmejian, Attorney General, Robert H. Philibosian, Chief
Assistant Attorney General, William D. Stein, Assistant Attorney
General, and Clifford K. Thompson, Jr., Deputy Attorney General,
for the State of California; by Fred E. Inbau, Wayne W. Schmidt,
James P. Manak, Patrick F. Healy, William K. Lambie, and James A.
Murphy for Americans for Effective Law Enforcement, Inc., et al.;
by Robert L. Toms, Evelle J. Younger, [462 U.S. 213, 216] G. Joseph
Bertain, Jr., and Lloyd F. Dunn for Laws at Work et al.; and by
Newman A. Flanagan, Jack E. Yelverton, James P. Manak, Edwin L.
Miller, Jr., Austin J. McGuigan, and John M. Massameno for the National
District Attorneys Association, Inc.
Briefs of amici curiae urging affirmance were filed by Sidney Bernstein
and Howard A. Specter for the Association of Trial Lawyers of America;
by John C. Feirich, Melvin B. Lewis, Joshua Sachs, and Michael J.
Costello for the Illinois State Bar Association; by Herman Kaufman
and Edward M. Chikofsky for the New York Criminal Bar Association;
and by James M. Doyle for the Legal Internship Program, Georgetown
University Law Center.
Briefs of amici curiae were filed by Jim Smith, attorney General,
and Lawrence A. Kaden and Raymond L. Marky, Assistant Attorneys
General, for the State of Florida et al.; by Gerald Baliles, Attorney
General, and Jacqueline G. Epps, Senior Assistant Attorney General,
for the Commonwealth of Virginia; by Morris Harrell, William W.
Greenhalgh, William J. Mertens, and Steven H. Goldblatt for the
American Bar Association; by Charles S. Sims and Burt Neuborne for
the American Civil Liberties Union et al.; by Peter L. Zimroth and
Barbara D. Underwood for the Committee on Criminal Law of the Association
of the Bar of the City of New York; by Marshall W. Krause, Quin
Denvir, Steffan B. Imhoff, and Paul Edward Bell for the National
Association of Criminal Defense Lawyers et al.; by Kenneth M. Mogill
for the National Legal Aid and Defender Association; by Frank G.
Carrington, Jr., Griffin B. Bell, Wayne W. Schmidt, Alan Dye, Thomas
Hendrickson, Courtney A. Evans, Rufus L. Edmisten, David S. Crump,
Howard A. Kramer, Ronald A. Zumbrun, John H. Findley, Wayne T. Elliott,
G. Stephen Parker, and Joseph E. Scuro for Seven Former Members
of the Attorney General of the United States' Task Force on Violent
Crime (1981) et al.; and by Dan Johnston, pro se, for the County
Attorney of Polk County, Iowa. [462 U.S. 213, 216]
JUSTICE REHNQUIST delivered the opinion of the Court.
Respondents Lance and Susan Gates were indicted for violation of
state drug laws after police officers, executing a search warrant,
discovered marihuana and other contraband in their automobile and
home. Prior to trial the Gateses moved to suppress evidence seized
during this search. The Illinois Supreme Court affirmed the decisions
of lower state courts granting the motion. 85 Ill. 2d 376, 423 N.
E. 2d 887 (1981). It held that the affidavit submitted in support
of the State's application for a warrant to search the Gateses'
property [462 U.S. 213, 217] was inadequate under this Court's decisions
in Aguilar v. Texas, 378 U.S. 108 (1964), and Spinelli v. United
States, 393 U.S. 410 (1969).
We granted certiorari to consider the application of the Fourth
Amendment to a magistrate's issuance of a search warrant on the
basis of a partially corroborated anonymous informant's tip. 454
U.S. 1140 (1982). After receiving briefs and hearing oral argument
on this question, however, we requested the parties to address an
additional question:
"[W]hether the rule requiring the exclusion at a criminal trial
of evidence obtained in violation of the Fourth Amendment, Mapp
v. Ohio, 367 U.S. 643 (1961); Weeks v. United States, 232 U.S. 383
(1914), should to any extent be modified, so as, for example, not
to require the exclusion of evidence obtained in the reasonable
belief that the search and seizure at issue was consistent with
the Fourth Amendment." 459 U.S. 1028 (1982).
We decide today, with apologies to all, that the issue we framed
for the parties was not presented to the Illinois courts and, accordingly,
do not address it. Rather, we consider the question originally presented
in the petition for certiorari, and conclude that the Illinois Supreme
Court read the requirements of our Fourth Amendment decisions too
restrictively. Initially, however, we set forth our reasons for
not addressing the question regarding modification of the exclusionary
rule framed in our order of November 29, 1982. Ibid.
I
Our certiorari jurisdiction over decisions from state courts derives
from 28 U.S.C. 1257, which provides that "[f]inal judgments
or decrees rendered by the highest court of a State in which a decision
could be had, may be reviewed by the Supreme Court as follows: .
. . (3) By writ of certiorari, . . . where any title, right, privilege
or immunity is specially set up or claimed under the constitution,
treaties or statutes [462 U.S. 213, 218] of . . . the United States."
The provision derives, albeit with important alterations, see, e.
g., Act of Dec. 23, 1914, ch. 2, 38 Stat. 790; Act of June 25, 1948,
1257, 62 Stat. 929, from the Judiciary Act of 1789, 25, 1 Stat.
85.
Although we have spoken frequently on the meaning of 1257 and its
predecessors, our decisions are in some respects not entirely clear.
We held early on that 25 of the Judiciary Act of 1789 furnished
us with no jurisdiction unless a federal question had been both
raised and decided in the state court below. As Justice Story wrote
in Crowell v. Randell, 10 Pet. 368, 392 (1836); "If both of
these requirements do not appear on the record, the appellate jurisdiction
fails." See also Owings v. Norwood's Lessee, 5 Cranch 344 (1809).
1
More recently, in McGoldrick v. Compagnie Generale Transatlantique,
309 U.S. 430, 434 -435 (1940), the Court observed:
"But it is also the settled practice of this Court, in the
exercise of its appellate jurisdiction, that it is only in exceptional
cases, and then only in cases coming from the federal courts, that
it considers questions urged by a petitioner or appellant not pressed
or passed upon in the courts below. . . . In cases coming here from
state courts in which a state statute is assailed as unconstitutional,
there are reasons of peculiar force which should lead us to refrain
from deciding questions not presented or decided in the highest
court of the state whose judicial action we are called upon to review.
Apart from the [462 U.S. 213, 219] reluctance with which every court
should proceed to set aside legislation as unconstitutional on grounds
not properly presented, due regard for the appropriate relationship
of this Court to state courts requires us to decline to consider
and decide questions affecting the validity of state statutes not
urged or considered there. It is for these reasons that this Court,
where the constitutionality of a statute has been upheld in the
state court, consistently refuses to consider any grounds of attack
not raised or decided in that court."
Finally, the Court seemed to reaffirm the jurisdictional character
of the rule against our deciding claims "not pressed nor passed
upon" in state court in State Farm Mutual Automobile Ins. Co.
v. Duel, 324 U.S. 154, 160 (1945), where we explained that "[s]ince
the [State] Supreme Court did not pass on the question, we may not
do so." See also Hill v. California, 401 U.S. 797, 805 -806
(1971).
Notwithstanding these decisions, however, several of our more recent
cases have treated the so-called "not pressed or passed upon
below" rule as merely a prudential restriction. In Terminiello
v. Chicago, 337 U.S. 1 (1949), the Court reversed a state criminal
conviction on a ground not urged in state court, nor even in this
Court. Likewise, in Vachon v. New Hampshire, 414 U.S. 478 (1974),
the Court summarily reversed a state criminal conviction on the
ground, not raised in state court, or here, that it had been obtained
in violation of the Due Process Clause of the Fourteenth Amendment.
The Court indicated in a footnote, id., at 479, n. 3, that it possessed
discretion to ignore the failure to raise in state court the question
on which it decided the case.
In addition to this lack of clarity as to the character of the
"not pressed or passed upon below" rule, we have recognized
that it often may be unclear whether the particular federal question
presented in this Court was raised or passed upon below. In Dewey
v. Des Moines, 173 U.S. 193, 197 -198 (1899), the fullest treatment
of the subject, the Court said [462 U.S. 213, 220] that "[i]f
the question were only an enlargement of the one mentioned in the
assignment of errors, or if it were so connected with it in substance
as to form but another ground or reason for alleging the invalidity
of the [lower court's] judgment, we should have no hesitation in
holding the assignment sufficient to permit the question to be now
raised and argued. Parties are not confined here to the same arguments
which were advanced in the courts below upon a Federal question
there discussed." 2 We have not attempted, and likely would
not have been able, to draw a clear-cut line between cases involving
only an "enlargement" of questions presented below and
those involving entirely new questions.
The application of these principles in the instant case is not
entirely straightforward. It is clear in this case that respondents
expressly raised, at every level of the Illinois judicial system,
the claim that the Fourth Amendment had been violated by the actions
of the Illinois police and that the evidence seized by the officers
should be excluded from their trial. It also is clear that the State
challenged, at every level of the Illinois court system, respondents'
claim that the substantive requirements of the Fourth Amendment
had been violated. The State never, however, raised or addressed
the question whether the federal exclusionary rule should be modified
in any respect, and none of the opinions of the [462 U.S. 213, 221]
Illinois courts give any indication that the question was considered.
The case, of course, is before us on the State's petition for a
writ of certiorari. Since the Act of Dec. 23, 1914, ch. 2, 38 Stat.
790, jurisdiction has been vested in this Court to review state-court
decisions even when a claimed federal right has been upheld. Our
prior decisions interpreting the "not pressed or passed on
below" rule have not, however, involved a State's failure to
raise a defense to a federal right or remedy asserted below. As
explained below, however, we can see no reason to treat the State's
failure to have challenged an asserted federal claim differently
from the failure of the proponent of a federal claim to have raised
that claim.
We have identified several purposes underlying the "not pressed
or passed upon" rule: for the most part, these are as applicable
to the State's failure to have opposed the assertion of a particular
federal right, as to a party's failure to have asserted the claim.
First, "[q]uestions not raised below are those on which the
record is very likely to be inadequate since it certainly was not
complied with those questions in mind." Cardinale v. Louisiana,
394 U.S. 437, 439 (1969). Exactly the same difficulty exists when
the State urges modification of an existing constitutional right
or accompanying remedy. Here, for example, the record contains little,
if anything, regarding the subjective good faith of the police officers
that searched the Gateses' property - which might well be an important
consideration in determining whether to fashion a good-faith exception
to the exclusionary rule. Our consideration of whether to modify
the exclusionary rule plainly would benefit from a record containing
such facts.
Likewise, "due regard for the appropriate relationship of
this court to state courts," McGoldrick v. Compagnie Generale
Transatlantique, 309 U.S., at 434 -435, demands that those courts
be given an opportunity to consider the constitutionality of the
actions of state officials, and, equally important, proposed changes
in existing remedies for unconstitutional [462 U.S. 213, 222] actions.
Finally, by requiring that the State first argue to the state courts
that the federal exclusionary rule should be modified, we permit
a state court, even if it agrees with the State as a matter of federal
law, to rest its decision on an adequate and independent state ground.
See Cardinale, supra, at 439. Illinois, for example, adopted an
exclusionary rule as early as 1923, see People v. Brocamp, 307 Ill.
448, 138 N. E. 728 (1923), and might adhere to its view even if
it thought we would conclude that the federal rule should be modified.
In short, the reasons supporting our refusal to hear federal claims
not raised in state court apply with equal force to the State's
failure to challenge the availability of a well-settled federal
remedy. Whether the "not pressed or passed upon below"
rule is jurisdictional, as our earlier decisions indicate, see supra,
at 217-219, or prudential, as several of our later decisions assume,
or whether its character might be different in cases like this from
its character elsewhere, we need not decide. Whatever the character
of the rule may be, consideration of the question presented in our
order of November 29, 1982, would be contrary to the sound justifications
for the "not pressed or passed upon below" rule, and we
thus decide not to pass on the issue.
The fact that the Illinois courts affirmatively applied the federal
exclusionary rule - suppressing evidence against respondents - does
not affect our conclusion. In Morrison v. Watson, 154 U.S. 111 (1894),
the Court was asked to consider whether a state statute impaired
the plaintiff in error's contract with the defendant in error. It
declined to hear the case because the question presented here had
not been pressed or passed on below. The Court acknowledged that
the lower court's opinion had restated the conclusion, set forth
in an earlier decision of that court, that the state statute did
not impermissibly impair contractual obligations. Nonetheless, it
held that there was no showing that "there was any real contest
at any stage of this case upon the point," id., at 115, and
that without such a contest, the routine restatement [462 U.S. 213,
223] and application of settled law by an appellate court did not
satisfy the "not pressed or passed upon below" rule. Similarly,
in the present case, although the Illinois courts applied the federal
exclusionary rule, there was never "any real contest"
upon the point. The application of the exclusionary rule was merely
a routine act, once a violation of the Fourth Amendment had been
found, and not the considered judgment of the Illinois courts on
the question whether application of a modified rule would be warranted
on the facts of this case. In such circumstances, absent the adversarial
dispute necessary to apprise the state court of the arguments for
not applying the exclusionary rule, we will not consider the question
whether the exclusionary rule should be modified.
Likewise, we do not believe that the State's repeated opposition
to respondents' substantive Fourth Amendment claims suffices to
have raised the question whether the exclusionary rule should be
modified. The exclusionary rule is "a judicially created remedy
designed to safeguard Fourth Amendment rights generally" and
not "a personal constitutional right of the party aggrieved."
United States v. Calandra, 414 U.S. 338, 348 (1974). The question
whether the exclusionary rule's remedy is appropriate in a particular
context has long been regarded as an issue separate from the question
whether the Fourth Amendment rights of the party seeking to invoke
the rule were violated by police conduct. See, e. g., United States
v. Havens, 446 U.S. 620 (1980); United States v. Ceccolini, 435
U.S. 268 (1978); United States v. Calandra, supra; Stone v. Powell,
428 U.S. 465 (1976). Because of this distinction, we cannot say
that modification or abolition of the exclusionary rule is "so
connected with [the substantive Fourth Amendment right at issue]
as to form but another ground or reason for alleging the invalidity"
of the judgment. Dewey v. Des Moines, 173 U.S., at 197 -198. Rather,
the rule's modification was, for purposes of the "not pressed
or passed upon below" rule, a separate claim that had to be
specifically presented to the state courts. [462 U.S. 213, 224]
Finally, weighty prudential considerations militate against our
considering the question presented in our order of November 29,
1982. The extent of the continued vitality of the rules that have
developed from our decisions in Weeks v. United States, 232 U.S.
383 (1914), and Mapp v. Ohio, 367 U.S. 643 (1961), is an issue of
unusual significance. Sufficient evidence of this lies just in the
comments on the issue that Members of this Court recently have made,
e. g., Bivens v. Six Unknown Fed. Narcotics Agents, 403 U.S. 388,
415 (1971) (BURGER, C. J., dissenting); Coolidge v. New Hampshire,
403 U.S. 443, 490 (1971) (Harlan, J., concurring); id., at 502 (Black,
J., dissenting); Stone v. Powell, supra, at 537-539 (WHITE, J.,
dissenting); Brewer v. Williams, 430 U.S. 387, 413 -414 (1977) (POWELL,
J., concurring); Robbins v. California, 453 U.S. 420, 437 , 443-444
(1981) (REHNQUIST, J., dissenting). Where difficult issues of great
public importance are involved, there are strong reasons to adhere
scrupulously to the customary limitations on our discretion. By
doing so we "promote respect . . . for the Court's adjudicatory
process [and] the stability of [our] decisions." Mapp v. Ohio,
367 U.S., at 677 (Harlan, J., dissenting). Moreover, fidelity to
the rule guarantees that a factual record will be available to us,
thereby discouraging the framing of broad rules, seemingly sensible
on one set of facts, which may prove ill-considered in other circumstances.
In Justice Harlan's words, adherence to the rule lessens the threat
of "untoward practical ramifications," id., at 676 (dissenting
opinion), not foreseen at the time of decision. The public importance
of our decisions in Weeks and Mapp and the emotions engendered by
the debate surrounding these decisions counsel that we meticulously
observe our customary procedural rules. By following this course,
we promote respect for the procedures by which our decisions are
rendered, as well as confidence in the stability of prior decisions.
A wise exercise of the powers confided in this Court dictates that
we reserve for another day the question whether the exclusionary
rule should be modified. [462 U.S. 213, 225]
II
We now turn to the question presented in the State's original petition
for certiorari, which requires us to decide whether respondents'
rights under the Fourth and Fourteenth Amendments were violated
by the search of their car and house. A chronological statement
of events usefully introduces the issues at stake. Bloomingdale,
Ill., is a suburb of Chicago located in Du Page County. On May 3,
1978, the Bloomingdale Police Department received by mail an anonymous
handwritten letter which read as follows:
"This letter is to inform you that you have a couple in your
town who strictly make their living on selling drugs. They are Sue
and Lance Gates, they live on Greenway, off Bloomingdale Rd. in
the condominiums. Most of their buys are done in Florida. Sue his
wife drives their car to Florida, where she leaves it to be loaded
up with drugs, then Lance flys down and drives it back. Sue flys
back after she drops the car off in Florida. May 3 she is driving
down there again and Lance will be flying down in a few days to
drive it back. At the time Lance drives the car back he has the
trunk loaded with over $100,000.00 in drugs. Presently they have
over $100,000.00 worth of drugs in their basement.
"They brag about the fact they never have to work, and make
their entire living on pushers.
"I guarantee if you watch them carefully you will make a big
catch. They are friends with some big drugs dealers, who visit their
house often.
"Lance & Susan Gates
"Greenway
"in Condominiums"
The letter was referred by the Chief of Police of the Bloomingdale
Police Department to Detective Mader, who decided to pursue the
tip. Mader learned, from the office of the Illinois Secretary of
State, that an Illinois driver's license had [462 U.S. 213, 226]
been issued to one Lance Gates, residing at a stated address in
Bloomingdale. He contacted a confidential informant, whose examination
of certain financial records revealed a more recent address for
the Gateses, and he also learned from a police officer assigned
to O'Hare Airport that "L. Gates" had made a reservation
on Eastern Airlines Flight 245 to West Palm Beach, Fla., scheduled
to depart from Chicago on May 5 at 4:15 p. m.
Mader then made arrangements with an agent of the Drug Enforcement
Administration for surveillance of the May 5 Eastern Airlines flight.
The agent later reported to Mader that Gates had boarded the flight,
and that federal agents in Florida had observed him arrive in West
Palm Beach and take a taxi to the nearby Holiday Inn. They also
reported that Gates went to a room registered to one Susan Gates
and that, at 7 o'clock the next morning, Gates and an unidentified
woman left the motel in a Mercury bearing Illinois license plates
and drove northbound on an interstate highway frequently used by
travelers to the Chicago area. In addition, the DEA agent informed
Mader that the license plate number on the Mercury was registered
to a Hornet station wagon owned by Gates. The agent also advised
Mader that the driving time between West Palm Beach and Bloomingdale
was approximately 22 to 24 hours.
Mader signed an affidavit setting forth the foregoing facts, and
submitted it to a judge of the Circuit Court of Du Page County,
together with a copy of the anonymous letter. The judge of that
court thereupon issued a search warrant for the Gateses' residence
and for their automobile. The judge, in deciding to issue the warrant,
could have determined that the modus operandi of the Gateses had
been substantially corroborated. As the anonymous letter predicted,
Lance Gates had flown from Chicago to West Palm Beach late in the
afternoon of May 5th, had checked into a hotel room registered in
the name of his wife, and, at 7 o'clock the following morning, had
headed north, accompanied by an unidentified woman, [462 U.S. 213,
227] out of West Palm Beach on an interstate highway used by travelers
from South Florida to Chicago in an automobile bearing a license
plate issued to him.
At 5:15 a. m. on March 7, only 36 hours after he had flown out
of Chicago, Lance Gates, and his wife, returned to their home in
Bloomingdale, driving the car in which they had left West Palm Beach
some 22 hours earlier. The Bloomingdale police were awaiting them,
searched the truck of the Mercury, and uncovered approximately 350
pounds of marihuana. A search of the Gateses' home revealed marihuana,
weapons, and other contraband. The Illinois Circuit court ordered
suppression of all these items, on the ground that the affidavit
submitted to the Circuit Judge failed to support the necessary determination
of probable cause to believe that the Gateses' automobile and home
contained the contraband in question. This decision was affirmed
in turn by the Illinois Appellate Court, 82 Ill. App. 3d 749, 403
N. E. 2d 77 (1980), and by a divided vote of the Supreme court of
Illinois. 85 Ill. 2d 376, 423 N. E. 2d 887 (1981).
The Illinois Supreme Court concluded - and we are inclined to agree
- that, standing alone, the anonymous letter sent to the Bloomingdale
Police Department would not provide the basis for a magistrate's
determination that there was probable cause to believe contraband
would be found in the Gateses' car and home. The letter provides
virtually nothing from which one might conclude that its author
is either honest or his information reliable; likewise, the letter
gives absolutely no indication of the basis for the writer's predictions
regarding the Gateses' criminal activities. Something more was required,
then, before a magistrate could conclude that there was probable
cause to believe that contraband would be found in the Gateses'
home and car. See Aguilar v. Texas, 378 U.S., at 109 , n. 1; Nathanson
v. United States, 290 U.S. 41 (1933).
The Illinois Supreme Court also properly recognized that Detective
Mader's affidavit might be capable of supplementing [462 U.S. 213,
228] the anonymous letter with information sufficient to permit
a determination of probable cause. See Whiteley v. Warden, 401 U.S.
560, 567 (1971). In holding that the affidavit in fact did not contain
sufficient additional information to sustain a determination of
probable cause, the Illinois court applied a "two-pronged test,"
derived from our decision in Spinelli v. United States, 393 U.S.
410 (1969). 3 The Illinois Supreme Court, like some others, apparently
understood Spinelli as requiring that the anonymous letter satisfy
each of two independent requirements before it could be relied on.
85 Ill. 2d, at 383, 423 N. E. 2d, at 890. According to this view,
the letter, as supplemented by Mader's affidavit, first had to adequately
reveal the "basis of knowledge" of the letterwriter -
the particular means by which he came by the information given in
his report. Second, it had to provide [462 U.S. 213, 229] facts
sufficiently establishing either the "veracity" of the
affiant's informant, or, alternatively, the "reliability"
of the informant's report in this particular case.
The Illinois court, alluding to an elaborate set of legal rules
that have developed among various lower courts to enforce the "two-pronged
test," 4 found that the test had not been satisfied. First,
the "veracity" prong was not satisfied because, "[t]here
was simply no basis [for] conclud[ing] that the anonymous person
[who wrote the letter to the Bloomingdale Police Department] was
credible." Id., at 385, 423 N. E. 2d, at 891. The court indicated
that corroboration by police of details contained in the letter
might never satisfy the "veracity" prong, and in any event,
could not do so if, as in the present case, only "innocent"
details are corroborated. Id., at 390, 423 N. E. 2d, at 893. In
addition, the letter gave no indication of the basis of its writer's
knowledge of the [462 U.S. 213, 230] Gateses' activities. The Illinois
court understood Spinelli as permitting the detail contained in
a tip to be used to infer that the informant had a reliable basis
for his statements, but it thought that the anonymous letter failed
to provide sufficient detail to permit such an inference. Thus,
it concluded that no showing of probable cause had been made.
We agree with the Illinois Supreme Court that an informant's "veracity,"
"reliability," and "basis of knowledge" are
all highly relevant in determining the value of his report. We do
not agree, however, that these elements should be understood as
entirely separate and independent requirements to be rigidly exacted
in every case, 5 which the opinion of the Supreme Court of Illinois
would imply. Rather, as detailed below, they should be understood
simply as closely intertwined issues that may usefully illuminate
the common-sense, practical question whether there is "probable
cause" to believe that contraband or evidence is located in
a particular place.
III
This totality-of-the-circumstances approach is far more consistent
with our prior treatment of probable cause 6 than [462 U.S. 213,
231] is any rigid demand that specific "tests" be satisfied
by every informant's tip. Perhaps the central teaching of our decisions
bearing on the probable-cause standard is that it is a "practical,
nontechnical conception." Brinegar v. United States, 338 U.S.
160, 176 (1949). "In dealing with probable cause, . . . as
the very name implies, we deal with probabilities. These are not
technical; they are the factual and practical considerations of
everyday life on which reasonable and prudent men, not legal technicians,
act.' Id., at 175. Our observation in United States v. Cortez, 449
U.S. 411, 418 (1981), regarding "particularized suspicion,"
is also applicable to the probable-cause standard:
"The process does not deal with hard certainties, but with
probabilities. Long before the law of probabilities was articulated
as such, practical people formulated certain common-sense conclusions
about human behavior; jurors as factfinders are permitted to do
the same - and [462 U.S. 213, 232] so are law enforcement officers.
Finally, the evidence thus collected must be seen and weighed not
in terms of library analysis by scholars, but as understood by those
versed in the field of law enforcement."
As these comments illustrate, probable cause is a fluid concept
- turning on the assessment of probabilities in particular factual
contexts - not readily, or even usefully, reduced to a neat set
of legal rules. Informants' tips doubtless come in many shapes and
sizes from many different types of persons. As we said in Adams
v. Williams, 407 U.S. 143, 147 (1972): "Informants' tips, like
all other clues and evidence coming to a policeman on the scene,
may vary greatly in their value and reliability." Rigid legal
rules are ill-suited to an area of such diversity. "One simple
rule will not cover every situation." Ibid. 7 [462 U.S. 213,
233]
Moreover, the "two-pronged test" directs analysis into
two largely independent channels - the informant's "veracity'
or "reliability" and his "basis of knowledge."
See nn. 4 and 5, supra. There are persuasive arguments against according
these two elements such independent status. Instead, they are better
understood as relevant considerations in the totality-of-the-circumstances
analysis that traditionally has guided probable-cause determinations:
a deficiency in one may be compensated for, in determining the overall
reliability of a tip, by a strong showing as to the other, or by
some other indicia of reliability. See, e. g., Adams v. Williams,
supra, at 146-147; United States v. Harris, 403 U.S. 573 (1971).
If, for example, a particular informant is known for the unusual
reliability of his predictions of certain types of criminal activities
in a locality, his failure, in a particular case, to thoroughly
set forth the basis of his knowledge surely should not serve as
an absolute bar to a finding of probable cause based on his tip.
See United States v. Sellers, 483 F.2d 37 (CA5 1973). 8 Likewise,
if an unquestionably honest citizen comes forward with a report
of criminal activity - which if fabricated would subject him to
criminal liability - we have found [462 U.S. 213, 234] rigorous
scrutiny of the basis of his knowledge unnecessary. Adams v. Williams,
supra. Conversely, even if we entertain some doubt as to an informant's
motives, his explicit and detailed description of alleged wrongdoing,
along with a statement that the event was observed firsthand, entitles
his tip to greater weight than might otherwise be the case. Unlike
a totality-of-the-circumstances analysis, which permits a balanced
assessment of the relative weights of all the various indicia of
reliability (and unreliability) attending an informant's tip, the
"two-pronged test" has encouraged an excessively technical
dissection of informants' tips, 9 with undue attention [462 U.S.
213, 235] being focused on isolated issues that cannot sensibly
be divorced from the other facts presented to the magistrate.
As early as Locke v. United States, 7 Cranch 339, 348 (1813), Chief
Justice Marshall observed, in a closely related context: "[T]he
term `probable cause,' according to its usual acceptation, means
less than evidence which would justify condemnation . . . . It imports
a seizure made under circumstances which warrant suspicion."
More recently, we said that "the quanta . . . of proof"
appropriate in ordinary judicial proceedings are inapplicable to
the decision to issue a warrant. Brinegar, 338 U.S., at 173 . Finely
tuned standards such as proof beyond a reasonable doubt or by a
preponderance of the evidence, useful in formal trials, have no
place in the magistrate's decision. While an effort to fix some
general, numerically precise degree of certainty corresponding to
"probable cause" may not be helpful, it is clear that
"only the probability, and not a prima facie showing, of criminal
activity is the standard of probable cause." Spinelli, 393
U.S., at 419 . See Model Code of Pre-Arraignment Procedure 210.1(7)
(Prop. Off. Draft 1972); 1 W. LaFave, Search and Seizure 3.2(e)
(1978).
We also have recognized that affidavits "are normally drafted
by nonlawyers in the midst and haste of a criminal investigation.
Technical requirements of elaborate specificity once enacted under
common law pleadings have no proper place in this area." United
States v. Ventresca, 380 U.S. 102, 108 (1965). Likewise, search
and arrest warrants long have been issued by persons who are neither
lawyers nor judges, and who certainly do not remain abreast of each
judicial refinement of the nature of "probable cause."
See Shadwick v. City of Tampa, 407 U.S. 345, 348 -350 (1972). The
rigorous inquiry into the Spinelli prongs and the complex superstructure
of evidentiary and analytical rules that some have seen implicit
in our Spinelli decision, cannot be reconciled with the fact that
many warrants are - quite properly, 407 U.S., at 348 -350 - issued
on the basis of nontechnical, [462 U.S. 213, 236] common-sense judgments
of laymen applying a standard less demanding than those used in
more formal legal proceedings. Likewise, given the informal, often
hurried context in which it must be applied, the "built-in
subtleties," Stanley v. State, 19 Md. App. 507, 528, 313 A.
2d 847, 860 (1974), of the "two-pronged test" are particularly
unlikely to assist magistrates in determining probable cause.
Similarly, we have repeatedly said that after-the-fact scrutiny
by courts of the sufficiency of an affidavit should not take the
form of de novo review. A magistrate's "determination of probable
cause should be paid great deference by reviewing courts."
Spinelli, supra, at 419. "A grudging or negative attitude by
reviewing courts toward warrants," Ventresca, 380 U.S., at
108 , is inconsistent with the Fourth Amendment's strong preference
for searches conducted pursuant to a warrant; "courts should
not invalidate warrant[s] by interpreting affidavit[s] in a hypertechnical,
rather than a commonsense, manner." Id., at 109.
If the affidavits submitted by police officers are subjected to
the type of scrutiny some courts have deemed appropriate, police
might well resort to warrantless searches, with the hope of relying
on consent or some other exception to the Warrant Clause that might
develop at the time of the search. In addition, the possession of
a warrant by officers conducting an arrest or search greatly reduces
the perception of unlawful or intrusive police conduct, by assuring
"the individual whose property is searched or seized of the
lawful authority of the executing officer, his need to search, and
the limits of his power to search." United States v. Chadwick,
433 U.S. 1, 9 (1977). Reflecting this preference for the warrant
process, the traditional standard for review of an issuing magistrate's
probable-cause determination has been that so long as the magistrate
had a "substantial basis for . . . conclud[ing]" that
a search would uncover evidence of wrongdoing, the Fourth Amendment
requires no more. Jones v. United States, 362 U.S. 257, 271 (1960).
See United States v. [462 U.S. 213, 237] Harris, 403 U.S., at 577
-583. 10 We think reaffirmation of this standard better serves the
purpose of encouraging recourse to the warrant procedure and is
more consistent with our traditional deference to the probable-cause
determinations of magistrates than is the "two-pronged test."
Finally, the direction taken by decisions following Spinelli poorly
serves "[t]he most basic function of any government":
"to provide for the security of the individual and of his property."
Miranda v. Arizona, 384 U.S. 436, 539 (1966) (WHITE, J., dissenting).
The strictures that inevitably accompany the "two-pronged test"
cannot avoid seriously impeding the task of law enforcement, see,
e. g., n. 9, supra. If, as the Illinois Supreme Court apparently
thought, that test must be rigorously applied in every case, anonymous
tips would be of greatly diminished value in police work. Ordinary
citizens, like ordinary witnesses, see Advisory Committee's Notes
on Fed. Rule Evid. 701, 28 U.S.C. App., p. 570, generally do not
provide extensive recitations of the basis of their everyday observations.
Likewise, as the Illinois Supreme Court observed in this case, the
veracity of persons supplying anonymous tips is by hypothesis largely
unknown, and unknowable. As a result, anonymous tips seldom could
survive a rigorous application of either of the Spinelli prongs.
Yet, such tips, particularly when supplemented by [462 U.S. 213,
238] independent police investigation, frequently contribute to
the solution of otherwise "perfect crimes." While a conscientious
assessment of the basis for crediting such tips is required by the
Fourth Amendment, a standard that leaves virtually no place for
anonymous citizen informants is not.
For all these reasons, we conclude that it is wiser to abandon
the "two-pronged test" established by our decisions in
Aguilar and Spinelli. 11 In its place we reaffirm the totality-of-the-circumstances
analysis that traditionally has informed probable-cause determinations.
See Jones v. United States, supra; United States v. Ventresca, 380
U.S. 102 (1965); Brinegar v. United States, 338 U.S. 160 (1949).
The task of the issuing magistrate is simply to make a practical,
common-sense decision whether, given all the circumstances set forth
in the affidavit before him, including the "veracity"
and "basis of knowledge" of persons supplying hearsay
information, there is a fair probability that contraband or evidence
of a crime will be found in a particular place. And the duty of
a reviewing court is simply to ensure that the magistrate had a
"substantial basis for . . . conclud[ing]" that probable
cause [462 U.S. 213, 239] existed. Jones v. United States, 362 U.S.,
at 271 . We are convinced that this flexible, easily applied standard
will better achieve the accommodation of public and private interests
that the Fourth Amendment requires than does the approach that has
developed from Aguilar and Spinelli.
Our earlier cases illustrate the limits beyond which a magistrate
may not venture in issuing a warrant. A sworn statement of an affiant
that "he has cause to suspect and does believe" that liquor
illegally brought into the United States is located on certain premises
will not do. Nathanson v. United States, 290 U.S. 41 (1933). An
affidavit must provide the magistrate with a substantial basis for
determining the existence of probable cause, and the wholly conclusory
statement at issue in Nathanson failed to meet this requirement.
An officer's statement that "[a]ffiants have received reliable
information from a credible person and do believe" that heroin
is stored in a home, is likewise inadequate. Aguilar v. Texas, 378
U.S. 108 (1964). As in Nathanson, this is a mere conclusory statement
that gives the magistrate virtually no basis at all for making a
judgment regarding probable cause. Sufficient information must be
presented to the magistrate to allow that official to determine
probable cause; his action cannot be a mere ratification of the
bare conclusions of others. In order to ensure that such an abdication
of the magistrate's duty does not occur, courts must continue to
conscientiously review the sufficiency of affidavits on which warrants
are issued. But when we move beyond the "bare bones" affidavits
present in cases such as Nathanson and Aguilar, this area simply
does not lend itself to a prescribed set of rules, like that which
had developed from Spinelli. Instead, the flexible, common-sense
standard articulated in Jones, Ventresca, and Brinegar better serves
the purposes of the Fourth Amendment's probable-cause requirement.
JUSTICE BRENNAN'S dissent suggests in several places that the approach
we take today somehow downgrades the [462 U.S. 213, 240] role of
the neutral magistrate, because Aguilar and Spinelli "preserve
the role of magistrates as independent arbiters of probable cause
. . . ." Post, at 287. Quite the contrary, we believe, is the
case. The essential protection of the warrant requirement of the
Fourth Amendment, as stated in Johnson v. United States, 333 U.S.
10 (1948), is in "requiring that [the usual inferences which
reasonable men draw from evidence] be drawn by a neutral and detached
magistrate instead of being judged by the officer engaged in the
often competitive enterprise of ferreting out crime." Id.,
at 13-14. Nothing in our opinion in any way lessens the authority
of the magistrate to draw such reasonable inferences as he will
from the material supplied to him by applicants for a warrant; indeed,
he is freer than under the regime of Aguilar and Spinelli to draw
such inferences, or to refuse to draw them if he is so minded.
The real gist of JUSTICE BRENNAN'S criticism seems to be a second
argument, somewhat at odds with the first, that magistrates should
be restricted in their authority to make probable-cause determinations
by the standards laid down in Aguilar and Spinelli, and that such
findings "should not be authorized unless there is some assurance
that the information on which they are based has been obtained in
a reliable way by an honest or credible person." Post, at 283.
However, under our opinion magistrates remain perfectly free to
exact such assurances as they deem necessary, as well as those required
by this opinion, in making probable-cause determinations. JUSTICE
BRENNAN would apparently prefer that magistrates be restricted in
their findings of probable cause by the development of an elaborate
body of case law dealing with the "veracity" prong of
the Spinelli test, which in turn is broken down into two "spurs"
- the informant's "credibility" and the "reliability"
of his information, together with the "basis of knowledge"
prong of the Spinelli test. See n. 4, supra. That such a labyrinthine
body of judicial refinement bears any relationship to familiar definitions
of [462 U.S. 213, 241] probable cause is hard to imagine. As previously
noted, probable cause deals "with probabilities. These are
not technical; they are the factual and practical considerations
of everyday life on which reasonable and prudent men, not legal
technicians, act," Brinegar v. United States, 338 U.S., at
175 .
JUSTICE BRENNAN'S dissent also suggests that "[w]ords such
as `practical,' `nontechnical,' and `common sense,' as used in the
Court's opinion, are but code words for an overly permissive attitude
towards police practices in derogation of the rights secured by
the Fourth Amendment." Post, at 290. An easy, but not a complete,
answer to this rather florid statement would be that nothing we
know about Justice Rutledge suggests that he would have used the
words he chose in Brinegar in such a manner. More fundamentally,
no one doubts that "under our Constitution only measures consistent
with the Fourth Amendment may be employed by government to cure
[the horrors of drug trafficking]," post, at 290; but this
agreement does not advance the inquiry as to which measures are,
and which measures are not, consistent with the Fourth Amendment.
"Fidelity" to the commands of the Constitution suggests
balanced judgment rather than exhortation. The highest "fidelity"
is not achieved by the judge who instinctively goes furthest in
upholding even the most bizarre claim of individual constitutional
rights, any more than it is achieved by a judge who instinctively
goes furthest in accepting the most restrictive claims of governmental
authorities. The task of this Court, as of other courts, is to "hold
the balance true," and we think we have done that in this case.
IV
Our decisions applying the totality-of-the-circumstances analysis
outlined above have consistently recognized the value of corroboration
of details of an informant's tip by independent police work. In
Jones v. United States, 362 U.S., at 269 , we held that an affidavit
relying on hearsay "is not to [462 U.S. 213, 242] be deemed
insufficient on that score, so long as a substantial basis for crediting
the hearsay is presented." We went on to say that even in making
a warrantless arrest an officer "may rely upon information
received through an informant, rather than upon his direct observations,
so long as the informant's statement is reasonably corroborated
by other matters within the officer's knowledge." Ibid. Likewise,
we recognized the probative value of corroborative efforts of police
officials in Aguilar - the source of the "two-pronged test"
- by observing that if the police had made some effort to corroborate
the informant's report at issue, "an entirely different case"
would have been presented. Aguilar, 378 U.S., at 109 , n. 1.
Our decision in Draper v. United States, 358 U.S. 307 (1959), however,
is the classic case on the value of corroborative efforts of police
officials. There, an informant named Hereford reported that Draper
would arrive in Denver on a train from Chicago on one of two days,
and that he would be carrying a quantity of heroin. The informant
also supplied a fairly detailed physical description of Draper,
and predicted that he would be wearing a light colored raincoat,
brown slacks, and black shoes, and would be walking "real fast."
Id., at 309. Hereford gave no indication of the basis for his information.
12
On one of the stated dates police officers observed a man matching
this description exit a train arriving from Chicago; his attire
and luggage matched Hereford's report and he was [462 U.S. 213,
243] walking rapidly. We explained in Draper that, by this point
in his investigation, the arresting officer "had personally
verified every facet of the information given him by Hereford except
whether petitioner had accomplished his mission and had the three
ounces of heroin on his person or in his bag. And surely, with every
other bit of Hereford's information being thus personally verified,
[the officer] had `reasonable grounds' to believe that the remaining
unverified bit of Hereford's information - that Draper would have
the heroin with him - was likewise true," id., at 313.
The showing of probable cause in the present case was fully as
compelling as that in Draper. Even standing alone, the facts obtained
through the independent investigation of Mader and the DEA at least
suggested that the Gateses were involved in drug trafficking. In
addition to being a popular vacation site, Florida is well known
as a source of narcotics and other illegal drugs. See United States
v. Mendenhall, 446 U.S. 544, 562 (1980) (POWELL, J., concurring
in part and concurring in judgment); DEA, Narcotics Intelligence
Estimate, The Supply of Drugs to the U.S. Illicit Market From Foreign
and Domestic Sources in 1980, pp. 8-9. Lance Gates' flight to West
Palm Beach, his brief, overnight stay in a motel, and apparent immediate
return north to Chicago in the family car, conveniently awaiting
him in West Palm Beach, is as suggestive of a prearranged drug run,
as it is of an ordinary vacation trip.
In addition, the judge could rely on the anonymous letter, which
had been corroborated in major part by Mader's efforts - just as
had occurred in Draper. 13 The Supreme Court [462 U.S. 213, 244]
of Illinois reasoned that Draper involved an informant who had given
reliable information on previous occasions, while the honesty and
reliability of the anonymous informant in this case were unknown
to the Bloomingdale police. While this distinction might be an apt
one at the time the Police Department received the anonymous letter,
it became far less significant after Mader's independent investigative
work occurred. The corroboration of the letter's predictions that
the Gateses' car would be in Florida, that Lance Gates would fly
to Florida in the next day or so, and that he would drive the car
north toward Bloomingdale all indicated, albeit not with certainty,
that the informant's other assertions also were true. "[B]ecause
an informant is right about some things, he is more probably right
about other facts," Spinelli, 393 U.S., at 427 (WHITE, J.,
concurring) - including the claim regarding the Gateses' illegal
activity. This may well not be the type of "reliability"
or "veracity" necessary to satisfy some views of the "veracity
prong" of Spinelli, but we think it suffices for the practical,
common-sense judgment called for in making a probable-cause determination.
It is enough, for purposes of assessing probable cause, that "[c]orroboration
through other sources of information reduced the [462 U.S. 213,
245] chances of a reckless or prevaricating tale," thus providing
"a substantial basis for crediting the hearsay." Jones
v. United States, 362 U.S., at 269 , 271.
Finally, the anonymous letter contained a range of details relating
not just to easily obtained facts and conditions existing at the
time of the tip, but to future actions of third parties ordinarily
not easily predicted. The letterwriter's accurate information as
to the travel plans of each of the Gateses was of a character likely
obtained only from the Gateses themselves, or from someone familiar
with their not entirely ordinary travel plans. If the informant
had access to accurate information of this type a magistrate could
properly conclude that it was not unlikely that he also had access
to reliable information of the Gateses' alleged illegal activities.
14 Of [462 U.S. 213, 246] course, the Gateses' travel plans might
have been learned from a talkative neighbor or travel agent; under
the "two-pronged test" developed from Spinelli, the character
of the details in the anonymous letter might well not permit a sufficiently
clear inference regarding the letterwriter's "basis of knowledge."
But, as discussed previously, supra, at 235, probable cause does
not demand the certainty we associate with formal trials. It is
enough that there was a fair probability that the writer of the
anonymous letter had obtained his entire story either from the Gateses
or someone they trusted. And corroboration of major portions of
the letter's predictions provides just this probability. It is apparent,
therefore, that the judge issuing the warrant had a "substantial
basis for . . . conclud[ing]" that probable cause to search
the Gateses' home and car existed. The judgment of the Supreme Court
of Illinois therefore must be
Reversed.
Footnotes
[ Footnote 1 ] The apparent rule of Crowell v. Randell that a federal
claim have been both raised and addressed in state court was generally
not understood in the literal fashion in which it was phrased. See
R. Robertson & F. Kirkham, Jurisdiction of the Supreme Court
of the United States 60 (1951). Instead, the Court developed the
rule that a claim would not be considered here unless it had been
either raised or squarely considered and resolved in state court.
See, e. g., McGoldrick v. Compagnie Generale Transatlantique, 309
U.S. 430, 434 -435 (1940); State Farm Mutual Ins. Co. v. Duel, 324
U.S. 154, 160 (1945).
[ Footnote 2 ] In Dewey, certain assessments had been levied against
the owner of property abutting a street paved by the city; a state
trial court ordered that the property be forfeited when the assessments
were not paid, and in addition, held the plaintiff in error personally
liable for the amount by which the assessments exceeded the value
of the lots. In state court the plaintiff in error argued that the
imposition of personal liability against him violated the Due Process
Clause of the Fourteenth Amendment, because he had not received
personal notice of the assessment proceedings. In this Court, he
also attempted to argue that the assessment itself constituted a
taking under the Fourteenth Amendment. The Court held that, beyond
arising from a single factual occurrence, the two claims "are
not in anywise necessarily connected," 173 U.S., at 198 . Because
of this, we concluded that the plaintiff in error's taking claim
could not be considered.
[ Footnote 3 ] In Spinelli, police officers observed Mr. Spinelli
going to and from a particular apartment, which the telephone company
said contained two telephone with stated numbers. The officers also
were "informed by a confidential reliable informant that William
Spinelli [was engaging in illegal gambling activities]" at
the apartment, and that he used two phones, with numbers corresponding
to those possessed by the police. 393 U.S., at 414 . The officers
submitted an affidavit with this information to a magistrate and
obtained a warrant to search Spinelli's apartment. We held that
the magistrate could have made his determination of probable cause
only by "abdicating his constitutional function," id.,
at 416. The Government's affidavit contained absolutely no information
regarding the informant's reliability. Thus, it did not satisfy
Aguilar's requirement that such affidavits contain "some of
the underlying circumstances" indicating that "the informant
. . . was `credible'" or that "his information [was] `reliable.'"
Aguilar v. Texas, 378 U.S. 108, 114 (1964). In addition, the tip
failed to satisfy Aguilar's requirement that it detail "some
of the underlying circumstances from which the informant concluded
that . . . narcotics were where he claimed they were." Ibid.
We also held that if the tip concerning Spinelli had contained "sufficient
detail" to permit the magistrate to conclude "that he
[was] relying on something more substantial than a casual rumor
circulating in the underworld or an accusation based merely on an
individual's general reputation," 393 U.S., at 416 , then he
properly could have relied on it; we thought, however, that the
tip lacked the requisite detail to permit this "self-verifying
detail" analysis.
[ Footnote 4 ] See, e. g., Stanley v. State, 19 Md. App. 507, 313
A. 2d 847 (1974). In summary, these rules posit that the "veracity"
prong of the Spinelli test has two "spurs" - the informant's
"credibility" and the "reliability" of his information.
Various interpretations are advanced for the meaning of the "reliability"
spur of the "veracity" prong. Both the "basis of
knowledge" prong and the "veracity" prong are treated
as entirely separate requirements, which must be independently satisfied
in every case in order to sustain a determination of probable cause.
See n. 5, infra. Some ancillary doctrines are relied on to satisfy
certain of the foregoing requirements. For example, the "self-verifying
detail" of a tip may satisfy the "basis of knowledge"
requirement, although not the "credibility" spur of the
"veracity" prong. See 85 Ill. 2d, at 388, 423 N. E. 2d,
at 892. Conversely, corroboration would seem not capable of supporting
the "basis of knowledge" prong, but only the "veracity"
prong. Id., at 390, 423 N. E. 2d, at 893.
The decision in Stanley, while expressly approving and conscientiously
attempting to apply the "two-pronged test" observes that
"[t]he built-in subtleties [of the test] are such, however,
that a slipshod application calls down upon us the fury of Murphy's
Law." 19 Md. App., at 528, 313 A. 2d, at 860 (footnote omitted).
The decision also suggested that it is necessary to "evolve
analogous guidelines [to hearsay rules employed in trial settings]
for the reception of hearsay in a probable cause setting."
Id., at 522, n. 12, 313 A. 2d, at 857, n. 12.
[ Footnote 5 ] The entirely independent character that the Spinelli
prongs have assumed is indicated both by the opinion of the Illinois
Supreme Court in this case, and by decisions of other courts. One
frequently cited decision, Stanley v. State, supra, at 530, 313
A. 2d, at 861 (footnote omitted), remarks that "the dual requirements
represented by the `two-pronged test' are `analytically severable'
and an `overkill' on one prong will not carry over to make up for
a deficit on the other prong." See also n. 9, infra.
[ Footnote 6 ] Our original phrasing of the so-called "two-pronged
test" in Aguilar v. Texas, supra, suggests that the two prongs
were intended simply as guides to a magistrate's determination of
probable cause, not as inflexible, independent requirements applicable
in every case. In Aguilar, we required only that
"the magistrate must be informed of some of the underlying
circumstances from which the informant concluded that . . . narcotics
were where he claimed they were, and some of the underlying circumstances
from which [462 U.S. 213, 231] the officer concluded that the informant
. . . was `credible' or his information `reliable.'" Id., at
114 (emphasis added).
As our language indicates, we intended neither a rigid compartmentalization
of the inquiries into an informant's "veracity," "reliability,"
and "basis of knowledge," nor that these inquiries be
elaborate exegeses of an informant's tip. Rather, we required only
that some facts bearing on two particular issues be provided to
the magistrate. Our decision in Jaben v. United States, 381 U.S.
214 (1965), demonstrated this latter point. We held there that a
criminal complaint showed probable cause to believe the defendant
had attempted to evade the payment of income taxes. We commented:
"Obviously any reliance upon factual allegations necessarily
entails some degree of reliability upon the credibility of the source.
. . . Nor does it indicate that each factual allegation which the
affiant puts forth must be independently documented, or that each
and every fact which contributed to his conclusions be spelled out
in the complaint. . . . It simply requires that enough information
be presented to the Commissioner to enable him to make the judgment
that the charges are not capricious and are sufficiently supported
to justify bringing into play the further steps of the criminal
process." Id., at 224-225 (emphasis added).
[ Footnote 7 ] The diversity of informants' tips, as well as the
usefulness of the totality-of-the-circumstances approach to probable
cause, is reflected in our prior decisions on the subject. In Jones
v. United States, 362 U.S. 257, 271 (1960), we held that probable
cause to search petitioners' apartment was established by an affidavit
based principally on an informant's tip. The unnamed informant claimed
to have purchased narcotics from petitioners at their apartment;
the affiant stated that he had been given correct information from
the informant on a prior occasion. This, and the fact that petitioners
had admitted to police officers on another occasion that they were
narcotics users, sufficed to support the magistrate's determination
of probable cause.
Likewise, in Rugendorf v. United States, 376 U.S. 528 (1964), the
Court upheld a magistrate's determination that there was probable
cause to believe that certain stolen property would be found in
petitioner's apartment. The affidavit submitted to the magistrate
stated that certain furs had been stolen, and that a confidential
informant, who previously had furnished confidential information,
said that the saw the furs in petitioner's home. Moreover, another
confidential informant, also claimed to be reliable, stated that
one Schweihs had stolen the furs. Police reports indicated that
petitioner had been seen in Schweihs' company, and a third informant
stated that petitioner was a fence for Schweihs.
Finally, in Ker v. California, 374 U.S. 23 (1963), we held that
information within the knowledge of officers who searched the Kers'
apartment provided them with probable cause to believe drugs would
be found there. The officers were aware that one Murphy had previously
sold marihuana [462 U.S. 213, 233] to a police officer; the transaction
had occurred in an isolated area, to which Murphy had led the police.
The night after this transaction, police observed Mr. Ker and Murphy
meet in the same location. Murphy approached Ker's car, and, although
police could see nothing change hands, Murphy's modus operandi was
identical to what it had been the night before. Moreover, when police
followed Ker from the scene of the meeting with Murphy he managed
to lose them after performing an abrupt U-turn. Finally, the police
had a statement from an informant who had provided reliable information
previously, that Ker was engaged in selling marihuana, and that
his source was Murphy. We concluded that "[t]o say that this
coincidence of information was sufficient to support a reasonable
belief of the officers that Ker was illegally in possession of marijuana
is to indulge in understatement." Id., at 36.
[ Footnote 8 ] Compare Stanley v. State, 19 Md. App., at 530, 313
A. 2d, at 861, reasoning that "[e]ven assuming `credibility'
amounting to sainthood, the judge still may not accept the bare
conclusion . . . of a sworn and known and trusted police-affiant."
[ Footnote 9 ] Some lower court decisions, brought to our attention
by the State, reflect a rigid application of such rules. In Bridger
v. State, 503 S. W. 2d 801 (Tex. Crim. App. 1974), the affiant had
received a confession of armed robbery from one of two suspects
in the robbery; in addition, the suspect had given the officer $800
in cash stolen during the robbery. The suspect also told the officer
that the gun used in the robbery was hidden in the other suspect's
apartment. A warrant issued on the basis of this was invalidated
on the ground that the affidavit did not satisfactorily describe
how the accomplice had obtained his information regarding the gun.
Likewise, in People v. Palanza, 55 Ill. App. 3d 1028, 371 N. E.
2d 687 (1978), the affidavit submitted in support of an application
for a search warrant stated that an informant of proven and uncontested
reliability had seen, in specifically described premises, "a
quantity of a white crystalline substance which was represented
to the informant by a white male occupant of the premises to be
cocaine. Informant has observed cocaine on numerous occasions in
the past and is thoroughly familiar with its appearance. The informant
states that the white crystalline powder he observed in the above
described premises appeared to him to be cocaine." Id., at
1029, 371 N. E. 2d, at 688. The warrant issued on the basis of the
affidavit was invalidated because "[t]here is no indication
as to how the informant or for that matter any other person could
tell whether a white substance was cocaine and not some other substance
such as sugar or salt." Id., at 1030, 371 N. E. 2d, at 689.
Finally, in People v. Brethauer, 174 Colo. 29, 482 P.2d 369 (1971),
an informant, stated to have supplied reliable information in the
past, claimed that L. S. D. and marihuana were located on certain
premises. The informant supplied police with drugs, which were tested
by police and confirmed to be illegal substances. The affidavit
setting forth these, and other, facts was found defective under
both prongs of Spinelli.
[ Footnote 10 ] We also have said that "[a]lthough in a particular
case it may not be easy to determine when an affidavit demonstrates
the existence of probable cause, the resolution of doubtful or marginal
cases in this area should be largely determined by the preference
to be accorded to warrants," United States v. Ventresca, 380
U.S. 102, 109 (1965). This reflects both a desire to encourage use
of the warrant process by police officers and a recognition that
once a warrant has been obtained, intrusion upon interests protected
by the Fourth Amendment is less severe than otherwise may be the
case. Even if we were to accept the premise that the accurate assessment
of probable cause would be furthered by the "two-pronged test,"
which we do not, these Fourth Amendment policies would require a
less rigorous standard than that which appears to have been read
into Aguilar and Spinelli.
[ Footnote 11 ] The Court's decision in Spinelli has been the subject
of considerable criticism, both by Members of this Court and others.
JUSTICE BLACKMUN, concurring in United States v. Harris, 403 U.S.
573, 585 -586 (1971), noted his long-held view "that Spinelli
. . . was wrongly decided" by this Court. Justice Black similarly
would have overruled that decision. Id., at 585. Likewise, a noted
commentator has observed that "[t]he Aguilar-Spinelli formulation
has provoked apparently ceaseless litigation." 8A J. Moore,
Moore's Federal Practice 41.04, p. 41-43 (1982).
Whether the allegations submitted to the magistrate in Spinelli
would, under the view we now take, have supported a finding of probable
cause, we think it would not be profitable to decide. There are
so many variables in the probable-cause equation that one determination
will seldom be a useful "precedent" for another. Suffice
it to say that while we in no way abandon Spinelli's concern for
the trustworthiness of informers and for the principle that it is
the magistrate who must ultimately make a finding of probable cause,
we reject the rigid categorization suggested by some of its language.
[ Footnote 12 ] The tip in Draper might well not have survived the
rigid application of the "two-pronged test" that developed
following Spinelli. The only reference to Hereford's reliability
was that he had "been engaged as a `special employee' of the
Bureau of Narcotics at Denver for about six months, and from time
to time gave information to [the police for] small sums of money,
and that [the officer] had always found the information given by
Hereford to be accurate and reliable." 358 U.S., at 309 . Likewise,
the tip gave no indication of how Hereford came by his information.
At most, the detailed and accurate predictions in the tip indicated
that, however Hereford obtained his information, it was reliable.
[ Footnote 13 ] The Illinois Supreme Court thought that the verification
of details contained in the anonymous letter in this case amounted
only to "[t]he corroboration of innocent activity," 85
Ill. 2d 376, 390, 423 N. E. 2d 887, 893 (1981), and that this was
insufficient to support a finding of probable cause. We are inclined
to agree, however, with the observation of Justice Moran in his
dissenting opinion that "[i]n this case, just as in Draper,
seemingly innocent activity became suspicious in light of the initial
tip." Id., at 396, [462 U.S. 213, 244] 423 N. E. 2d, at 896.
And it bears noting that all of the corroborating detail established
in Draper was of entirely innocent activity - a fact later pointed
out by the Court in both Jones v. United States, 362 U.S., at 269
-270, and Ker v. California, 374 U.S., at 36 .
This is perfectly reasonable. As discussed previously, probable
cause requires only a probability or substantial chance of criminal
activity, not an actual showing of such activity. By hypothesis,
therefore, innocent behavior frequently will provide the basis for
a showing of probable cause; to require otherwise would be to sub
silentio impose a drastically more rigorous definition of probable
cause than the security of our citizens' demands. We think the Illinois
court attempted a too rigid classification of the types of conduct
that may be relied upon in seeking to demonstrate probable cause.
See Brown v. Texas, 443 U.S. 47, 52 , n. 2 (1979). In making a determination
of probable cause the relevant inquiry is not whether particular
conduct is "innocent" or "guilty," but the degree
of suspicion that attaches to particular types of noncriminal acts.
[ Footnote 14 ] JUSTICE STEVENS' dissent seizes on one inaccuracy
in the anonymous informant's letter - its statement that Sue Gates
would fly from Florida to Illinois, when in fact she drove - and
argues that the probative value of the entire tip was undermined
by this allegedly "material mistake." We have never required
that informant's used by the police be infallible, and can see no
reason to impose such a requirement in this case. Probable cause,
particularly when police have obtained a warrant, simply does not
require the perfection the dissent finds necessary.
Likewise, there is no force to the dissent's argument that the
Gateses' action in leaving their home unguarded undercut the informants
claim that drugs were hidden there. Indeed, the line-by-line scrutiny
that the dissent applies to the anonymous letter is akin to that
which we find inappropriate in reviewing magistrates' decisions.
The dissent apparently attributes to the judge who issued the warrant
in this case the rather implausible notion that persons dealing
in drugs always stay at home, apparently out of fear that to leave
might risk intrusion by criminals. If accurate, one could not help
sympathizing with the self-imposed isolation of people so situated.
In reality, however, it is scarcely likely that the judge ever thought
that the anonymous tip "kept one spouse" at home, much
less that he relied on the theory advanced by the dissent. The letter
simply says that Sue would fly from Florida to Illinois, without
indicating whether the Gateses made the bitter choice of leaving
the drugs in their house, or those in their car, unguarded. The
judge's determination that there might be drugs or evidence of criminal
activity in the Gateses' home was well supported by the less speculative
theory, noted in text, that if the informant [462 U.S. 213, 246]
could predict with considerable accuracy the somewhat unusual travel
plans of the Gateses, he probably also had a reliable basis for
his statements that the Gateses kept a large quantity of drugs in
their home and frequently were visited by other drug traffickers
there.
JUSTICE WHITE, concurring in the judgment.
In my view, the question regarding modification of the exclusionary
rule framed in our order of November 29, 1982, 459 U.S. 1028 (1982),
is properly before us and should be addressed. I continue to believe
that the exclusionary rule is an inappropriate remedy where law
enforcement officials act in the reasonable belief that a search
and seizure was consistent with the Fourth Amendment - a position
I set forth in Stone v. Powell, 428 U.S. 465, 537 -539 (1976). In
this case, it was fully reasonable for the Bloomingdale, Ill., police
to believe that their search of respondents' house and automobile
comported with the Fourth Amendment as the search was conducted
pursuant to a judicially issued warrant. The [462 U.S. 213, 247]
exclusion of probative evidence where the constable has not blundered
not only sets the criminal free but also fails to serve any constitutional
interest in securing compliance with the important requirements
of the Fourth Amendment. On this basis, I concur in the Court's
judgment that the decision of the Illinois Supreme Court must be
reversed.
I
The Court declines to address the exclusionary rule question because
the Illinois courts were not invited to modify the rule in the first
instance. The Court's refusal to face this important question cannot
be ascribed to jurisdictional limitations. I fully agree that the
statute which gives us jurisdiction in this cause, 28 U.S.C. 1257(3),
prevents us from deciding federal constitutional claims raised here
for the first time on review of state-court decisions. Cardinale
v. Louisiana, 394 U.S. 437, 438 -439 (1969). But it is equally well
established that "`[n]o particular form of words or phrases
is essential, but only that the claim of invalidity and the ground
therefor be brought to the attention of the state court with fair
precision and in due time.'" Street v. New York, 394 U.S. 576,
584 (1969) (quoting New York ex rel. Bryant v. Zimmerman, 278 U.S.
63, 67 (1928)). Notwithstanding the select and controversial instances
in which the Court has reversed a state-court decision for "plain
error," 1 we have consistently dismissed for want of jurisdiction
where the federal claim asserted in this Court was not raised below.
But this obviously is not such a case. As the Court points out,
"[i]t is clear in this case that respondents expressly raised,
at every level of the Illinois judicial system, the claim that the
Fourth Amendment had been violated by the actions of the Illinois
[462 U.S. 213, 248] police and that the evidence seized by the officers
should be excluded from their trial." Ante, at 220. Until today,
we have not required more.
We have never suggested that the jurisdictional stipulations of
1257 require that all arguments on behalf of, let alone in opposition
to, a federal claim be raised and decided below. 2 See R. Stern
& E. Gressman, Supreme Court Practice 230 (5th ed. 1978). Dewey
v. Des Moines, 173 U.S. 193 (1899), distinguished the raising of
constitutional claims and the making of arguments in support of
or in opposition to those claims.
"If the question were only an enlargement of the one mentioned
in the assignment of errors, or if it were so connected with it
in substance as to form but another ground or reason for alleging
the invalidity of the personal judgment, we should have no hesitation
in holding the assignment sufficient to permit the question to be
now raised and argued.
"Parties are not confined here to the same arguments which
were advanced in the courts below upon a Federal question there
discussed." Id., at 197-198 (emphasis added). 3 [462 U.S. 213,
249]
Under Dewey, which the Court hails as the "fullest treatment
of the subject," ante, at 219, the exclusionary rule issue
is but another argument pertaining to the Fourth Amendment question
squarely presented in the Illinois courts.
The presentation and decision of respondents' Fourth Amendment claim
fully embraces the argument that due to the nature of the alleged
Fourth Amendment violation, the seized evidence should not be excluded.
Our decisions concerning the scope of the exclusionary rule cannot
be divorced from the Fourth Amendment; they rest on the relationship
of Fourth Amendment interests to the objectives of the criminal
justice system. See, e. g., United States v. Ceccolini, 435 U.S.
268 (1978); Stone v. Powell, 428 U.S. 465 (1976). 4 Similarly, the
issues surrounding a proposed good-faith modification are intricately
and inseverably tied to the nature of the Fourth Amendment violation:
the degree of probable cause, the presence of a warrant, and the
clarity of previously announced Fourth Amendment principles all
inform the [462 U.S. 213, 250] good-faith issue. The Court's own
holding that the duty of a reviewing court is simply to ensure that
the magistrate had a "substantial basis" for concluding
that probable cause existed, ante, at 244-245, is itself but a variation
on the good-faith theme. See Brief for Petitioner on Reargument
4-26.
As a jurisdictional requirement, I have no doubt that the exclusionary
rule question is before us as an indivisible element of the claim
that the Constitution requires exclusion of certain evidence seized
in violation of the Fourth Amendment. As a prudential matter, I
am unmoved by the Court's lengthy discourse as to why it must avoid
the question. First, the Court turns on its head the axiom that
"`due regard for the appropriate relationship of this Court
to state courts,' McGoldrick v. Compagnie Generale Transatlantique,
309 U.S., at 434 -435, demands that those courts be given an opportunity
to consider the constitutionality of the actions of state officials,"
ante, at 221. This statement, written to explain why a state statute
should not be struck down on federal grounds not raised in the state
courts, 5 hardly applies when the question is whether a rule of
federal law articulated by this Court should now be narrowed to
reduce the scope of federal intrusion into the State's administration
of criminal justice. Insofar as modifications of the federal exclusionary
[462 U.S. 213, 251] rule are concerned, the Illinois courts are
bound by this Court's pronouncements. Cf. Oregon v. Hass, 420 U.S.
714, 719 (1975). I see little point in requiring a litigant to request
a state court to overrule or modify one of this Court's precedents.
Far from encouraging the stability of our precedents, the Court's
proposed practice could well undercut stare decisis. Either the
presentation of such issues to the lower courts will be a completely
futile gesture or the lower courts are now invited to depart from
this Court's decisions whenever they conclude such a modification
is in order. 6
The Court correctly notes that Illinois may choose to pursue a
different course with respect to the state exclusionary rule. If
this Court were to formulate a "good-faith" exception
to the federal exclusionary rule, the Illinois Supreme Court would
be free to consider on remand whether the state exclusionary rule
should be modified accordingly. The possibility that it might have
relied upon the state exclusionary rule had the "good-faith"
question been posed does not constitute independent and adequate
state grounds. "The possibility that the state court might
have reached the same conclusion if it had decided the question
purely as a matter of state law does not create an adequate and
independent state ground that relieves this Court of the necessity
of considering the federal question." United Air Lines, Inc.
v. Mahin, 410 U.S. 623, 630 -631 (1973); Beecher v. Alabama, 389
U.S. 35, 37 , n. 3 (1967); C. Wright, The Law of Federal Courts
107, pp. 747-748 (4th ed. 1983). Nor does having the state court
first decide whether the federal exclusionary rule should be modified
- and presentation of the federal question does not insure that
the equivalent state-law issue will be [462 U.S. 213, 252] raised
or decided 7 - avoid the unnecessary decision of a federal question.
The Court still must reach a federal question to decide the instant
case. Thus, in today's opinion, the Court eschews modification of
the exclusionary rule in favor of interring the test established
by Aguilar v. Texas, 378 U.S. 108 (1964), and Spinelli v. United
States, 393 U.S. 410 (1969). Nor is the exclusionary rule question
avoided - it is simply deferred until "another day."
It also appears that the Court, in disposing of the case, does
not strictly follow its own prudential advice. The Illinois Supreme
Court found not only a violation of the Fourth Amendment but also
of Article I, 6, of the Illinois Constitution, which also provides
assurance against unreasonable searches and seizures. Taking the
Court's new prudential standards on their own terms, the Illinois
courts should be given the opportunity to consider in the first
instance whether a "totality of the circumstances" test
should replace the more precise rules of Aguilar and Spinelli. The
Illinois Supreme Court may decide to retain the established test
for purposes of the State Constitution just as easily as it could
decide to retain an unmodified exclusionary rule. 8
Finally, the Court correctly notes that a fully developed record
is helpful if not indispensable for the decision of many issues.
I too resist the decision of a constitutional question [462 U.S.
213, 253] when such guidance is necessary, but the question of whether
the exclusionary rule should be modified is an issue of law which
obviously goes far beyond and depends little on the subjective good
faith of the police officers that searched the Gateses' property.
Moreover, the case comes here with a fully developed record as to
the actions of the Bloomingdale, Ill., police. If further factual
development of whether the officers in this case acted in good faith
were important, that issue should logically be considered on remand,
following this Court's statement of the proper legal standards.
9
The Court's straining to avoid coming to grips with the exclusionary
rule issue today may be hard for the country to understand - particularly
given earlier statements by some Members of the Court. 10 The question
has been fully briefed and argued by the parties and amici curiae,
including the United States. 11 The issue is central to the enforcement
of law and the administration of justice throughout the Nation.
The Court of Appeals for the second largest Federal Circuit [462
U.S. 213, 254] has already adopted such an exception, United States
v. Williams, 622 F.2d 830 (CA5 1980) (en banc), cert. denied, 449
U.S. 1127 (1981), and the new Eleventh Circuit is presumably bound
by its decision. Several Members of this Court have for some time
expressed the need to consider modifying the exclusionary rule,
ante, at 224, and Congress as well has been active in exploring
the question. See The Exclusionary Rule Bills, Hearings on S. 101,
S. 751, and S. 1995 before the Subcommittee on Criminal Law of the
Senate Committee on the Judiciary, 97th Cong., 1st and 2d Sess.
(1981-1982). At least one State has already enacted a good-faith
exception. Colo. Rev. Stat. 16-3-308 (Supp. 1982). Of course, if
there is a jurisdictional barrier to deciding the issue, none of
these considerations are relevant. But if no such procedural obstacle
exists, I see it as our responsibility to end the uncertainty and
decide whether the rule will be modified. The question of whether
probable cause existed for the issuance of a warrant and whether
the evidence seized must be excluded in this case should follow
our reconsideration of the framework by which such issues, as they
arise from the Fourth Amendment, are to be handled.
II
A
The exclusionary rule is a remedy adopted by this Court to effectuate
the Fourth Amendment right of citizens "to be secure in their
persons, houses, papers and effects, against unreasonable searches
and seizures . . . ." Although early opinions suggested that
the Constitution required exclusion of all illegally obtained evidence,
the exclusionary rule "has never been interpreted to proscribe
the introduction of illegally seized evidence in all proceedings
or against all persons." Stone v. Powell, 428 U.S., at 486
. Because of the inherent trustworthiness of seized tangible evidence
and the resulting social costs from its loss through suppression,
application [462 U.S. 213, 255] of the exclusionary rule has been
carefully "restricted to those areas where its remedial objectives
are thought most efficaciously served." United States v. Calandra,
414 U.S. 338, 348 (1974). Even at criminal trials the exclusionary
rule has not been applied indiscriminately to ban all illegally
obtained evidence without regard to the costs and benefits of doing
so. Infra, at 256-257. These developments, born of years of experience
with the exclusionary rule in operation, forcefully suggest that
the exclusionary rule be more generally modified to permit the introduction
of evidence obtained in the reasonable good-faith belief that a
search or seizure was in accord with the Fourth Amendment.
This evolvement in the understanding of the proper scope of the
exclusionary rule embraces several lines of cases. First, standing
to invoke the exclusionary rule has been limited to situations where
the government seeks to use such evidence against the victim of
the unlawful search. Brown v. United States, 411 U.S. 223 (1973);
Alderman v. United States, 394 U.S. 165 (1969); Wong Sun v. United
States, 371 U.S. 471, 491 -492 (1963); Rakas v. Illinois, 439 U.S.
128 (1978).
Second, the rule has not been applied in proceedings other than
the trial itself. In United States v. Calandra, supra, the Court
refused to extend the rule to grand jury proceedings. "Any
incremental deterrent effect which might be achieved by extending
the rule to grand jury proceedings is uncertain at best. . . . We
therefore decline to embrace a view that would achieve a speculative
and undoubtedly minimal advance in the deterrence of police misconduct
at the expense of substantially impeding the role of the grand jury."
414 U.S., at 351 -352. Similarly, in United States v. Janis, 428
U.S. 433 (1976), the exclusionary rule was not extended to forbid
the use in federal civil proceedings of evidence illegally seized
by state officials, since the likelihood of deterring unlawful police
conduct was not sufficient to outweigh the social costs imposed
by the exclusion. [462 U.S. 213, 256]
Third, even at a criminal trial, the same analysis has led us to
conclude that the costs of excluding probative evidence outweighed
the deterrence benefits in several circumstances. We have refused
to prohibit the use of illegally seized evidence for the purpose
of impeaching a defendant who testifies in his own behalf. United
States v. Havens, 446 U.S. 620 (1980); Walder v. United States,
347 U.S. 62 (1954). We have also declined to adopt a "per se
or `but for' rule" that would make inadmissible any evidence
which comes to light through a chain of causation that began with
an illegal arrest. Brown v. Illinois, 422 U.S. 590, 603 (1975).
And we have held that testimony of a live witness may be admitted,
notwithstanding that the testimony was derived from a concededly
unconstitutional search. United States v. Ceccolini, 435 U.S. 268
(1978). Nor is exclusion required when law enforcement agents act
in good-faith reliance upon a statute or ordinance that is subsequently
held to be unconstitutional. United States v. Peltier, 422 U.S.
531 (1975); Michigan v. DeFillippo, 443 U.S. 31 (1979). 12 Cf. United
States v. Caceres, 440 U.S. 741, 754 -757 (1979) (exclusion not
[462 U.S. 213, 257] required of evidence tainted by violation of
an executive department's rules concerning electronic eavesdropping).
A similar balancing approach is employed in our decisions limiting
the scope of the exclusionary remedy for Fifth Amendment violations,
Oregon v. Hass, 420 U.S. 714 (1975); Harris v. New York, 401 U.S.
222 (1971); Michigan v. Tucker, 417 U.S. 433 (1974), and our cases
considering whether Fourth Amendment decisions should be applied
retroactively, United States v. Peltier, supra, at 538-539; Williams
v. United States, 401 U.S. 646, 654 -655 (1971) (plurality opinion);
Desist v. United States, 394 U.S. 244, 249 -250 (1969); Linkletter
v. Walker, 381 U.S. 618, 636 -639 (1965). But see United States
v. Johnson, 457 U.S. 537 (1982).
These cases reflect that the exclusion of evidence is not a personal
constitutional right but a remedy, which, like all remedies, must
be sensitive to the costs and benefits of its imposition. The trend
and direction of our exclusionary rule decisions indicate not a
lesser concern with safeguarding the Fourth Amendment but a fuller
appreciation of the high costs incurred when probative, reliable
evidence is barred because of investigative error. The primary cost,
of course, is that the exclusionary rule interferes with the truthseeking
function of a criminal trial by barring relevant and trustworthy
evidence. 13 We will never know how many guilty defendants go free
as a result of the rule's operation. But any rule of evidence that
denies the jury access to clearly probative and reliable evidence
must bear a heavy burden of justification, [462 U.S. 213, 258] and
must be carefully limited to the circumstances in which it will
pay its way by deterring official lawlessness. I do not presume
that modification of the exclusionary rule will, by itself, significantly
reduce the crime rate - but that is no excuse for indiscriminate
application of the rule.
The suppression doctrine entails other costs as well. It would
be surprising if the suppression of evidence garnered in good faith,
but by means later found to violate the Fourth Amendment, did not
deter legitimate as well as unlawful police activities. To the extent
the rule operates to discourage police from reasonable and proper
investigative actions, it hinders the solution and even the prevention
of crime. A tremendous burden is also placed on the state and federal
judicial systems. One study reveals that one-third of federal defendants
going to trial file Fourth Amendment suppression motions, and 70%
to 90% of these involve formal hearings. General Accounting Office,
Comptroller General of the United States, Impact of the Exclusionary
Rule on Federal Criminal Prosecutions 10 (1979).
The rule also exacts a heavy price in undermining public confidence
in the reasonableness of the standards that govern the criminal
justice system. "[A]lthough the [exclusionary] rule is thought
to deter unlawful police activity in part through the nurturing
of respect for Fourth Amendment values, if applied indiscriminately
it may well have the opposite effect of generating disrespect for
the law and the administration of justice." Stone v. Powell,
428 U.S., at 490 -491. As JUSTICE POWELL observed in Stone v. Powell,
supra, at 490: "The disparity in particular cases between the
error committed by the police officer and the windfall afforded
a guilty defendant by application of the rule is contrary to the
idea of proportionality that is essential to the concept of justice."
For these reasons, "application of the [exclusionary] rule
has been restricted to those areas where its remedial objectives
are thought most efficaciously served." United States [462
U.S. 213, 259] v. Calandra, 414 U.S., at 348 . 14 The reasoning
of our recent cases strongly suggests that there is insufficient
justification to suppress evidence at a criminal trial which was
seized in the reasonable belief that the Fourth Amendment was not
violated. The deterrent effect of the exclusionary rule has never
been established by empirical evidence, despite [462 U.S. 213, 260]
repeated attempts. United States v. Janis, 428 U.S., at 449 -453;
Irvine v. California, 347 U.S. 128, 136 (1954). But accepting that
the rule deters some police misconduct, it is apparent as a matter
of logic that there is little if any deterrence when the rule is
invoked to suppress evidence obtained by a police officer acting
in the reasonable belief that his conduct did not violate the Fourth
Amendment. As we initially observed in Michigan v. Tucker, 417 U.S.,
at 447 , and reiterated in United States v. Peltier, 422 U.S., at
539 :
"`The deterrent purpose of the exclusionary rule necessarily
assumes that the police have engaged in willful, or at the very
least negligent, conduct which has deprived the defendant of some
right. By refusing to admit evidence gained as a result of such
conduct, the courts hope to instill in those particular investigating
officers, or in their future counterparts, a greater degree of care
toward the rights of an accused. Where the official action was pursued
in complete good faith, however, the deterrence rationale loses
much of its force.'"
The Court in Peltier continued, id., at 542:
"If the purpose of the exclusionary rule is to deter unlawful
police conduct then evidence obtained from a search should be suppressed
only if it can be said that the law enforcement officer had knowledge,
or may properly be charged with knowledge, that the search was unconstitutional
under the Fourth Amendment."
See also United States v. Janis, supra, at 459, n. 35 ("[T]he
officers here were clearly acting in good faith . . . a factor that
the Court has recognized reduces significantly the potential deterrent
effect of exclusion"). The deterrent value of the exclusionary
sanction is most effective when officers engage in searches and
seizures under circumstances "so lacking in indicia of probable
cause as to render official belief in its existence entirely unreasonable."
Brown v. Illinois, 422 U.S., at 610 -611 (POWELL, J., concurring
in part). On the [462 U.S. 213, 261] other hand, when officers perform
their tasks in the good-faith belief that their action comported
with constitutional requirements, the deterrent function of the
exclusionary rule is so minimal, if not nonexistent, that the balance
clearly favors the rule's modification. 15 [462 U.S. 213, 262]
B
There are several types of Fourth Amendment violations that may
be said to fall under the rubric of "good faith." "[T]here
will be those occasions where the trial or appellate court will
disagree on the issue of probable cause, no matter how reasonable
the grounds for arrest appeared to the officer and though reasonable
men could easily differ on the question. It also happens that after
the events at issue have occurred, the law may change, dramatically
or ever so slightly, but in any event sufficiently to require the
trial judge to hold that there was not probable cause to make the
arrest and to seize the evidence offered by the prosecution. . .
." Stone v. Powell, 428 U.S., at 539 -540 (WHITE, J., dissenting).
The argument for a good-faith exception is strongest, however, when
law enforcement officers have reasonably relied on a judicially
issued search warrant.
This Court has never set forth a rationale for applying the exclusionary
rule to suppress evidence obtained pursuant to a search warrant;
it has simply done so without considering whether Fourth Amendment
interests will be advanced. It is my view that they generally will
not be. When officers have dutifully obtained a search warrant from
a judge or magistrate, and execute the warrant as directed by its
terms, exclusion of the evidence thus obtained cannot be expected
to deter future reliance on such warrants. The warrant is prima
facie proof that the officers acted reasonably in conducting the
search or seizure; "[o]nce the warrant issues, there is literally
nothing more that the policeman can do in seeking to comply with
the law." Stone v. Powell, supra, at 498 (BURGER, C. J., concurring).
16 AS JUSTICE STEVENS [462 U.S. 213, 263] put it in writing for
the Court in United States v. Ross, 456 U.S. 798, 823 , n. 32 (1982):
"[A] warrant issued by a magistrate normally suffices to establish"
that a law enforcement officer has "acted in good faith in
conducting the search." Nevertheless, the warrant may be invalidated
because of a technical defect or because, as in this case, the judge
issued a warrant on information later determined to fall short of
probable cause. Excluding evidence for these reasons can have no
possible deterrent effect on future police conduct, unless it is
to make officers less willing to do their duty. Indeed, applying
the exclusionary rule to warrant searches may well reduce incentives
for police to utilize the preferred warrant procedure when a warrantless
search may be permissible under one of the established exceptions
to the warrant requirement. See ante, at 236; Brown v. Illinois,
422 U.S., at 611 , and n. 3 (POWELL, J., concurring in part); P.
Johnson, New Approaches to Enforcing the Fourth Amendment 11 (unpublished
paper, 1978). See also United States v. United States District Court,
407 U.S. 297, 316 -317 (1972); United States v. Ventresca, 380 U.S.
102, 106 -107 (1965).
Opponents of the proposed "reasonable belief" exception
suggest that such a modification would allow magistrates and judges
to flout the probable-cause requirements in issuing warrants. This
is a novel concept: the exclusionary rule was adopted to deter unlawful
searches by police, not to punish the errors of magistrates and
judges. Magistrates must be neutral and detached from law enforcement
operations and I would not presume that a modification of the exclusionary
rule will lead magistrates to abdicate their responsibility to apply
the law. 17 In any event, I would apply the exclusionary [462 U.S.
213, 264] rule when it is plainly evident that a magistrate or judge
had no business issuing a warrant. See, e. g., Aguilar v. Texas,
378 U.S. 108 (1964); Nathanson v. United States, 290 U.S. 41 (1933).
Similarly, the good-faith exception would not apply if the material
presented to the magistrate or judge is false or misleading, Franks
v. Delaware, 438 U.S. 154 (1978), or so clearly lacking in probable
cause that no well-trained officer could reasonably have thought
that a warrant should issue.
Another objection is that a reasonable-belief exception will encompass
all searches and seizures on the frontier of the Fourth Amendment
and that such cases will escape review on the question of whether
the officer's action was permissible, denying needed guidance from
the courts and freezing Fourth Amendment law in its present state.
These fears are unjustified. The premise of the argument is that
a court must first decide the reasonable-belief issue before turning
to the question of whether a Fourth Amendment violation has occurred.
I see no need for such an inflexible practice. When a Fourth Amendment
case presents a novel question of law whose resolution is necessary
to guide future action by law enforcement officers and magistrates,
there is sufficient reason for the Court to decide the violation
issue before turning to the good-faith question. Indeed, it may
be difficult to [462 U.S. 213, 265] determine whether the officers
acted reasonably until the Fourth Amendment issue is resolved. 18
In other circumstances, however, a suppression motion poses no Fourth
Amendment question of broad import - the issue is simply whether
the facts in a given case amounted to probable cause - in these
cases, it would be prudent for a reviewing court to immediately
turn to the question of whether the officers acted in good faith.
Upon finding that they had, there would generally be no need to
consider the probable-cause question. I doubt that our Fourth Amendment
jurisprudence would suffer thereby. It is not entirely clear to
me that the law in this area has benefited from the constant pressure
of fully litigated suppression motions. The result usually has been
that initially bright-line rules have disappeared in a sea of ever-finer
distinctions. Moreover, there is much to be said for having Fourth
Amendment jurisprudence [462 U.S. 213, 266] evolve in part, albeit
perhaps at a slower pace, in other settings. 19
Finally, it is contended that a good-faith exception will be difficult
to apply in practice. This concern appears grounded in the assumption
that courts would inquire into the subjective belief of the law
enforcement officers involved. I would eschew such investigations.
"[S]ending state and federal courts on an expedition into the
minds of police officers would produce a grave and fruitless misallocation
of judicial resources." Massachusetts v. Painten, 389 U.S.
560, 565 (1968) (WHITE, J., dissenting). Moreover, "[s]ubjective
intent alone . . . does not make otherwise lawful conduct illegal
or unconstitutional." Scott v. United States, 436 U.S. 128,
136 (1978). Just last Term, we modified the qualified immunity public
officials enjoy in suits seeking damages against federal officials
for alleged deprivations of constitutional rights, eliminating the
subjective component of the standard. See Harlow v. Fitzgerald,
457 U.S. 800 (1982). Although [462 U.S. 213, 267] searches pursuant
to a warrant will rarely require any deep inquiry into reasonableness,
I would measure the reasonableness of a particular search or seizure
only by objective standards. Even for warrantless searches, the
requirement should be no more difficult to apply than the closely
related good-faith test which governs civil suits under 42 U.S.C.
1983. In addition, the burden will likely be offset by the reduction
in the number of cases which will require elongated considerations
of the probable-cause question, and will be greatly outweighed by
the advantages in limiting the bite of the exclusionary rule to
the field in which it is most likely to have its intended effects.
III
Since a majority of the Court deems it inappropriate to address
the good-faith issue, I briefly address the question that the Court
does reach - whether the warrant authorizing the search and seizure
of respondents' car and home was constitutionally valid. Abandoning
the "two-pronged test" of Aguilar v. Texas, 378 U.S. 108
(1964), and Spinelli v. United States, 393 U.S. 410 (1969), the
Court upholds the validity of the warrant under a new "totality
of the circumstances" approach. Although I agree that the warrant
should be upheld, I reach this conclusion in accordance with the
Aguilar-Spinelli framework.
A
For present purposes, the Aguilar-Spinelli rules can be summed up
as follows. First, an affidavit based on an informant's tip, standing
alone, cannot provide probable cause for issuance of a warrant unless
the tip includes information that apprises the magistrate of the
informant's basis for concluding that the contraband is where he
claims it is (the "basis of knowledge" prong), and the
affiant informs the magistrate of his basis for believing that the
informant is credible (the "veracity" prong). Aguilar,
supra, at 114; [462 U.S. 213, 268] Spinelli, supra, at 412-413,
416. 20 Second, if a tip fails under either or both of the two prongs,
probable cause may yet be established by independent police investigatory
work that corroborates the tip to such an extent that it supports
"both the inference that the informer was generally trustworthy
and that he made his charge . . . on the basis of information obtained
in a reliable way." Spinelli, supra, at 417. In instances where
the officers rely on corroboration, the ultimate question is whether
the corroborated tip "is as trustworthy as a tip which would
pass Aguilar's tests without independent corroboration." 393
U.S., at 415 .
In the present case, it is undisputed that the anonymous tip, by
itself, did not furnish probable cause. The question is whether
those portions of the affidavit describing the results of the police
investigation of the respondents, when considered in light of the
tip, "would permit the suspicions engendered by the informant's
report to ripen into a judgment that a crime was probably being
committed." Spinelli, supra, at 418. The Illinois Supreme Court
concluded that the corroboration was insufficient to permit such
a ripening. 85 Ill. 2d 376, 387, 423 N. E. 2d 887, 892 (1981). The
court reasoned as follows:
"[T]he nature of the corroborating evidence in this case would
satisfy neither the `basis of knowledge' nor the [462 U.S. 213,
269] `veracity' prong of Aguilar. Looking to the affidavit submitted
as support for Detective Mader's request that a search warrant issue,
we note that the corroborative evidence here was only of clearly
innocent activity. Mader's independent investigation revealed only
that Lance and Sue Gates lived on Greenway Drive; that Lance Gates
booked passage on a flight to Florida; that upon arriving he entered
a room registered to his wife; and that he and his wife left the
hotel together by car. The corroboration of innocent activity is
insufficient to support a finding of probable cause." Id.,
at 390, 423 N. E. 2d, at 893.
In my view, the lower court's characterization of the Gateses'
activity here as totally "innocent" is dubious. In fact,
the behavior was quite suspicious. I agree with the Court, ante,
at 243, that Lance Gates' flight to West Palm Beach, an area known
to be a source of narcotics, the brief overnight stay in a motel,
and apparent immediate return north, suggest a pattern that trained
law enforcement officers have recognized as indicative of illicit
drug-dealing activity. 21
Even, however, had the corroboration related only to completely
innocuous activities, this fact alone would not preclude the issuance
of a valid warrant. The critical issue is not whether the activities,
observed by the police are innocent or suspicious. Instead, the
proper focus should be on whether the actions of the suspects, whatever
their nature, give rise to an inference that the informant is credible
and that he obtained his information in a reliable manner.
Thus, in Draper v. United States, 358 U.S. 307 (1959), an informant
stated on September 7 that Draper would be carrying narcotics when
he arrived by train in Denver on the morning of September 8 or September
9. The informant also provided the police with a detailed physical
description [462 U.S. 213, 270] of the clothes Draper would be wearing
when he alighted from the train. The police observed Draper leaving
a train on the morning of September 9, and he was wearing the precise
clothing described by the informant. The Court held that the police
had probable cause to arrest Draper at this point, even though the
police had seen nothing more than the totally innocent act of a
man getting off a train carrying a briefcase. As we later explained
in Spinelli, the important point was that the corroboration showed
both that the informant was credible, i. e., that he "had not
been fabricating his report out of whole cloth," Spinelli,
393 U.S., at 417 , and that he had an adequate basis of knowledge
for his allegations, "since the report was of the sort which
in common experience may be recognized as having been obtained in
a reliable way." Id., at 417-418. The fact that the informant
was able to predict, two days in advance, the exact clothing Draper
would be wearing dispelled the possibility that his tip was just
based on rumor or "an offhand remark heard at a neighborhood
bar." Id., at 417. Probably Draper had planned in advance to
wear these specific clothes so that an accomplice could identify
him. A clear inference could therefore be drawn that the informant
was either involved in the criminal scheme himself or that he otherwise
had access to reliable, inside information. 22 [462 U.S. 213, 271]
As in Draper, the police investigation in the present case satisfactorily
demonstrated that the informant's tip was as trustworthy as one
that would alone satisfy the Aguilar tests. The tip predicted that
Sue Gates would drive to Florida, that Lance Gates would fly there
a few days after May 3, and that Lance would then drive the car
back. After the police corroborated these facts, 23 the judge could
reasonably have inferred, as he apparently did, that the informant,
who had specific knowledge of these unusual travel plans, did not
make up his story and that he obtained his information in a reliable
way. It is theoretically possible, as respondents insist, that the
tip could have been supplied by a "vindictive travel agent"
and that the Gateses' activities, although unusual, might not have
been unlawful. 24 But Aguilar and Spinelli, like our other cases,
do not require that certain guilt be established before a warrant
may properly be issued. "[O]nly the probability, and not a
prima facie showing, [462 U.S. 213, 272] of criminal activity is
the standard of probable cause." Spinelli, supra, at 419 (citing
Beck v. Ohio, 379 U.S. 89, 96 (1964)). I therefore conclude that
the judgment of the Illinois Supreme Court invalidating the warrant
must be reversed.
B
The Court agrees that the warrant was valid, but, in the process
of reaching this conclusion, it overrules the Aguilar-Spinelli tests
and replaces them with a "totality of the circumstances"
standard. As shown above, it is not at all necessary to overrule
Aguilar-Spinelli in order to reverse the judgment below. Therefore,
because I am inclined to believe that, when applied properly, the
Aguilar-Spinelli rules play an appropriate role in probable-cause
determinations, and because the Court's holding may foretell an
evisceration of the probable-cause standard, I do not join the Court's
holding.
The Court reasons, ante, at 233, that the "veracity"
and "basis of knowledge" tests are not independent, and
that a deficiency as to one can be compensated for by a strong showing
as to the other. Thus, a finding of probable cause may be based
on a tip from an informant "known for the unusual reliability
of his predictions" or from "an unquestionably honest
citizen," even if the report fails thoroughly to set forth
the basis upon which the information was obtained. Ibid. If this
is so, then it must follow a fortiori that "the affidavit of
an officer, known by the magistrate to be honest and experienced,
stating that [contraband] is located in a certain building"
must be acceptable. Spinelli, 393 U.S., at 424 (WHITE, J., concurring).
It would be "quixotic" if a similar statement from an
honest informant, but not one from an honest officer, could furnish
probable cause. Ibid. But we have repeatedly held that the unsupported
assertion or belief of an officer does not satisfy the probable-cause
requirement. See, e. g., Whiteley v. Warden, 401 U.S. 560, 564 -565
[462 U.S. 213, 273] (1971); Jones v. United States, 362 U.S. 257,
269 (1960); Nathanson v. United States, 290 U.S. 41 (1933). 25 Thus,
this portion of today's holding can be read as implicitly rejecting
the teachings of these prior holdings.
The Court may not intend so drastic a result. Indeed, the Court
expressly reaffirms, ante, at 239, the validity of cases such as
Nathanson that have held that, no matter how reliable the affiant-officer
may be, a warrant should not be issued unless the affidavit discloses
supporting facts and circumstances. The Court limits these cases
to situations involving affidavits containing only "bare conclusions"
and holds that, if an affidavit contains anything more, it should
be left to the issuing magistrate to decide, based solely on "practical[ity]"
and "common sense," whether there is a fair probability
that contraband will be found in a particular place. Ante, at 238-239.
Thus, as I read the majority opinion, it appears that the question
whether the probable-cause standard is to be diluted is left to
the common-sense judgments of issuing magistrates. I am reluctant
to approve any standard that does not expressly require, as a prerequisite
to issuance of a warrant, some showing of facts from which an inference
may be drawn that the informant is credible and that his information
was obtained in a reliable way. The Court is correctly concerned
with the fact that some lower courts have been applying Aguilar-Spinelli
in an unduly rigid manner. 26 I believe, however, that with clarification
of the rule of corroborating [462 U.S. 213, 274] information, the
lower courts are fully able to properly interpret Aguilar-Spinelli
and avoid such unduly rigid applications. I may be wrong; it ultimately
may prove to be the case that the only profitable instruction we
can provide to magistrates is to rely on common sense. But the question
whether a particular anonymous tip provides the basis for issuance
of a warrant will often be a difficult one, and I would at least
attempt to provide more precise guidance by clarifying Aguilar-Spinelli
and the relationship of those cases with Draper before totally abdicating
our responsibility in this area. Hence, I do not join the Court's
opinion rejecting the Aguilar-Spinelli rules.
[ Footnote 1 ] See, e. g., Eddings v. Oklahoma, 455 U.S. 104 (1982);
Wood v. Georgia, 450 U.S. 261 (1981); Vachon v. New Hampshire, 414
U.S. 478 (1974) (per curiam). Of course, to the extent these cases
were correctly decided, they indicate a fortiori that the exclusionary
rule issue in this case is properly before us.
[ Footnote 2 ] The Court has previously relied on issues and arguments
not raised in the state court below in order to dispose of a federal
question that was properly raised. In Stanley v. Illinois, 405 U.S.
645, 658 (1972), the Court held that unmarried fathers could not
be denied a hearing on parental fitness that was afforded other
Illinois parents. Although this issue was not presented in the Illinois
courts, the Court found that it could properly be considered: "we
dispose of the case on the constitutional premise raised below,
reaching the result by a method of analysis readily available to
the state court. For the same reason the strictures of Cardinale
v. Louisiana, 394 U.S. 437 (1969), and Hill v. California, 401 U.S.
797 (1971), have been fully observed." Id., at 658, n. 10.
The dissent argued that the Court was deciding a due process claim
instead of an equal protection one, but there was no suggestion
that it mattered at all that the Court had relied on a different
type of equal protection argument.
[ Footnote 3 ] As the Court explains, ante, at 220, n. 2, in Dewey,
the plaintiff in error argued only that the imposition of personal
liability against him violated [462 U.S. 213, 249] the Due Process
Clause of the Fourteenth Amendment, because he had not received
personal notice of the assessment proceedings. In this Court, the
plaintiff in error sought to raise a takings argument for the first
time. The Court declined to pass on the issue because, although
arising from a single factual occurrence, the two claims "are
not in anywise necessarily connected." 173 U.S., at 198 .
[ Footnote 4 ] The Court relies on these cases for the surprising
assertion that the Fourth Amendment and exclusionary rule questions
are "distinct." I had understood the very essence of Rakas
v. Illinois, 439 U.S. 128 (1978), to be that standing to seek exclusion
of evidence could not be divorced from substantive Fourth Amendment
rights. Past decisions finding that the remedy of exclusion is not
always appropriate upon the finding of a Fourth Amendment violation
acknowledge the close relationship of the issues. For example, in
United States v. Ceccolini it was said: "The constitutional
question under the Fourth Amendment was phrased in Wong Sun v. United
States, 371 U.S. 471 (1963), as whether `the connection between
the lawless conduct of the police and the discovery of the challenged
evidence has "become so attenuated as to dissipate the taint."'"
435 U.S., at 273 -274. It is also surprising to learn that the issues
in Stone v. Powell are "distinct" from the Fourth Amendment.
[ Footnote 5 ] Consider the full context of the statement in McGoldrick
v. Compagnie Generale Transatlantique, 309 U.S. 430, 434 (1940):
"In cases coming here from state courts in which a state statute
is assailed as unconstitutional, there are reasons of peculiar force
which should lead us to refrain from deciding questions not presented
or decided in the highest court of the state whose judicial action
we are called upon to review. Apart from the reluctance with which
every court should proceed to set aside legislation as unconstitutional
on grounds not properly presented, due regard for the appropriate
relationship of this Court to state courts requires us to decline
to consider and decide questions affecting the validity of state
statutes not urged or considered there. It is for these reasons
that this Court, where the constitutionality of a statute has been
upheld in the state court, consistently refuses to consider any
grounds of attack not raised or decided in that court."
[ Footnote 6 ] The Court observes that "although the Illinois
courts applied the federal exclusionary rule, there was never `any
real contest' upon the point." Ante, at 223. But the proper
forum for a "real contest" on the continued vitality of
the exclusionary rule that has developed from our decisions in Weeks
v. United States, 232 U.S. 383 (1914), and Mapp v. Ohio, 367 U.S.
643 (1961), is this Court.
[ Footnote 7 ] Nor is there any reason for the Illinois courts to
decide that question in advance of this Court's decision on the
federal exclusionary rule. Until the federal rule is modified, the
state-law question is entirely academic. The state courts should
not be expected to render such purely advisory decisions.
[ Footnote 8 ] Respondents press this very argument. Brief for Respondents
24-27; Brief for Respondents on Reargument 6. Of course, under traditional
principles the possibility that the state court might reach a different
conclusion in interpreting the State Constitution does not make
it improper for us to decide the federal issue. Delaware v. Prouse,
440 U.S. 648, 651 -653 (1979); Zacchini v. Scripps-Howard Broadcasting
Co., 433 U.S. 562, 568 (1977).
[ Footnote 9 ] It also should be noted that the requirement that
the good-faith issue be presented to the Illinois courts has little
to do with whether the record is complete. I doubt that the raising
of the good-faith issue below would have been accompanied by any
different record. And this Court may dismiss a writ of certiorari
as improvidently granted when the record makes decision of a federal
question unwise. See, e. g., Minnick v. California Dept. of Corrections,
452 U.S. 105 (1981).
[ Footnote 10 ] In California v. Minjares, 443 U.S. 916, 928 (1979)
(REHNQUIST, J., joined by BURGER, C. J., dissenting from the denial
of stay), the author of today's opinion for the Court urged that
the parties be directed to brief whether the exclusionary rule should
be retained. In Minjares, like this case, respondents had raised
a Fourth Amendment claim but petitioners had not attacked the validity
of the exclusionary rule in the state court. See also Robbins v.
California, 453 U.S. 420, 437 (1981) (REHNQUIST, J., dissenting)
(advocating overruling of Mapp v. Ohio, supra).
[ Footnote 11 ] Ironically, in Mapp v. Ohio, supra, petitioners
did not ask the Court to partially overrule Wolf v. Colorado, 338
U.S. 25 (1949). The sole argument to apply the exclusionary rule
to the States is found in a single paragraph in an amicus brief
filed by the American Civil Liberties Union.
[ Footnote 12 ] To be sure, Peltier and DeFillippo did not modify
the exclusionary rule itself. Peltier held that Almeida-Sanchez
v. United States, 413 U.S. 266 (1973), was not to be given retroactive
effect; DeFillippo upheld the validity of an arrest made in good-faith
reliance on an ordinance subsequently declared unconstitutional.
The effect of these decisions, of course, was that evidence was
not excluded because of the officer's reasonable belief that he
was acting lawfully, and the Court's reasoning, as I discuss infra,
at 260-261, leads inexorably to the more general modification of
the exclusionary rule I favor. Indeed, JUSTICE BRENNAN recognized
this in his dissent in Peltier, 422 U.S., at 551 -552.
I recognize that we have held that the exclusionary rule required
suppression of evidence obtained in searches carried out pursuant
to statutes, not previously declared unconstitutional, which purported
to authorize the searches in question without probable cause and
without a valid warrant. See, e. g., Torres v. Puerto Rico, 442
U.S. 465 (1979); Almeida-Sanchez v. United States, supra; Sibron
v. New York, 392 U.S. 40 (1968); Berger v. New York, 388 U.S. 41
(1967). The results in these cases may well be different under a
"good-faith" exception to the exclusionary rule.
[ Footnote 13 ] The effects of the exclusionary rule are often felt
before a case reaches trial. A recent study by the National Institute
of Justice of felony arrests in California during the years 1976-1979
"found a major impact of the exclusionary rule on state prosecutions."
National Institute of Justice, The Effects of the Exclusionary Rule:
A Study in California 2 (1982). The study found that 4.8% of the
more than 4,000 felony cases declined for prosecution were rejected
because of search and seizure problems. The exclusionary rule was
found to have a particularly pronounced effect in drug cases; prosecutors
rejected approximately 30% of all felony drug arrests because of
search and seizure problems.
[ Footnote 14 ] Our decisions applying the exclusionary rule have
referred to the "imperative of judicial integrity," Elkins
v. United States, 364 U.S. 206, 222 (1960), although recent opinions
of the Court make clear that the primary function of the exclusionary
rule is to deter violations of the Fourth Amendment, Stone v. Powell,
428 U.S., at 486 ; United States v. Janis, 428 U.S. 433, 446 (1976);
United States v. Calandra, 414 U.S., at 348 . I do not dismiss the
idea that the integrity of the courts may be compromised when illegally
seized evidence is admitted, but I am convinced that the force of
the argument depends entirely on the type of search or seizure involved.
At one extreme, there are lawless invasions of personal privacy
that shock the conscience, and the admission of evidence so obtained
must be suppressed as a matter of due process, entirely aside from
the Fourth Amendment. See, e. g., Rochin v. California, 342 U.S.
165 (1952). Also deserving of exclusionary treatment are searches
and seizures perpetrated in intentional and flagrant disregard of
Fourth Amendment principles. But the question of exclusion must
be viewed through a different lens when a Fourth Amendment violation
occurs because the police have reasonably erred in assessing the
facts, mistakenly conducted a search authorized under a presumably
valid statute, or relied in good faith upon a warrant not supported
by probable cause. In these circumstances, the integrity of the
courts is not implicated. The violation of the Fourth Amendment
is complete before the evidence is admitted. Thus, "[t]he primary
meaning of `judicial integrity' in the context of evidentiary rules
is that the courts must not commit or encourage violations of the
Constitution." United States v. Janis, supra, at 458, n. 35.
Cf. United States v. Peltier, 422 U.S. 531, 537 (1975) ("The
teaching of these retroactivity cases is that if the law enforcement
officers reasonably believed in good faith that evidence they had
seized was admissible at trial, the `imperative of judicial integrity'
is not offended by the introduction into evidence of that material
even if decisions subsequent to the search or seizure have broadened
the exclusionary rule to encompass evidence seized in that manner").
I am content that the interests in judicial integrity run along
with rather than counter to the deterrence concept, and that to
focus upon the latter is to promote, not denigrate, the former.
[ Footnote 15 ] It has been suggested that the deterrence function
of the exclusionary rule has been understated by viewing the rule
as aimed at special deterrence, when, in fact, the exclusionary
rule is directed at "affecting the wider audience of law enforcement
officials and society at large." 1 W. LaFave, Search and Seizure
6 (1983 Supp.). See also Mertens & Wasserstrom, The Good Faith
Exception to the Exclusionary Rule: Deregulating the Police and
Derailing the Law, 70 Geo. L. J. 365, 399-401 (1981). I agree that
the exclusionary rule's purpose is not only, or even primarily,
to deter the individual police officer involved in the instant case.
It appears that this objection assumes that the proposed modification
of the exclusionary rule will turn only on the subjective "good
faith" of the officer. Grounding the modification in objective
reasonableness, however, retains the value of the exclusionary rule
as an incentive for the law enforcement profession as a whole to
conduct themselves in accord with the Fourth Amendment. Dunaway
v. New York, 442 U.S. 200, 221 (1979) (STEVENS, J., concurring).
Indeed, the present indiscriminate application of the exclusionary
rule may hinder the educative and deterrent function of the suppression
remedy. "Instead of disciplining their employees, police departments
generally have adopted the attitude that the courts cannot be satisfied,
that the rules are hopelessly complicated and subject to change,
and that the suppression of evidence is the court's problem and
not the departments'." Kaplan, The Limits of the Exclusionary
Rule, 26 Stan. L. Rev. 1027, 1050 (1974). If evidence is suppressed
only when a law enforcement officer should have known that he was
violating the Fourth Amendment, police departments may look more
seriously at the officer's misconduct when suppression is invoked.
Moreover, by providing that evidence gathered in good-faith reliance
on a reasonable rule will not be excluded, a good-faith exception
creates an incentive for police departments to formulate rules governing
activities of officers in the search-and-seizure area. Many commentators,
including proponents of the exclusionary sanction, recognize that
the formulation of such rules by police departments, and the training
necessary to implement these guidelines in practice, are perhaps
the most effective means of protecting Fourth Amendment rights.
See K. Davis, Discretionary Justice (1969); McGowan, Rule-Making
and the Police, 70 Mich. L. Rev. 659 (1972); Amsterdam, Perspectives
on the Fourth Amendment, 58 Minn. L. Rev. 349, 416-431 (1974).
[ Footnote 16 ] The Attorney General's Task Force on Violent Crime
concluded that the situation in which an officer relies on a duly
authorized warrant "is a particularly compelling example of
good faith. A warrant is a judicial mandate to an officer to conduct
a search or make an arrest, and the officer has a sworn duty to
carry out its provisions. Accordingly, we believe that there should
be a rule which states that evidence obtained pursuant to and [462
U.S. 213, 263] within the scope of a warrant is prima facie the
result of good faith on the part of the officer seizing the evidence."
U.S. Dept. of Justice, Attorney General's Task Force on Violent
Crime, Final Report 55 (1981).
[ Footnote 17 ] Much is made of Shadwick v. City of Tampa, 407 U.S.
345 (1972), where we held that magistrates need not be legally trained.
Shadwick's holding was quite narrow. First, the Court insisted that
"an issuing [462 U.S. 213, 264] magistrate must meet two tests.
He must be neutral and detached, and he must be capable of determining
whether probable cause exists for the requested arrest or search."
Id., at 350. Second, in Shadwick, the Court Clerk's authority extended
only to the relatively straightforward task of issuing arrest warrants
for breach of municipal ordinances. To issue search warrants, an
individual must be capable of making the probable-cause judgments
involved. In this regard, I reject the Court's insinuation that
it is too much to expect that persons who issue warrants remain
abreast of judicial refinements of probable cause. Ante, at 235.
Finally, as indicated in text, I do not propose that a warrant clearly
lacking a basis in probable cause can support a "good-faith"
defense to invocation of the exclusionary rule.
[ Footnote 18 ] Respondents and some amici contend that this practice
would be inconsistent with the Art. III requirement of an actual
case or controversy. I have no doubt that a defendant who claims
that he has been subjected to an unlawful search or seizure and
seeks suppression of the evidentiary fruits thereof raises a live
controversy within the Art. III authority of federal courts to adjudicate.
It is fully appropriate for a court to decide whether there has
been a wrong before deciding what remedy to impose. When questions
of good-faith immunity have arisen under 42 U.S.C. 1983, we have
not been constrained to reach invariably the immunity question before
the violation issue. Compare O'Connor v. Donaldson, 422 U.S. 563
(1975) (finding constitutional violation and remanding for consideration
of good-faith defense), with Procunier v. Navarette, 434 U.S. 555,
566 , n. 14 (1978) (finding good-faith defense first). Similarly,
we have exercised discretion at times in deciding the merits of
a claim even though the error was harmless, while on other occasions
resolving the case solely by reliance on the harmless-error doctrine.
Compare Milton v. Wainwright, 407 U.S. 371, 372 (1972) (declining
to decide whether admission of confession was constitutional violation
because error, if any, was harmless beyond a reasonable doubt),
with Coleman v. Alabama, 399 U.S. 1 (1970) (upholding right to counsel
at preliminary hearing and remanding for harmless-error determination).
[ Footnote 19 ] For example, a pattern or practice of official conduct
that is alleged to violate Fourth Amendment rights may be challenged
by an aggrieved individual in a suit for declaratory or injunctive
relief. See, e. g., Zurcher v. Stanford Daily, 436 U.S. 547 (1978).
(Of course, there are limits on the circumstances in which such
actions will lie. Rizzo v. Goode, 423 U.S. 362 (1976); Los Angeles
v. Lyons, 461 U.S. 95 (1983).) Although a municipality is not liable
under 42 U.S.C. 1983 on a theory of respondent superior, local governing
bodies are subject to suit for constitutional torts resulting from
implementation of local ordinances, regulations, policies, or even
customary practices. Monell v. New York City Dept. of Social Services,
436 U.S. 658 (1978). Such entities enjoy no immunity defense that
might impede resolution of the substantive constitutional issue.
Owen v. City of Independence, 445 U.S. 622 (1980). In addition,
certain state courts may continue to suppress, as a matter of state
law, evidence in state trials for any Fourth Amendment violation.
These cases would likely provide a sufficient supply of state criminal
cases in which to resolve unsettled questions of Fourth Amendment
law. As a final alternative, I would entertain the possibility of
according the benefits of a new Fourth Amendment rule to the party
in whose case the rule is first announced. See Stovall v. Denno,
388 U.S. 293, 301 (1967).
[ Footnote 20 ] The "veracity" prong is satisfied by a
recitation in the affidavit that the informant previously supplied
accurate information to the police, see McCray v. Illinois, 386
U.S. 300, 303 -304 (1967), or by proof that the informant gave his
information against his penal interest, see United States v. Harris,
403 U.S. 573, 583 -584 (1971) (plurality opinion). The "basis
of knowledge" prong is satisfied by a statement from the informant
that he personally observed the criminal activity, or, if he came
by the information indirectly, by a satisfactory explanation of
why his sources were reliable, or, in the absence of a statement
detailing the manner in which the information was gathered, by a
description of the accused's criminal activity in sufficient detail
that the magistrate may infer that the informant is relying on something
more substantial than casual rumor or an individual's general reputation.
Spinelli v. United States, 393 U.S., at 416 .
[ Footnote 21 ] See United States v. Mendenhall, 446 U.S. 544, 562
(1980) (POWELL, J., concurring in part and concurring in judgment).
[ Footnote 22 ] Thus, as interpreted in Spinelli, the Court in Draper
held that there was probable cause because "the kind of information
related by the informant [was] not generally sent ahead of a person's
arrival in a city except to those who are intimately connected with
making careful arrangements for meeting him." Spinelli, supra,
at 426 (WHITE, J., concurring). As I said in Spinelli, the conclusion
that Draper itself was based on this fact is far from inescapable.
Prior to Spinelli, Draper was susceptible to the interpretation
that it stood for the proposition that "the existence of the
tenth and critical fact is made sufficiently probable to justify
the issuance of a warrant by verifying nine other facts coming from
the same source." Spinelli, supra, at 426-427 (WHITE, J., concurring).
But it now seems clear that the Court in Spinelli rejected this
reading of Draper.
JUSTICE BRENNAN, post, at 280, n. 3, 281-282, erroneously interprets
my Spinelli concurrence as espousing the view that "corroboration
of certain [462 U.S. 213, 271] details in a tip may be sufficient
to satisfy the veracity, but not the basis of knowledge, prong of
Aguilar." Others have made the same mistake. See, e. g., Comment,
20 Am. Crim. L. Rev. 99, 105 (1982). I did not say that corroboration
could never satisfy the "basis of knowledge" prong. My
concern was, and still is, that the prong might be deemed satisfied
on the basis of corroboration of information that does not in any
way suggest that the informant had an adequate basis of knowledge
for his report. If, however, as in Draper, the police corroborate
information from which it can be inferred that the informant's tip
was grounded on inside information, this corroboration is sufficient
to satisfy the "basis of knowledge" prong. Spinelli, 393
U.S., at 426 (WHITE, J., concurring). The rules would indeed be
strange if, as JUSTICE BRENNAN suggests, post, at 284, the "basis
of knowledge" prong could be satisfied by detail in the tip
alone, but not by independent police work.
[ Footnote 23 ] JUSTICE STEVENS is correct, post, at 291, that one
of the informant's predictions proved to be inaccurate. However,
I agree with the Court, ante, at 245, n. 14, that an informant need
not be infallible.
[ Footnote 24 ] It is also true, as JUSTICE STEVENS points out,
post, at 292, n. 3, that the fact that respondents were last seen
leaving West Palm Beach on a northbound interstate highway is far
from conclusive proof that they were heading directly to Bloomingdale.
[ Footnote 25 ] I have already indicated my view, supra, at 263-264,
that such a "bare-bones" affidavit could not be the basis
for a good-faith issuance of a warrant.
[ Footnote 26 ] Bridger v. State, 503 S. W. 2d 801 (Tex. Crim. App.
1974), and People v. Palanza, 55 Ill. App. 3d 1028, 371 N. E. 2d
687 (1978), which the Court describes ante, at 234, n. 9, appear
to me to be excellent examples of overly technical applications
of the Aguilar-Spinelli standard. The holdings in these cases could
easily be disapproved without reliance on a "totality of the
circumstances" analysis.
JUSTICE BRENNAN, with whom JUSTICE MARSHALL joins, dissenting.
Although I join JUSTICE STEVENS' dissenting opinion and agree with
him that the warrant is invalid even under the Court's newly announced
"totality of the circumstances" test, see post, at 294-295,
and n. 8, I write separately to dissent from the Court's unjustified
and ill-advised rejection of the two-prong test for evaluating the
validity of a warrant based on hearsay announced in Aguilar v. Texas,
378 U.S. 108 (1964), and refined in Spinelli v. United States, 393
U.S. 410 (1969).
I
The Court's current Fourth Amendment jurisprudence, as reflected
by today's unfortunate decision, patently disregards Justice Jackson's
admonition in Brinegar v. United States, 338 U.S. 160 (1949):
"[Fourth Amendment rights] are not mere second-class rights
but belong in the catalog of indispensable freedoms. Among deprivations
of rights, none is so effective in cowing a population, crushing
the spirit of the individual and putting terror in every heart.
[462 U.S. 213, 275] Uncontrolled search and seizure is one of the
first and most effective weapons in the arsenal of every arbitrary
government. . . .
"But the right to be secure against searches and seizures
is one of the most difficult to protect. Since the officers are
themselves the chief invaders, there is no enforcement outside of
court." Id., at 180-181 (dissenting opinion).
In recognition of the judiciary's role as the only effective guardian
of Fourth Amendment rights, this Court has developed over the last
half century a set of coherent rules governing a magistrate's consideration
of a warrant application and the showings that are necessary to
support a finding of probable cause. We start with the proposition
that a neutral and detached magistrate, and not the police, should
determine whether there is probable cause to support the issuance
of a warrant. In Johnson v. United States, 333 U.S. 10 (1948), the
Court stated:
"The point of the Fourth Amendment, which often is not grasped
by zealous officers, is not that it denies law enforcement the support
of the usual inferences which reasonable men draw from evidence.
Its protection consists in requiring that those inferences be drawn
by a neutral and detached magistrate instead of being judged by
the officer engaged in the often competitive enterprise of ferreting
out crime. . . . When the right of privacy must reasonably yield
to the right of search is, as a rule, to be decided by a judicial
officer, not by a policeman or government enforcement agent."
Id., at 13-14 (footnote omitted).
See also Whiteley v. Warden, 401 U.S. 560, 564 (1971); Spinelli
v. United States, supra, at 415; United States v. Ventresca, 380
U.S. 102, 109 (1965); Aguilar v. Texas, supra, at 111; Jones v.
United States, 362 U.S. 257, 270 -271 [462 U.S. 213, 276] (1960);
Giordenello v. United States, 357 U.S. 480, 486 (1958); United States
v. Lefkowitz, 285 U.S. 452, 464 (1932).
In order to emphasize the magistrate's role as an independent arbiter
of probable cause and to insure that searches or seizures are not
effected on less than probable cause, the Court has insisted that
police officers provide magistrates with the underlying facts and
circumstances that support the officers' conclusions. In Nathanson
v. United States, 290 U.S. 41 (1933), the Court held invalid a search
warrant that was based on a customs agent's "mere affirmation
of suspicion and belief without any statement of adequate supporting
facts." Id., at 46. The Court stated: "Under the Fourth
Amendment, an officer may not properly issue a warrant to search
a private dwelling unless he can find probable cause therefor from
facts or circumstances presented to him under oath or affirmation.
Mere affirmance of belief or suspicion is not enough." Id.,
at 47.
In Giordenello v. United States, supra, the Court reviewed an arrest
warrant issued under the Federal Rules of Criminal Procedure based
on a complaint sworn to by a Federal Bureau of Narcotics agent.
Id., at 481. 1 Based on the agent's testimony at the suppression
hearing, the Court noted that "until the warrant was issued
. . . [the agent's] suspicions of petitioner's guilt derived entirely
from information given him by law enforcement officers and other
persons in Houston, none of whom either appeared before the Commissioner
or submitted affidavits." Id., at 485. The Court found it unnecessary
to decide whether a warrant could be based solely on hearsay information,
for the complaint was "defective in not providing a sufficient
basis upon which a [462 U.S. 213, 277] finding of probable cause
could be made." Ibid. In particular, the complaint contained
no affirmative allegation that the agent spoke with personal knowledge
nor did it indicate any sources for the agent's conclusion. Id.,
at 486. The Court expressly rejected the argument that these deficiencies
could be cured by "the Commissioner's reliance upon a presumption
that the complaint was made on the personal knowledge of the complaining
officer." Ibid.
As noted, the Court did not decide the hearsay question lurking
in Giordenello. The use of hearsay to support the issuance of a
warrant presents special problems because informants, unlike police
officers, are not regarded as presumptively reliable or honest.
Moreover, the basis for an informant's conclusions is not always
clear from an affidavit that merely reports those conclusions. If
the conclusory allegations of a police officer are insufficient
to support a finding of probable cause, surely the conclusory allegations
of an informant should a fortiori be insufficient.
In Jones v. United States, supra, the Court considered "whether
an affidavit which sets out personal observations relating to the
existence of cause to search is to be deemed insufficient by virtue
of the fact that it sets out not the affiant's observations but
those of another." Id., at 269. The Court held that hearsay
information can support the issuance of a warrant "so long
as a substantial basis for crediting the hearsay is presented."
Ibid. The Court found that there was a substantial basis for crediting
the hearsay involved in Jones. The informant's report was based
on the informant's personal knowledge, and the informant previously
had provided accurate information. Moreover, the informant's story
was corroborated by other sources. Finally, the defendant was known
to the police to be a narcotics user. Id., at 271.
Aguilar v. Texas, 378 U.S. 108 (1964), merely made explicit what
was implicit in Jones. In considering a search warrant based on
hearsay, the Court reviewed Nathanson [462 U.S. 213, 278] and Giordenello
and noted the requirement established by those cases that an officer
provide the magistrate with the underlying facts or circumstances
that support the officer's conclusion that there is probable cause
to justify the issuance of a warrant. The Court stated:
"The vice in the present affidavit is at least as great as
in Nathanson and Giordenello. Here, the `mere conclusion' that petitioner
possessed narcotics was not even that of the affiant himself; it
was that of an unidentified informant. The affidavit here not only
`contains no affirmative allegation that the affiant spoke with
personal knowledge of the matters contained therein,' it does not
even contain an `affirmative allegation' that the affiant's unidentified
source `spoke with personal knowledge.' For all that appears, the
source here merely suspected, believed or concluded that there were
narcotics in petitioner's possession. The magistrate here certainly
could not `judge for himself the persuasiveness of the facts relied
on . . . to show probable cause.' He necessarily accepted `without
question' the informant's `suspicion,' `belief' or `mere conclusion.'"
378 U.S., at 113 -114 (footnote omitted). 2
While recognizing that a warrant may be based on hearsay, the Court
established the following standard:
"[T]he magistrate must be informed of some of the underlying
circumstances from which the informant concluded [462 U.S. 213,
279] that the narcotics were where he claimed they were, and some
of the underlying circumstances from which the officer concluded
that the informant, whose identity need not be disclosed . . . was
`credible' or his information `reliable.' Otherwise, `the inferences
from the facts which lead to the complaint' will be drawn not `by
a neutral and detached magistrate,' as the Constitution requires,
but instead, by a police officer `engaged in the often competitive
enterprise of ferreting out crime' . . . or, as in this case, by
an unidentified informant." Id., at 114-115 (footnote omitted).
The Aguilar standard was refined in Spinelli v. United States,
393 U.S. 410 (1969). In Spinelli, the Court reviewed a search warrant
based on an affidavit that was "more ample," id., at 413,
than the one in Aguilar. The affidavit in Spinelli contained not
only a tip from an informant, but also a report of an independent
police investigation that allegedly corroborated the informant's
tip. 393 U.S., at 413 . Under these circumstances, the Court stated
that it was "required to delineate the manner in which Aguilar's
two-pronged test should be applied . . . ." Ibid.
The Court held that the Aguilar test should be applied to the tip,
and approved two additional ways of satisfying that test. First,
the Court suggested that if the tip contained sufficient detail
describing the accused's criminal activity it might satisfy Aguilar's
basis of knowledge prong. 393 U.S., at 416 . Such detail might assure
the magistrate that he is "relying on something more substantial
than a casual rumor circulating in the underworld or an accusation
based merely on an individual's general reputation." Ibid.
Although the tip in the case before it did not meet this standard,
"[t]he detail provided by the informant in Draper v. United
States, 358 U.S. 307 (1959), provide[d] a suitable benchmark,"
ibid., because "[a] magistrate, when confronted with such detail,
could reasonably infer that the informant [462 U.S. 213, 280] had
gained his information in a reliable way." Id., at 417 (footnote
omitted). 3
Second, the Court stated that police corroboration of the details
of a tip could provide a basis for satisfying Aguilar. [462 U.S.
213, 281] 393 U.S., at 417 . The Court's opinion is not a model
of clarity on this issue since it appears to suggest that corroboration
can satisfy both the basis of knowledge and veracity prongs of Aguilar.
393 U.S., at 417 -418. 4 JUSTICE WHITE's concurring opinion, however,
points the way to a proper reading of the Court's opinion. After
reviewing the Court's decision in Draper v. United States, 358 U.S.
307 (1959), JUSTICE WHITE concluded that "[t]he thrust of Draper
is not that the verified facts have independent significance with
respect to proof of [another unverified fact]." 393 U.S., at
427 . In his view, "[t]he argument instead relates to the reliability
of the source: because an informant is right about some things,
he is more probably right about other facts, usually the critical,
unverified facts." Ibid. JUSTICE WHITE then pointed out that
prior cases had rejected "the notion that the past [462 U.S.
213, 282] reliability of an officer is sufficient reason for believing
his current assertions." Ibid. JUSTICE WHITE went on to state:
"Nor would it suffice, I suppose, if a reliable informant states
there is gambling equipment in Apartment 607 and then proceeds to
describe in detail Apartment 201, a description which is verified
before applying for the warrant. He was right about 201, but that
hardly makes him more believable about the equipment in 607. But
what if he states that there are narcotics locked in a safe in Apartment
300, which is described in detail, and the apartment manager verifies
everything but the contents of the safe? I doubt that the report
about the narcotics is made appreciably more believable by the verification.
The informant could still have gotten his information concerning
the safe from others about whom nothing is known or could have inferred
the presence of narcotics from circumstances which a magistrate
would find unacceptable." Ibid.
I find this reasoning persuasive. Properly understood, therefore,
Spinelli stands for the proposition that corroboration of certain
details in a tip may be sufficient to satisfy the veracity, but
not the basis of knowledge, prong of Aguilar. As noted, Spinelli
also suggests that in some limited circumstances considerable detail
in an informant's tip may be adequate to satisfy the basis of knowledge
prong of Aguilar. 5 [462 U.S. 213, 283]
Although the rules drawn from the cases discussed above are cast
in procedural terms, they advance an important underlying substantive
value: Findings of probable cause, and attendant intrusions, should
not be authorized unless there is some assurance that the information
on which they are based has been obtained in a reliable way by an
honest or credible person. As applied to police officers, the rules
focus on the way in which the information was acquired. As applied
to informants, the rules focus both on the honesty or credibility
of the informant and on the reliability of the way in which the
information was acquired. Insofar as it is more complicated, an
evaluation of affidavits based on hearsay involves a more difficult
inquiry. This suggests a need to structure the inquiry in an effort
to insure greater accuracy. The standards announced in Aguilar,
as refined by Spinelli, fulfill that need. The standards inform
the police of what information they have to provide and magistrates
of what information they should demand. The standards also inform
magistrates of the subsidiary findings they must make in order to
arrive at an ultimate finding of probable cause. Spinelli, properly
understood, directs the magistrate's attention to the possibility
that the presence of self-verifying detail might satisfy Aguilar's
basis of knowledge prong and that corroboration of the details of
a tip might satisfy Aguilar's veracity prong. By requiring police
to provide certain crucial information to magistrates and by structuring
magistrates' probable-cause inquiries, Aguilar and Spinelli assure
the magistrate's role as an independent arbiter of probable cause,
insure greater accuracy in probable-cause determinations, and advance
the substantive value identified above.
Until today the Court has never squarely addressed the application
of the Aguilar and Spinelli standards to tips from anonymous informants.
Both Aguilar and Spinelli dealt with tips from informants known
at least to the police. See also, e. g., Adams v. Williams, 407
U.S. 143, 146 (1972); United States v. Harris, 403 U.S. 573, 575
(1971); Whiteley v. Warden, 401 U.S., at 565 ; McCray v. Illinois,
386 U.S. 300 , [462 U.S. 213, 284] 302 (1967); Jones v. United States,
362 U.S., at 268 -269. And surely there is even more reason to subject
anonymous informants' tips to the tests established by Aguilar and
Spinelli. By definition nothing is known about an anonymous informant's
identity, honesty, or reliability. One commentator has suggested
that anonymous informants should be treated as presumptively unreliable.
See Comment, Anonymous Tips, Corroboration, and Probable Cause:
Reconciling the Spinelli/Draper Dichotomy in Illinois v. Gates,
20 Am. Crim. L. Rev. 99, 107 (1982). See also Adams v. Williams,
supra, at 146 (suggesting that an anonymous telephone tip provides
a weaker case for a Terry v. Ohio, 392 U.S. 1 (1968), stop than
a tip from an informant known to the police who had provided information
in the past); United States v. Harris, supra, at 599 (Harlan, J.,
dissenting) ("We cannot assume that the ordinary law-abiding
citizen has qualms about [appearing before a magistrate]").
In any event, there certainly is no basis for treating anonymous
informants as presumptively reliable. Nor is there any basis for
assuming that the information provided by an anonymous informant
has been obtained in a reliable way. If we are unwilling to accept
conclusory allegations from the police, who are presumptively reliable,
or from informants who are known, at least to the police, there
cannot possibly be any rational basis for accepting conclusory allegations
from anonymous informants.
To suggest that anonymous informants' tips are subject to the tests
established by Aguilar and Spinelli is not to suggest that they
can never provide a basis for a finding of probable cause. It is
conceivable that police corroboration of the details of the tip
might establish the reliability of the informant under Aguilar's
veracity prong, as refined in Spinelli, and that the details in
the tip might be sufficient to qualify under the "self-verifying
detail" test established by Spinelli as a means of satisfying
Aguilar's basis of knowledge prong. The Aguilar and Spinelli tests
must be applied to anonymous informants' tips, however, if we are
to continue to insure [462 U.S. 213, 285] that findings of probable
cause, and attendant intrusions, are based on information provided
by an honest or credible person who has acquired the information
in a reliable way. 6
In light of the important purposes served by Aguilar and Spinelli,
I would not reject the standards they establish. If anything, I
simply would make more clear that Spinelli, properly understood,
does not depart in any fundamental way from the test established
by Aguilar. For reasons I shall next state, I do not find persuasive
the Court's justifications for rejecting the test established by
Aguilar and refined by Spinelli. [462 U.S. 213, 286]
II
In rejecting the Aguilar-Spinelli standards, the Court suggests
that a "totality-of-the-circumstances approach is far more
consistent with our prior treatment of probable cause than is any
rigid demand that specific `tests' be satisfied by every informant's
tip." Ante, at 230-231 (footnote omitted). In support of this
proposition the Court relies on several cases that purportedly reflect
this approach, ante, at 230-231, n. 6, 232-233, n. 7, and on the
"practical, nontechnical," ante, at 231, nature of probable
cause.
Only one of the cases cited by the Court in support of its "totality
of the circumstances" approach, Jaben v. United States, 381
U.S. 214 (1965), was decided subsequent to Aguilar. It is by no
means inconsistent with Aguilar. 7 The other three cases 8 cited
by the Court as supporting its [462 U.S. 213, 287] totality-of-the-circumstances
approach were decided before Aguilar. In any event, it is apparent
from the Court's discussion of them, see ante, at 232-233, n. 7,
that they are not inconsistent with Aguilar.
In addition, one can concede that probable cause is a "practical,
nontechnical" concept without betraying the values that Aguilar
and Spinelli reflect. As noted, see supra, at 277-282, Aguilar and
Spinelli require the police to provide magistrates with certain
crucial information. They also provide structure for magistrates'
probable-cause inquiries. In so doing, Aguilar and Spinelli preserve
the role of magistrates as independent arbiters of probable cause,
insure greater accuracy in probable-cause determinations, and advance
the substantive value of precluding findings of probable cause,
and attendant intrusions, based on anything less than information
from an honest or credible person who has acquired his information
in a reliable way. Neither the standards nor their effects are inconsistent
with a "practical, nontechnical" conception of probable
cause. Once a magistrate has determined that he has information
before him that he can reasonably say has been obtained in a reliable
way by a credible person, he has ample room to use his common sense
and to apply a practical, nontechnical conception of probable cause.
It also should be emphasized that cases such as Nathanson v. United
States, 290 U.S. 41 (1933), and Giordenello v. United States, 357
U.S. 480 (1958), discussed supra, at 276-277, directly contradict
the Court's suggestion, ante, at 233, that a strong showing on one
prong of the Aguilar test should compensate for a deficient showing
on the other. If the conclusory allegations of a presumptively reliable
police officer are insufficient to establish probable cause, there
is no conceivable reason why the conclusory allegations of an anonymous
informant should not be insufficient as well. Moreover, contrary
to the Court's implicit suggestion, Aguilar and Spinelli do not
stand as an insuperable barrier to the use [462 U.S. 213, 288] of
even anonymous informants' tips to establish probable cause. See
supra, at 277-282. It is no justification for rejecting them outright
that some courts may have employed an overly technical version of
the Aguilar-Spinelli standards, see ante, at 234-235, and n. 9.
The Court also insists that the Aguilar-Spinelli standards must
be abandoned because they are inconsistent with the fact that nonlawyers
frequently serve as magistrates. Ante, at 235-236. To the contrary,
the standards help to structure probable-cause inquiries and, properly
interpreted, may actually help a nonlawyer magistrate in making
a probable-cause determination. Moreover, the Aguilar and Spinelli
tests are not inconsistent with deference to magistrates' determinations
of probable cause. Aguilar expressly acknowledged that reviewing
courts "will pay substantial deference to judicial determinations
of probable cause . . . ." 378 U.S., at 111 . In Spinelli,
the Court noted that it was not retreating from the proposition
that magistrates' determinations of probable cause "should
be paid great deference by reviewing courts . . . ." 393 U.S.,
at 419 . It is also noteworthy that the language from United States
v. Ventresca, 380 U.S., at 108 -109, which the Court repeatedly
quotes, see ante, at 235, 236, and 237, n. 10, brackets the following
passage, which the Court does not quote:
"This is not to say that probable cause can be made out by
affidavits which are purely conclusory, stating only the affiant's
or an informer's belief that probable cause exists without detailing
any of the `underlying circumstances' upon which that belief is
based. See Aguilar v. Texas, supra. Recital of some of the underlying
circumstances in the affidavit is essential if the magistrate is
to perform his detached function and not serve merely as a rubber
stamp for the police. However, where these circumstances are detailed,
where reason for crediting the source of the information is given,
and when a magistrate has found probable cause, the courts should
not [462 U.S. 213, 289] invalidate the warrant by interpreting the
affidavit in a hypertechnical, rather than a commonsense, manner."
380 U.S., at 108 -109. 9
At the heart of the Court's decision to abandon Aguilar and Spinelli
appears to be its belief that "the direction taken by decisions
following Spinelli poorly serves `[t]he most basic function of any
government': `to provide for the security of the individual and
of his property.'" Ante, at 237. This conclusion rests on the
judgment that Aguilar and Spinelli "seriously imped[e] the
task of law enforcement," ante, at 237, and render anonymous
tips valueless in police work. Ibid. Surely, the Court overstates
its case. See supra, at 287-288. But of particular concern to all
Americans must be that the Court gives virtually no consideration
to the value of insuring that findings of probable cause are based
on information that a magistrate can reasonably say has been obtained
in a reliable [462 U.S. 213, 290] way by an honest or credible person.
I share JUSTICE WHITE'S fear that the Court's rejection of Aguilar
and Spinelli and its adoption of a new totality-of-the-circumstances
test, ante, at 238, "may foretell an evisceration of the probable-cause
standard . . . ." Ante, at 272 (WHITE, J., concurring in judgment).
III
The Court's complete failure to provide any persuasive reason for
rejecting Aguilar and Spinelli doubtlessly reflects impatience with
what it perceives to be "overly technical" rules governing
searches and seizures under the Fourth Amendment. Words such as
"practical," "nontechnical," and "common
sense," as used in the Court's opinion, are but code words
for an overly permissive attitude towards police practices in derogation
of the rights secured by the Fourth Amendment. Everyone shares the
Court's concern over the horrors of drug trafficking, but under
our Constitution only measures consistent with the Fourth Amendment
may be employed by government to cure this evil. We must be ever
mindful of Justice Stewart's admonition in Coolidge v. New Hampshire,
403 U.S. 443 (1971): "In times of unrest, whether caused by
crime or racial conflict or fear of internal subversion, this basic
law and the values that it represents may appear unrealistic or
`extravagant' to some. But the values were those of the authors
of our fundamental constitutional concepts." Id., at 455 (plurality
opinion). In the same vein, Glasser v. United States, 315 U.S. 60
(1942), warned that "[s]teps innocently taken may, one by one,
lead to the irretrievable impairment of substantial liberties."
Id., at 86.
Rights secured by the Fourth Amendment are particularly difficult
to protect because their "advocates are usually criminals."
Draper v. United States, 358 U.S., at 314 (Douglas, J., dissenting).
But the rules "we fashion [are] for the innocent and guilty
alike." Ibid. See also Kolender v. Lawson, 461 U.S. 352, 362
, n. 1 (1983) (BRENNAN, J., concurring); Brinegar v. United States,
338 U.S., at 181 (Jackson, J., dissenting). [462 U.S. 213, 291]
By replacing Aguilar and Spinelli with a test that provides no assurance
that magistrates, rather than the police, or informants, will make
determinations of probable cause; imposes no structure on magistrates'
probable-cause inquires; and invites the possibility that intrusions
may be justified on less than reliable information from an honest
or credible person, today's decision threatens to "obliterate
one of the most fundamental distinctions between our form of government,
where officers are under the law, and the police-state where they
are the law." Johnson v. United States, 333 U.S., at 17 .
[ Footnote 1 ] Although the warrant was issued under the Federal
Rules of Criminal Procedure, the Court stated that "[t]he provisions
of these Rules must be read in light of the constitutional requirements
they implement." 357 U.S., at 485 . See Aguilar v. Texas, 378
U.S. 108, 112 , n. 3 (1964) ("The principles announced in Giordenello
derived . . . from the Fourth Amendment, and not from our supervisory
power").
[ Footnote 2 ] The Court noted that approval of the affidavit before
it "would open the door to easy circumvention of the rule announced
in Nathanson and Giordenello." 378 U.S., at 114 , n. 4. The
Court stated:
"A police officer who arrived at the `suspicion,' `belief'
or `mere conclusion' that narcotics were in someone's possession
could not obtain a warrant. But he could convey this conclusion
to another police officer, who could then secure the warrant by
swearing that he had `received reliable information from a credible
person' that the narcotics were in someone's possession." Ibid.
[ Footnote 3 ] There is some tension between Draper v. United States,
358 U.S. 307 (1959), and Aguilar. In Draper, the Court considered
the validity of a warrantless arrest based on an informant's tip
and police corroboration of certain details of the tip. The informant,
who in the past had always given accurate and reliable information,
told the police that Draper was peddling narcotics. The informant
later told the police that Draper had left for Chicago by train
to pick up some heroin and would return by train on the morning
of one of two days. The informant gave the police a detailed physical
description of Draper and of the clothing he was wearing. The informant
also said that Draper would be carrying a tan zipper bag and that
he walked very fast. 358 U.S., at 309 .
On the second morning specified by the informant, the police saw
a man "having the exact physical attributes and wearing the
precise clothing described by [the informant], alight from an incoming
Chicago train and start walking `fast' toward the exit." Id.,
at 309-310. The man was carrying a tan zipper bag. The police arrested
him and searched him incident to the arrest. Id., at 310.
The Court found that the arrest had been based on probable cause.
Having verified every detail of the tip "except whether [Draper]
had accomplished his mission and had the three ounces of heroin
on his person or in his bag," id., at 313, the police "had
`reasonable grounds' to believe that the remaining unverified bit
of [the informant's] information . . . was likewise true."
Ibid.
There is no doubt that the tip satisfied Aguilar's veracity prong.
The informant had given accurate information in the past. Moreover,
under Spinelli, the police corroborated most of the details of the
informant's tip. See Spinelli v. United States, 393 U.S., at 417
; id., at 426-427 (WHITE, J., concurring); infra, at 281, and n.
4. There is some question, however, about whether the tip satisfied
Aguilar's basis of knowledge prong. The fact that an informant is
right about most things may suggest that he is credible, but it
does not establish that he has acquired his information in a reliable
way. See Spinelli v. United States, supra, at 426-427 (WHITE, J.,
concurring). Spinelli's "self-verifying detail" element
resolves this tension. As one commentator has suggested, "under
Spinelli, the Draper decision is sound as applied to its facts."
Note, the Informer's Tip As Probable Cause for Search or Arrest,
54 Cornell L. Rev. 958, 964, n. 34 (1969).
[ Footnote 4 ] The Court stated that the Federal Bureau of Investigation's
independent investigative efforts could not "support both the
inference that the informer was generally trustworthy and that he
had made his charge against Spinelli on the basis of information
obtained in a reliable way." Spinelli v. United States, supra,
at 417. The Court suggested that Draper again provided "a relevant
comparison." 393 U.S., at 417 . Once the police had corroborated
most of the details of the tip in Draper "[i]t was . . . apparent
that the informant had not been fabricating his report out of whole
cloth; since the report was of the sort which in common experience
may be recognized as having been obtained in a reliable way, it
was perfectly clear that probable cause had been established."
393 U.S., at 417 -418.
It is the Court's citation of Draper which creates most of the
confusion. The informant's credibility was not at issue in Draper
irrespective of the corroboration of the details of his tip. See
n. 3, supra. The Court's opinion, therefore, might be read as suggesting
that corroboration also could satisfy Aguilar's basis of knowledge
test. I think it is more likely, however, especially in view of
the discussion infra, this page and 282, that the Court simply was
discussing an alternative means of satisfying Aguilar's veracity
prong, using the facts of Draper as an example, and relying on its
earlier determination that the detail of the tip in Draper was self-verifying.
See 393 U.S., at 416 -417. It is noteworthy that although the affiant
in Spinelli had sworn that the informer was reliable, "he [had]
offered the magistrate no reason in support of this conclusion."
Id., at 416. Aguilar's veracity prong, therefore, was not satisfied.
393 U.S., at 416 .
[ Footnote 5 ] After concluding that the tip was not sufficient
to support a finding of probable cause, the Court stated:
"This is not to say that the tip was so insubstantial that
it could not properly have counted in the magistrate's determination.
Rather, it needed some further support. When we look to the other
parts of the application, however, we find nothing alleged which
would permit the suspicions engendered by the informant's report
to ripen into a judgment that a crime was probably being committed."
Spinelli v. United States, 393 U.S., at 418 .
The Court went on to suggest that corroboration of incriminating
facts would be needed. See ibid.
[ Footnote 6 ] As noted, supra, at 277-282, Aguilar and Spinelli
inform the police of what information they have to provide and magistrates
of what information they should demand. This advances the important
process value, which is intimately related to substantive Fourth
Amendment concerns, of having magistrates, rather than police, or
informants, determine whether there is probable cause to support
the issuance of a warrant. We want the police to provide magistrates
with the information on which they base their conclusions so that
magistrates can perform their important function. When the police
rely on facts about which they have personal knowledge, requiring
them to disclose those facts to magistrates imposes no significant
burden on the police. When the police rely on information obtained
from confidential informants, requiring the police to disclose the
facts on which the informants based their conclusions imposes a
more substantial burden on the police, but it is one that they can
meet because they presumably have access to their confidential informants.
In cases in which the police rely on information obtained from
an anonymous informant, the police, by hypothesis, cannot obtain
further information from the informant regarding the facts and circumstances
on which the informant based his conclusion. When the police seek
a warrant based solely on an anonymous informant's tip, therefore,
they are providing the magistrate with all the information on which
they have based their conclusion. In this respect, the command of
Aguilar and Spinelli has been met and the process value identified
above has been served. But Aguilar and Spinelli advance other values
which argue for their application even to anonymous informants'
tips. They structure the magistrate's probable-cause inquiry and,
more importantly, they guard against findings of probable cause,
and attendant intrusions, based on anything other than information
which magistrates reasonably can conclude has been obtained in a
reliable way by an honest or credible person.
[ Footnote 7 ] In Jaben v. United States, the Court considered whether
there was probable cause to support a complaint charging petitioner
with willfully filing a false tax return. 381 U.S., at 221 . After
reviewing the extensive detail contained in the complaint, id.,
at 223, the Court expressly distinguished tax offenses from other
types of offenses:
"Some offenses are subject to putative establishment by blunt
and concise factual allegations, e. g., `A saw narcotics in B's
possession,' whereas `A saw B file a false tax return' does not
mean very much in a tax evasion case. Establishment of grounds for
belief that the offense of tax evasion has been committed often
requires a reconstruction of the taxpayer's income from many individually
unrevealing facts which are not susceptible of a concise statement
in a complaint. Furthermore, unlike narcotics informants, for example,
whose credibility may often be suspect, the sources in this tax
evasion case are much less likely to produce false or untrustworthy
information. Thus, whereas some supporting information concerning
the credibility of informants in narcotics cases or other common
garden varieties of crime may be required, such information is not
so necessary in the context of the case before us." Id., at
223-224.
Obviously, Jaben is not inconsistent with Aguilar and involved
no general rejection of the Aguilar standards.
[ Footnote 8 ] Rugendorf v. United States, 376 U.S. 528 (1964);
Ker v. California, 374 U.S. 23 (1963); Jones v. United States, 362
U.S. 257 (1960).
[ Footnote 9 ] The Court also argues that "[i]f the affidavits
submitted by police officers are subjected to the type of scrutiny
some courts have deemed appropriate, police might well resort to
warrantless searches, with the hope of relying on consent or some
other exception to the Warrant Clause that might develop at the
time of the search." Ante, at 236. If the Court is suggesting,
as it appears to be, that the police will intentionally disregard
the law, it need only be noted in response that the courts are not
helpless to deal with such conduct. Moreover, as was noted in Coolidge
v. New Hampshire, 403 U.S. 443 (1971):
"[T]he most basic constitutional rule in this area is that
`searches conducted outside the judicial process, without prior
approval by judge or magistrate, are per se unreasonable under the
Fourth Amendment - subject only to a few specifically established
and well-delineated exceptions.' The exceptions are `jealously and
carefully drawn,' and there must be `a showing by those who seek
exemption . . . that the exigencies of the situation made that course
imperative.' `[T]he burden is on those seeking the exemption to
show the need for it.'" Id., at 454-455 (plurality opinion)
(footnotes omitted).
It therefore would appear to be not only inadvisable, but also
unavailing, for the police to conduct warrantless searches in "the
hope of relying on consent or some other exception to the Warrant
Clause that might develop at the time of the search." Ante,
at 236.
JUSTICE STEVENS, with whom JUSTICE BRENNAN joins, dissenting.
The fact that Lance and Sue Gates made a 22-hour nonstop drive
from West Palm Beach, Florida, to Bloomingdale, Illinois, only a
few hours after Lance had flown to Florida provided persuasive evidence
that they were engaged in illicit activity. That fact, however,
was not known to the judge when he issued the warrant to search
their home.
What the judge did know at that time was that the anonymous informant
had not been completely accurate in his or her predictions. The
informant had indicated that "`Sue . . . drives their car to
Florida where she leaves it to be loaded up with drugs . . . . Sue
fl[ies] back after she drops the car off in Florida.'" 85 Ill.
2d 376, 379, 423 N. E. 2d 887, 888 (1981) (emphasis added). Yet
Detective Mader's affidavit reported that she "`left the West
Palm Beach area driving the Mercury northbound.'" 82 Ill. App.
3d 749, 757, 403 N. E. 2d 77, 82 (1980).
The discrepancy between the informant's predictions and the facts
known to Detective Mader is significant for three reasons. First,
it cast doubt on the informant's hypothesis that the Gates already
had "`over [$100,000] worth of drugs in their basement,'"
85 Ill. 2d, at 379, 423 N. E. 2d, at 888. The informant had predicted
an itinerary that always kept one [462 U.S. 213, 292] spouse in
Bloomingdale, suggesting that the Gates did not want to leave their
home unguarded because something valuable was hidden within. That
inference obviously could not be drawn when it was known that the
pair was actually together over a thousand miles from home.
Second, the discrepancy made the Gates' conduct seem substantially
less unusual than the informant had predicted it would be. It would
have been odd if, as predicted, Sue had driven down to Florida on
Wednesday, left the car, and flown right back to Illinois. But the
mere facts that Sue was in West Palm Beach with the car, 1 that
she was joined by her husband at the Holiday Inn on Friday, 2 and
that the couple drove north together the next morning 3 are neither
unusual nor probative of criminal activity. [462 U.S. 213, 293]
Third, the fact that the anonymous letter contained a material
mistake undermines the reasonableness of relying on it as a basis
for making a forcible entry into a private home. 4
Of course, the activities in this case did not stop when the judge
issued the warrant. The Gates drove all night to Bloomingdale, the
officers searched the car and found 400 pounds of marihuana, and
then they searched the house. 5 However, none of these subsequent
events may be considered in evaluating the warrant, 6 and the search
of the house was legal only if the warrant was valid. Vale v. Louisiana,
399 U.S. 30, 33 -35 (1970). I cannot accept the Court's casual conclusion
that, before the Gates arrived in Bloomingdale, there was probable
cause to justify a valid entry and search of a private home. No
one knows who the informant in this case was, or what motivated
him or her to write the note. Given that the note's predictions
were faulty in one [462 U.S. 213, 294] significant respect, and
were corroborated by nothing except ordinary innocent activity,
I must surmise that the Court's evaluation of the warrant's validity
has been colored by subsequent events. 7
Although the foregoing analysis is determinative as to the house
search, the car search raises additional issues because "there
is a constitutional difference between houses and cars." Chambers
v. Maroney, 399 U.S. 42, 52 (1970). Cf. Payton v. New York, 445
U.S. 573, 589 -590 (1980). An officer who has probable cause to
suspect that a highly movable automobile contains contraband does
not need a valid warrant in order to search it. This point was developed
in our opinion in United States v. Ross, 456 U.S. 798 (1982), which
was not decided until after the Illinois Supreme Court rendered
its decision in this case. Under Ross, the car search may have been
valid if the officers had probable cause after the Gates arrived.
In apologizing for its belated realization that we should not have
ordered reargument in this case, the Court today shows high regard
for the appropriate relationship of this Court to state courts.
Ante, at 221-222. When the Court discusses the merits, however,
it attaches no weight to the conclusions of the Circuit Judge of
Du Page County, Illinois, of the three judges of the Second District
of the Illinois Appellate Court, or of the five justices of the
Illinois Supreme Court, all of whom concluded that the warrant was
not based on probable cause. In a fact-bound inquiry of this sort,
the judgment of three levels of state courts, all of which are better
able to evaluate the probable reliability of anonymous informants
in [462 U.S. 213, 295] Bloomingdale, Illinois, than we are, should
be entitled to at least a presumption of accuracy. 8 I would simply
vacate the judgment of the Illinois Supreme Court and remand the
case for reconsideration in the light of our intervening decision
in United States v. Ross.
[ Footnote 1 ] The anonymous note suggested that she was going down
on Wednesday, 85 Ill. 2d, at 379, 423 N. E. 2d, at 888, but for
all the officers knew she had been in Florida for a month. 82 Ill.
App. 3d, at 755-757, 403 N. E. 2d, at 82-83.
[ Footnote 2 ] Lance does not appear to have behaved suspiciously
in flying down to Florida. He made a reservation in his own name
and gave an accurate home phone number to the airlines. Cf. Florida
v. Royer, 460 U.S. 491, 493 , n. 2 (1983); United States v. Mendenhall,
446 U.S. 544, 548 (1980) (Stewart, J., announcing the judgment).
And Detective Mader's affidavit does not report that he did any
of the other things drug couriers are notorious for doing, such
as paying for the ticket in cash, Royer, 460 U.S., at 493 , n. 2,
dressing casually, ibid., looking pale and nervous, ibid.; Mendenhall,
supra, at 548, improperly filling out baggage tags, Royer, 460 U.S.,
at 493 , n. 2, carrying American Tourister luggage, ibid., not carrying
any luggage, Mendenhall, 446 U.S., at 564 -565 (POWELL, J., concurring
in part and concurring in judgment), or changing airlines en route,
ibid.
[ Footnote 3 ] Detective Mader's affidavit hinted darkly that the
couple had set out upon "that interstate highway commonly used
by travelers to the Chicago area." But the same highway is
also commonly used by travelers to Disney World, Sea World, and
Ringling Brothers and Barnum and Bailey Circus World. It is also
the road to Cocoa Beach, Cape Canaveral, and Washington, D.C. I
would venture that each year dozens of perfectly innocent people
fly to Florida, meet a waiting spouse, and drive off together in
the family car.
[ Footnote 4 ] The Court purports to rely on the proposition that
"if the [anonymous] informant could predict with considerable
accuracy the somewhat unusual travel plans of the Gateses, he probably
also had a reliable basis for his statements that the Gateses kept
a large quantity of drugs in their home." Ante, at 245-246,
n. 14 (emphasis added). Even if this syllogism were sound, but see
Spinelli v. United States, 393 U.S. 410 427 (1969) (WHITE, J., concurring),
its premises are not met in this case.
[ Footnote 5 ] The officers did not enter the unoccupied house as
soon as the warrant issued; instead, they waited until the Gates
returned. It is unclear whether they waited because they wanted
to execute the warrant without unnecessary property damage or because
they had doubts about whether the informant's tip was really valid.
In either event their judgment is to be commended.
[ Footnote 6 ] It is a truism that "a search warrant is valid
only if probable cause has been shown to the magistrate and that
an inadequate showing may not be rescued by post-search testimony
on information known to the searching officers at the time of the
search." Rice v. Wolff, 513 F.2d 1280, 1287 (CA8 1975). See
Coolidge v. New Hampshire, 403 U.S. 443, 450 -451 (1971); Whiteley
v. Warden, 401 U.S. 560, 565 , n. 8 (1971); Aguilar v. Texas, 378
U.S. 108, 109 , n. 1 (1964); Jones v. United States, 357 U.S. 493,
497 -498 (1958); Giordenello v. United States, 357 U.S. 480, 486
(1958); Taylor v. United States, 286 U.S. 1, 6 (1932); Agnello v.
United States, 269 U.S. 20, 33 (1925).
[ Footnote 7 ] Draper v. United States, 358 U.S. 307 (1959), affords
no support for today's holding. That case did not involve an anonymous
informant. On the contrary, as the Court twice noted, Mr. Hereford
was "employed for that purpose and [his] information had always
been found accurate and reliable." Id., at 313; see id., at
309. In this case, the police had no prior experience with the informant,
and some of his or her information in this case was unreliable and
inaccurate.
[ Footnote 8 ] The Court holds that what were heretofore considered
two independent "prongs" - "veracity" and "basis
of knowledge" - are now to be considered together as circumstances
whose totality must be appraised. Ante, at 233. "[A] deficiency
in one may be compensated for, in determining the overall reliability
of a tip, by a strong showing as to the other, or by some other
indicia of reliability." Ibid. Yet in this case, the lower
courts found neither factor present. 85 Ill. 2d, at 390, 423 N.
E. 2d, at 893. And the supposed "other indicia" in the
affidavit take the form of activity that is not particularly remarkable.
I do not understand how the Court can find that the "totality"
so far exceeds the sum of its "circumstances." [462 U.S.
213, 296]
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